Microsoft Word - 2024-09-01 Issuer Accounting Support Fee

1666 K Street NW

Washington, DC 20006

Office: (202) 207-9100

www.pcaobus.org

List of Issuers with No Outstanding

Past-Due Share of the Issuer Accounting Support Fee

Determination of Payment under PCAOB Rule 7104(b)

As of September 1, 2024

The following is a list of issuers that have been assessed and have no outstanding past-due share

of the issuer accounting support fees of the Public Company Accounting Oversight Board ("PCAOB") and

the Financial Accounting Standards Board ("FASB"), as of September 1, 2024.

A registered public accounting firm may take the inclusion of an issuer on this list as an

indication that the issuer has no outstanding past-due share of the issuer accounting support fee for

purposes of PCAOB Rule 7104(b).

This list will be updated at least bi-weekly. If a registered public accounting firm cannot obtain a

representation from the issuer or cannot determine by reviewing the list below whether the issuer has

no past-due share of the accounting support fee outstanding, the registered public accounting firm may

contact the staff by phone at 1-202-207-9294 (Business Days: 9:00 a.m. to 5:00 p.m. ET) or by email at

[email protected].

If you believe an issuer has been excluded from this list in error, please contact the staff by

phone at 1-202-207-9294 (Business Days: 9:00 a.m. to 5:00 p.m. ET) or by email at

[email protected].

Additional information about the issuer accounting support fee and the funding process is

available in the Frequently Asked Questions ("FAQs") available in the Accounting Support Fee section of

the PCAOB's Web site

(http://pcaobus.org/About/Administration/SupportFee/Pages/SupportFeeFAQ.aspx).

Just because an issuer does not appear on this list does not mean that the issuer has

outstanding a past-due share of the accounting support fee. Many "issuers," as that term is defined in

the Sarbanes-Oxley Act and the Board's rules, are not allocated a share of the issuer accounting support

fee of the PCAOB and the FASB under the Board's funding rules and therefore are not on this list even

though they have outstanding no past-due share of the accounting support fee. In addition, payments

are received periodically by the PCAOB and are not reflected on this list until it is next updated. For

more information regarding the determination of payment of accounting support fees by registered

accounting firms, please see rule 7104(b).

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 2

* * *

10x Genomics Inc

111 Inc

1290 Diversified Bond

1290 VT DoubleLine

Opportunistic Bond

1290 VT Equity Income

1290 VT GAMCO Small Co

Value

17 Education & Technology

Group Inc

180 CONNECT INC

180 Life Sciences Corp

1-800 CONTACTS INC

1-800-FLOWERS.COM Inc

1919 Socially Responsive

Balanced

1Life Healthcare Inc

1st Century Bancshares Inc

1st Constitution Bancorp

1st Financial Services Corp

1st Independence Financial

Group Inc

1st Pacific Bancorp

1st Source Corp

1ST ST BANCORP INC

1st United Bancorp Inc

1stDIBS.com Inc

21ST CENTURY INS GROUP

22nd Century Group Inc

23andMe Holding Co.

24/7 REAL MEDIA INC

2seventy bio Inc

2U Inc

360 GLOBAL WINE CO

361 Managed Futures

Strategy

374Water Inc

3COM CORP

3M Co

3PAR Inc

4d Molecular Therapeutics

Inc

4KIDS ENTERTAINMENT INC

51job Inc

58.com Inc

5E Advanced Materials Inc

7 Acquisition Corporation

7 Days Group Holdings Ltd

724 SOLUTIONS INC

7-ELEVEN INC

89bio Inc

8point3 Energy Partners LP

9 Meters Biopharma Inc

908 Devices Inc

99 Cents Only Stores

A S V INC

A V Homes Inc

A. H. Belo Corp

A. O. Smith Corp

A.C. Moore Arts & Crafts Inc

A.D.A.M. Inc

A.F.P. Provida Sa

A10 Networks Inc

A123 Systems Inc

A21 GROUP INC

A2Z Smart Technologies Corp

A4S SECURITY INC

AAIPHARMA INC

AAM/Bahl & Gaynor Income

Growth

AAM/HIMCO Short Duration

AAMES INVESTMENT CORP

AAON Inc

AAR Corp

Aarons Co Inc (The)

AB 2015 Retirement Strategy

AB 2020 Retirement Strategy

AB 2025 Retirement Strategy

AB 2030 Retirement Strategy

AB All Market Real Return

AB All Market Total Return

AB Bond Inflation

AB Concentrated Growth

AB Conservative Wealth

Strategy

AB Discovery Growth

AB Discovery Value

AB Equity Income

AB Global Bond

AB Global Core Equity

AB Global Risk Allocation

AB Global Value

AB Government Exchange

Reserves

AB Government Money

Market

AB Growth

AB High Income

AB High Income Municipal

AB High Yield

AB Impact Municipal Income

AB Income

AB International

AB International Low

Volatility Equity

AB International Research

Growth

AB Intl Value

AB Large Cap Growth

AB Multi Market Strategy

Trust

AB Muni Income CA

AB Muni Income II FL

AB Muni Income II VA

AB Muni Income National

AB Municipal Bond Inflation

AB Municipal Income NY

AB Municipal Income Shares

AB Pooling Bond Inflation

Protected

AB Pooling Global Core Bond

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 3

AB Pooling High Yield

AB Pooling International

Growth

AB Pooling International

Value

AB Pooling Multi Asset Real

Return

AB Pooling Short Duration

Bond

AB Pooling Small Mid Cap

Growth

AB Pooling Small Mid Cap

Value

AB Pooling US Large Cap

Growth

AB Pooling US Value

AB Pooling Volatility

Management

AB Relative Value

AB Select US Long/Short

AB Small Cap Growth

AB Small Cap Value

AB Sustainable Global

Thematic

AB Sustainable International

Thematic

AB Tax-Managed

International

AB Tax-Managed Wealth

Appreciation

AB Tx Mngd Bal Wealth

Strategy

AB Value

AB VPS Balnced Wealth

AB VPS Discovery Value

AB VPS Dynamic Asset

Allocation

AB VPS Global Risk

Allocation-Moderate

AB VPS Global Technology

AB VPS Intl Value

AB VPS Large Cap Growth

AB VPS Relative Value

AB VPS Value

AB Wealth Appreciation

Abacus Life Inc

Abakan Inc

ABAXIS Inc

ABB Ltd

Abbey Capital Futures

Strategy

Abbey Capital Multi Asset

ABBF Corporate Bond

ABBF Intermediate Bond

ABBF US Government

Abbott Laboratories

AbbVie Inc

AbCellera Biologics Inc

Abengoa SA

Abeona Therapeutics Inc

Abercrombie & Fitch Co.

Aberdeen Asia Bond

Aberdeen Asia Pacific (ex

Japan) Equity

Aberdeen Australia Equity

Fund Inc.

Aberdeen Emerging Markets

Equity Income Fund Inc

Aberdeen Equity Long-Short

Aberdeen Global High

Income

Aberdeen International

Equity

Aberdeen Select

International Equity

Aberdeen Total Return Bond

ABG Acquisition Corp I

Abgenix Inc

ABIF-Global REIT Institutional

Abigail Adams National

Bancorp Inc

Ability Inc.

Abington Bancorp Inc

ABIOMED Inc

ABITIBI CONSOLIDATED INC

ABIVAX Societe Anonyme

ABLE ENERGY INC

ABLE LABORATORIES INC

ABLEAUCTIONS.COM INC

Ablynx NV

ABM Industries Inc

ABN AMRO Balanced

ABN AMRO Bond

ABN Amro Holding NV

ABN AMRO Investor Money

Mkt

ABN AMRO Treasury MM

ABN AMRO TxEx MM

Abovenet Inc

Abraxas Petroleum Corp.

Abraxis BioScience Inc

abrdn Asia-Pacific Income

Fund Inc

abrdn Emerging Markets

abrdn Gold ETF Trust

abrdn Palladium ETF Trust

ABRDN Physical Platinum

Shares ETF

abrdn Precious Metals

Basket ETF Trust

abrdn Silver ETF Trust

abrdn Total Dynamic

Dividend Fund

abrdn UltraShort Municipal

Income

abrdn US Small Cap Equity

Absci Corp

Absolute Convertible

Arbitrage

Absolute Opportunities

Absolute Strategies

AC Alternatives Market

Neutral Value

AC Immune SA

ACA CAPITAL HOLDINGS INC

Acacia Communications Inc

Acacia Research Corp

Academy Sports and

Outdoors Inc

Acadia Healthcare Co Inc

Acadia Pharmaceuticals Inc

Acadia Realty Trust

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 4

Acadian Emerging Markets

Acambis Plc

Acasti Pharma Inc

Accel Entertainment, Inc.

Accelerate Acquisition Corp

Accelerate Diagnostics Inc

Accelerize Inc

Acceleron Pharma Inc

Accelrys Inc.

Accentia Biopharmaceuticals

Inc

Accenture PLC

Acceptance Insurance Cos

Inc

Access Flex Bear High Yield

Access National Corp

Access Plans USA Inc

Accessor Small/Mid Cap

Acclaim Enmnt Inc

ACCO Brands Corp

Accolade Inc

ACCREDITED HOME LENDERS

HLDG

Accredited Members Holding

Corp

ACCREDO HEALTH INC.

Accretion Acquisition Corp

ACCUPOLL HOLDING CORP

Accuray Inc

Accuride Corp

ACE Avation Holdings Inc

ACE CASH EXPRESS INC

ACE COMM CORP

AcelRx Pharmaceuticals Inc

Acelyrin Inc

Acer Therapeutics Inc

Achaogen Inc

Achieve Life Sciences Inc

Achillion Pharmaceuticals Inc

ACI Worldwide Inc

Aclara Biosciences Inc

Aclaris Therapeutics Inc

ACM Institutional MM CA

ACM Institutional MM Govt

ACM Institutional MM Prime

ACM Institutional MM

Treasury

ACM Institutional MM Trust

ACM Institutional MM TxFr

ACM Research Inc

ACME Communications Inc

Acme Packet Inc

Acme United Corp

Acorda Therapeutics Inc

Acorn Energy Inc

Acorn International Inc

ACR GROUP INC

Acreage Holdings Inc

ACRES Commercial Realty

Corp

Acres Gaming Inc

Acri Capital Acquisition

Corporation

Acrivon Therapeutics Inc

ACRO INC

Acropolis Infrastructure

Acquisition Corp

Across America Real Estate

Corp

ACS-TECH80 LTD

ACT TELECONFERENCING INC

Actel Corp

Actiga Corp

Actinium Pharmaceuticals Inc

ACTION PERFORMANCE COS

INC

Actions Semiconductor Co

Ltd

Activcard Corp

Active Assets CA Tax Free

Active Assets Government

Trust

Active Assets Govt MM

Active Assets Money

Active Assets Prime Trust

Active Assets TxFr MM

Active Health Foods Inc

Active Network Inc

Active Power Inc

Activision Blizzard Inc

Activision Inc.

Actua Corp

Actuate Corp

Acuity Brands Inc.

AcuityAds Holdings Inc

Acumen Pharmaceuticals Inc

ACURA PHARMACEUTICALS

INC

Acushnet Holdings Corp

ACUSPHERE INC

Acutus Medical Inc

ACV Auctions Inc

AD VENTURE PARTNERS INC

Adagene Inc

Adamas Pharmaceuticals Inc

Adamis Pharmaceuticals

Corp

Adams Diversified Equity

Fund Inc

Adams Golf Inc.

Adams Natural Resources

Fund Inc

Adams Resources & Energy

Inc.

ADAMS RESPIRATORY

THERAPTCS

AdaptHealth Corp.

Adaptimmune Therapeutics

plc

Adaptive Biotechnologies

Corp

Adara Smaller Companies

ADC Telecommunications

Inc.

ADC Therapeutics SA

AdCare Health Systems Inc

Addus HomeCare Corp

ADDvantage Technologies

Group Inc

ADE CORP/MA

ADECCO SA

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 5

Adecoagro SA

Adeia Inc

ADELPHIA COMMUN -CL A

Adept Technology Inc

ADESA INC

Adesto Technologies Corp

AdEx Media Inc

ADEZA BIOMEDICAL CORP

Adicet Bio, Inc.

Adient plc

Adira Energy Ltd

ADMA Biologics Inc

Adobe Inc

ADOLOR CORP

Adomani Inc

ADS TEC Energy PLC

ADSTAR INC

ADT Corp (The)

ADT Inc

AdTheorent Holding

Company Inc

ADUDDELL INDUSTRIES INC

ADV NEUROMODULATION

SYS INC

Advance America Cash

Advance Centers Inc

Advance Capital Balanced

Advance Capital Retire

Income

ADVANCE NANOTECH INC

Advanced Accelerator

Applications SA

Advanced Analogic

Technologies Inc

Advanced Battery

Technologies Inc

Advanced BioMedical

Technologies Inc

ADVANCED BIOTHERAPY INC

ADVANCED DIGITAL INFO

CORP

Advanced Disposal Services

Inc

Advanced Drainage Systems

Inc

Advanced Emissions

Solutions Inc

Advanced Energy Industries

Inc

Advanced Environmental

Recycling Technologies Inc

Advanced Fibre Comm Inc

Advanced Life Sciences

Holdings Inc

ADVANCED MARKETING

SERVICES

Advanced Medical Optics Inc.

Advanced Merger Partners

Inc

Advanced Micro Devices Inc

Advanced Photonix Inc.

ADVANCED POWER

TECHNOL INC

Advanced Tech Industries

Advanced Technology

Acquisition Corp

ADVANCED VIRAL RESEARCH

CORP

Advanced Voice Recognition

Systems Inc

Advancepcs

AdvancePierre Foods

Holdings Inc

Advanta Corp

Advantage Oil & Gas Ltd

Advantage Solutions Inc.

ADVANTEST CORP

Advantus Srs Asset Allocation

Advantus Srs Mortgage Sec

Advaxis Inc

Advent Software Inc.

Advent Technologies

Holdings, Inc.

Advent/Claymore Global

Convertible Securities &

Income Fund

Adverum Biotechnologies Inc

AdvisorOne CLS Global

Diversified Equity

AdvisorOne Milestone

Treasury Obligation

AdvisorShares Peritus High

Yield ETF

Advisorshares Pure US

Cannabis ETF

Advisory Board Company

(The)

ADVO INC

ADVOCAT INC

AECOM

Aegerion Pharmaceuticals

Inc

Aegion Corp

AEGIS COMMUNICATIONS

GROUP

Aegis Value

Aeglea BioTherapeutics Inc

Aegon Ltd

AEGON/Trans Alger Aggrsv

Gro

AEGON/Trans Cap Guard

Global

AEGON/Trans Cap Guard US

Eqty

AEGON/Trans Convertible

Sec

AEGON/Trans Great Co Amer

Sml

AEGON/Trans Janus Growth

AEGON/Trans LKCM Strtgc

TtlRtn

AEGON/Trans VKM Act Intl

Alloc

Aehr Test Systems

AEOLUS PHARMACEUTICALS

INC

AEON Biopharma Inc

AEP INDUSTRIES INC

Aequi Acquisition Corp

AerCap Holdings NV

Aerkomm Inc

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 6

AeroCentury Corp

Aeroflex Holding Corp

AEROFLEX INC

AeroGrow International Inc

Aerohive Networks Inc

Aerojet Rocketdyne Holdings

Inc

AEROSONIC CORP

AEROTELESIS INC

Aerovate Therapeutics Inc

AeroVironment Inc

AES Corp (The)

AEterna Zentaris Inc

Aetna Inc.

Aetrium Inc

Aeva Technologies Inc

Aevi Genomic Medicine Inc

AEye Inc

AFC Gamma Inc

Affiliated Computer Services

Inc.

Affiliated Managers Group

Inc.

Affimed NV

Affinity Bancshares Inc

Affirm Holdings Inc

Affirmative Insurance

Holdings Inc

Affymax Inc

Affymetrix Inc

Aflac Incorporated

AfterNext HealthTech

Acquisition Corp

Afya Limited

AG Mortgage Investment

Trust Inc

Ag Services Of America

AGA Medical Holdings Inc

Agape ATP Corp

AGBA Group Holding Limited

AGCO Corp

AGERE SYSTEMS INC

AgeX Therapeutics Inc

AgFeed Industries Inc

AGILE SOFTWARE CORP

Agile Therapeutics Inc

Agilent Technologies Inc

AgileThought Inc

Agiliti Inc

Agilon Health Inc

Agilysys Inc

Agios Pharmaceuticals Inc

AGM Group Holdings Inc-

REDH

AGNC Investment Corp

Agnico Eagle Mines Ltd

Agora Inc

Agree Realty Corp

Agria Corp

Agrify Corp

Agrium Inc.

AgroFresh Solutions Inc

Ahren Acquisition Corp

AIB Acquisition Corporation

AIDA PHARMACEUTICALS INC

AIG Focused Alpha Large Cap

AIG Focused Growth

AIG Government Money

Market

AIG Money Market

AIG Retirement Co I Core

Equity

AIG Retirement Co II Large

Cap Value

Aileron Therapeutics Inc

AIM Aggressive Growth

AIM Balanced

AIM Blue Chip

AIM Core Stock

AIM Dent Demographic

Trends

AIM Financial Services

AIM Glbl Equity

AIM Glbl Financial Svcs

AIM Glbl Science & Tech

AIM Health Sciences

Aim Immunotech Inc

AIM International Allocation

AIM Large Cap Basic Value

AIM Mid Cap Basic Value

AIM Opportunities I

AIM Opportunities III

AIM Premier Equity

AIM Select Equity

AIM Select Real Estate

Income Fd

AIM Small Company Growth

AIM Total Return

AIM V.I. Capital Development

AIM V.I. Glbl Health Care

AIM V.I. Growth

AIM V.I. Premier Equity

AIM Weingarten

Aimmune Therapeutics Inc

Ainos Inc

AIR FRANCE - KLM

Air Lease Corp

Air Methods Corp

Air Products and Chemicals

Inc.

Air T Inc

Air Transport Services Group

Inc

Airbnb Inc

Airborne Inc

Airborne Wireless Network

Aircastle Ltd

Airgain Inc

Airgas Inc.

Airgate Pcs Inc

AIRNET COMMUNICATIONS

CORP

Airnet Systems Inc.

AirSculpt Technologies Inc

Airship AI Holdings Inc

Airspan Networks Holdings

Inc.

Airspan Networks Inc

AirTran Holdings Inc.

Airvana Inc

Aixtron SE

AK Steel Holding Corp

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 7

AKAMAI TECHNOLOGIES INC

Akcea Therapeutics Inc

Akebia Therapeutics Inc

Akeena Solar Inc

Akerna Corp

Akero Therapeutics Inc

AKESIS PHARMACEUTICALS

INC

Akili Inc

Akorn Inc

Akouos Inc

Akoya Biosciences Inc

AKSYS LTD

Akumin Inc

AKZO NOBEL NV

Al Frank Fund

AL Muni Cash Trust

Alabama Aircraft Industries

Inc

ALABAMA NATL

BANCORPORATION

Aladdin Knowledge System

Ltd

Alamo Energy Corp

Alamo Group Inc.

Alamogordo Finl Corp

Alamos Gold Inc

ALAMOSA HOLDINGS INC

ALANCO TECHNOLOGIES INC

Alaris Medical Systems Inc

Alarm.com Holdings Inc

Alaska Air Group Inc

Alaska Communications

Systems Group Inc

Albany International Corp.

Albany Molecular Research

Inc

Albemarle Corp

Alberta Star Development

Corp

Alberto-Culver Co

Albertsons Cos Inc

ALBERTSON'S INC

Albireo Pharma Inc

ALCAN INC

Alcatel-Lucent

Alchemy Investments

Acquisition Corp 1

Alcide Corp

Alcoa Corp

Alcobra Ltd

Alcon Inc

Alcon Inc.

Alder BioPharmaceuticals Inc

Alderon Iron Ore Corp

ALDERWOODS GROUP INC

Aldeyra Therapeutics Inc

Aldila Inc

Alector Inc

Alere Inc

ALERIS INTERNATIONAL INC

AlerisLife Inc

Alerus Financial Corp

Alexander & Baldwin Inc

Alexander's Inc.

Alexandria Real Estate

Equities Inc.

Alexco Resource Corp

Alexza Pharmaceuticals Inc

Alfa Corp

ALFACELL CORP

Alger American Balanced

Alger American Mid Cap

Growth

Alger Balanced

Alger Capital Apprec

Alger Capital Appreciation

Instl

Alger Dynamic Opportunities

Alger Focus Equity

Alger Health Sciences

Alger Large Cap Growth

Alger Mid Cap Focus

Alger Mid Cap Growth

Alger Mid Cap Growth Instl

Alger Money Market

Alger Small Cap Focus

Alger Small Cap Growth

Alger Small Cap Growth Instl

Alger Spectra

Alger Va Capital Appreciation

Alger Va Large Cap Growth

Alger Va Small Cap Growth

Alger Weatherbie Specialized

Growth

AlgoDyne Ethanol Energy

Corp

Algoma Steel Group Inc

Alibaba Group Holding Ltd

Alico Inc

Alight Inc

Alignment Healthcare Inc

Aligos Therapeutics Inc

Alimera Sciences Inc

Alio Gold Inc

Alithya Group Inc

ALJ Regional Holdings Inc

Alkami Technology Inc

Alkermes Plc

Alkido Pharma Inc

ALL AMERICAN

SEMICONDUCTOR

ALL Fuels & Energy Co

Allakos Inc

ALLARITY THERAPEUTICS INC

Allbirds Inc

Alleghany Corp

Allegheny Energy Inc.

Allegiance Bancshares Inc

Allegiant Bancorp Inc

Allegiant Bond

Allegiant Govt Mortgage

Allegiant Large Cap Growth

Allegiant Large Cap Value

Allegiant Mid Cap Value

Allegiant Multi Factor Small

Cap Value

Allegiant S&P 500 Index

Allegiant Total Return Advntg

Allegiant Travel Co

ALLEGRO BIODIESEL CORP

Allegro Merger Corp

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 8

Allegro Microsystems Inc

ALLEN ORGAN CO -CL B

Allen Telecom Inc

Allena Pharmaceuticals Inc

Allergan Inc.

Allergan PLC

ALLETE Inc.

ALLIANCE ATLANTIS COMM -

CL B

Alliance Bancorp Inc of

Pennsylvania

Alliance Bancorp New

England

ALLIANCE BANCSHARES/CA

Alliance Bankshares Corp

Alliance BVPS Growth

Alliance Capital Reserves

Alliance Fiber Optic Products

Inc

Alliance Financial Corp

Alliance Focused Gro & Inc

Alliance Global REIT

Investment

Alliance Government

Reserves

Alliance Health Care

Alliance Holdings GP LP

Alliance Money Reserves

Alliance Muni Inc II NJ

Alliance Muni Trust MM -CA

Alliance Muni Trust MM -

Genl

Alliance Muni Trust MM -NJ

Alliance Muni Trust MM -NY

Alliance Resource Partners

ALLIANCE SEMICONDUCTOR

CORP

Alliance Treasury Reserves

AllianceBernstein Global

High Income Fund

AllianceBernstein Holding LP

AllianceBernstein Income

Fund Inc

AllianceBernstein National

Municipal Income Fund Inc

Alliant Energy Corporation

Allianz AGIC Opportunity

Allianz AGIC Target

Allianz CCM Emerging

Companies

Allianz Global Inv Multi-Style

Allianz Global Investors Value

Allianz NACM International

Allianz NACM Pacific Rim

Allianz RCM Biotechnology

Allianz RCM Global Small Cap

Allianz RCM Large Cap

Growth

ALLIANZ SE

AllianzGI Best Styles Global

Equity

AllianzGI NFJ International

Value

AllianzGI NFJ Large Cap Value

AllianzGI Structured Return

Allied Capital Corp

Allied Defense Group Inc.

(The)

ALLIED DOMECQ PLC

Allied Healthcare

International Inc.

Allied Healthcare Products

Inc

ALLIED HOLDINGS INC

Allied Irish Banks PLC

Allied Nevada Gold Corp

Allied Waste Industries Inc.

Allied World Assurance

Company Holdings AG

Allient Inc

Allion Healthcare Inc.

Alliqua BioMedical Inc

Allis-Chalmers Energy Inc

Allison Transmission

Holdings Inc

Allmerica Tr Core Equity

Allmerica Tr Govt Bond

Allmerica Tr Money Mkt

Allmerica Tr Sel Growth

Allmerica Tr Sel Intl Equity

Allmerica Tr Sel Value Opport

Allogene Therapeutics Inc

Allos Therapeutics Inc

Allovir Inc

Alloy Inc

Alloy Steel International Inc

Allscripts Healthcare

Solutions Inc

Allspring 100% Treasury

Money Market

Allspring Absolute Return

Allspring Asset Allocation

Allspring CA Ltd Tax-Free

Allspring CA Tax-Free Bond

Allspring CB Mid Cap Value

Allspring Common Stock

Allspring Core Bond

Allspring Core Plus Bond

Allspring CoreBuilder Series

Allspring Disciplined US Core

Allspring Discovery All Cap

Growth

Allspring Discovery Mid Cap

Growth

Allspring Discovery SMID Cap

Growth

Allspring Diversified Capital

Builder

Allspring Diversified Income

Builder

Allspring Emerging Growth

Allspring Emerging Markets

Equity

Allspring Global Long/Short

Equity

Allspring Government Money

Market

Allspring Government Sec

Allspring Growth

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 9

Allspring Heritage Money

Market

Allspring Index

Allspring Index Asset

Allocation

Allspring Intermediate Tax

AMT Free

Allspring Large Cap Core

Allspring Large Cap Growth

Allspring Money Market

Allspring Municipal Bond

Allspring Natl Tax-Free

Money Market

Allspring Opportunity

Allspring Premier Large

Company Growth

Allspring Short Government

Bond

Allspring Short Municipal

Bond

Allspring Short Term Bond

Plus

Allspring Short-Term High

Income

Allspring Small Company

Growth

Allspring Small Company

Value

Allspring Special Large Cap

Value

Allspring Special Mid Cap

Value

Allspring Special Small Cap

Value

Allspring Specialized

Technology

Allspring Spectrum Moderate

Growth

Allspring Strategic Municipal

Bond

Allspring Treasury Plus

Money Market

Allspring Ultra Short Income

Allspring Ultra Short

Municipal

Allstream Inc -Cl B

ALLTEL CORP

Allurion Technologies Inc

Ally Financial Inc

Almaden Minerals Ltd

Almost Family Inc

Alnylam Pharmaceuticals Inc

ALON USA ENERGY INC

Alon USA Partners LP

Alpha and Omega

Semiconductor Limited

Alpha Metallurgical Resource

Inc

Alpha Natural Resources Inc

Alpha Natural Resources, Inc.

Alpha Pro Tech Ltd.

Alpha Tau Medical Ltd

Alpha Teknova Inc

Alphabet Inc

Alpharma Inc.

AlphaSimplex Global

Alternatives

ALPHASMART INC

Alphatec Holdings Inc

AlphaVest Acquisition Corp

Alpine 4 Holdings Inc

Alpine Dynamic Dividend

Alpine Global Dynamic

Dividend Fund

ALPINE GROUP INC

ALPINE IMMUNE SCIENCES,

INC

Alpine Income Property Trust

Inc

Alpine Intl Real Estate

Alpine Municipal MM

Alpine Realty Income & Gro

Alpine US Real Estate Equity

ALPS Core Commodity

Management

CompleteCommodities

Strategy

ALPS ETF Trust - ALPS Clean

Energy ETF

ALPS O'Shares US Quality

Dividend ETF

ALPS/Red Rock Listed Private

Equity

ALPS/Smith Short Duration

Bond

ALPS/Smith Total Return

Bond

Alseres Pharmaceuticals Inc

Alset Capital Acquisition Corp

Alsius Corp

ALSP Orchid Acquisition

Corporation I

Alstom Sa

ALTA EQUIPMENT GROUP

INC.

Alta Mesa Resources Inc

Altabancorp

AltaGas Ltd

Altair Engineering Inc

Altair Nanotechnologies Inc

ALTANA AG

Altegris Futures Evolution

Strategy

Altegris Managed Futures

Strategy

Altegris/AACA Opportunistic

Real Estate

AltEnergy Acquisition Corp

Alteon Inc

Altera Corp

ALTERNATE ENERGY CORP

Alternate Energy Holdings

Inc

Alternative Construction

Technologies Inc

Alternative Energy

Development Corp Ltd

Alternative Energy Sources

Inc

Alternative Technology Res

Alternus Clean Energy Inc

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 10

Alterra Capital Holdings Ltd

Alteryx Inc

Alteva

AlTi Global Inc

Altice usa inc

ALTIGEN COMMUNICATIONS

INC

Altimar Acquisition Corp III

Altimeter Growth Corp 2

Altimmune Inc

ALTIRIS INC

Altisource Asset

Management Corp

Altisource Portfolio Solutions

Altitude Acquisition Corp

Alto Ingredients Inc

Altra Industrial Motion Corp

Altria Group Inc

ALTUS PHARMACEUTICALS

INC

Alumina Ltd

Alvarion Ltd

Alx Oncology Holdings Inc

Am Cent All Cap Growth

Am Cent Balanced

Am Cent CA Hi Yield

Municipal

Am Cent CA Intermediate

TxFr

Am Cent CA Long Term TxFr

Am Cent CA TxFr MM

Am Cent Capital Preservation

Am Cent Capital Value

Am Cent Core Plus

Am Cent Disciplined Core

Value

Am Cent Disciplined Growth

Am Cent Diversified Bond

Am Cent Emerging Markets

Debt

Am Cent Equity Growth

Am Cent Equity Income

Am Cent Equity Index

Am Cent Focused Dynamic

Growth

Am Cent Focused Global

Growth

Am Cent Focused Large Cap

Value

Am Cent Ginnie Mae

Am Cent Global Bond

Am Cent Global Gold

Am Cent Global Real Estate

Am Cent Government

Agency MM

Am Cent Government Bond

Am Cent Growth

Am Cent Heritage

Am Cent High Income

Am Cent High Yield

Am Cent High Yield Muni

Am Cent Inflation Adjusted

Bnd

Am Cent Intermediate Tax

Free Bond

Am Cent International Bond

Am Cent International

Discovry

Am Cent International

Growth

Am Cent International

Opportunity

Am Cent International Small-

Mid Cap

Am Cent International Value

Am Cent Mid Cap Value

Am Cent New Opportunities

Am Cent Non-US Intrinsic

Value

Am Cent NT Core Equity Plus

Am Cent NT Disciplined

Growth

Am Cent NT Diversified Bond

Am Cent NT Emerging

Markets

Am Cent NT Equity Growth

Am Cent NT Focused Large

Cap Value

Am Cent NT Global Real

Estate

Am Cent NT Growth

Am Cent NT Heritage

Am Cent NT High Income

Am Cent NT International

Growth

Am Cent NT International

Value

Am Cent NT Mid Cap Value

Am Cent One Choice 2015

Am Cent One Choice 2020

Am Cent One Choice 2025

Am Cent One Choice 2030

Am Cent One Choice 2035

Am Cent One Choice 2040

Am Cent One Choice 2045

Am Cent One Choice 2050

Am Cent One Choice 2055

Am Cent One Choice

Aggressive

Am Cent One Choice Consrv

Am Cent One Choice In

Retirement

Am Cent One Choice

Moderate

Am Cent One Choice Very

Conservative

Am Cent Prime Money

Market

Am Cent Real Estate

Am Cent Select

Am Cent Short Duration

Strategic Income

Am Cent Short Inflation

Protection Bond

Am Cent Short-Term

Government Bond

Am Cent Small Cap Growth

Am Cent Small Cap Value

Am Cent Small Company

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 11

Am Cent Strat Allocation

Aggressive

Am Cent Strat Allocation

Conservative

Am Cent Strat Allocation

Moderate

Am Cent Sustainable Equity

Am Cent Target 2005

Am Cent Target 2010

Am Cent Target 2025

Am Cent Tax Free Money

Market

Am Cent Ultra

Am Cent US Government

Money Market

Am Cent Utilities Income

Am Cent Value

Am Cent Vista

Am Cent VP Cap

Appreciation

Am Cent VP Income &

Growth

Am Cent VP Inflation

Protectn

Am Cent VP International

Am Cent VP Mid Cap Value

Am Cent VP Ultra

Am Cent VP Value

Am Cent Zero Coupon 2015

AMAG Pharmaceuticals Inc

Amana Growth

Amana Income

AMARC RESOURCES LTD

Amarin Corporation plc

A-Mark Precious Metals Inc

Amaru Inc

Amazon.com Inc

Ambarella Inc

Ambase Corp

Ambassador Money Market

Ambassadors Group Inc

Ambassadors International

Inc

Amber Road Inc

Ambev SA

Ambient Corp

Ambipar Emergency

Response

Ambit Biosciences Corp

Ambow Education Holding

Ltd

Ambrx Biopharma Inc

AMC Entertainment Holdings

Inc

Amc Entertainment Inc

AMC Networks Inc

AMCAP Fund Inc

Amcast Indl Corp

AMCOL International Corp

AMCOMP INC

AMCON Distributing Co

Amcor Plc

Amcore Financial Inc

AMDL Inc.

Amdocs Ltd

Amedisys Inc

Amer Business Finl Svcs Inc

Amer Indep KS TxEx Bond

AMER INSD MTG SER 85 -LP

Amer Insd Mtg Ser 86 -Lp

Amer Insd Mtg Ser 88 -Lp

Amer Strategic Inc Portfol I

Amerant Bancorp Inc

Ameren Corporation

Ameri Holdings Inc

AMERIANA BANCORP

AMERICA FIRST APT

INVESTORS

America First Reit Prtner Lp

America Movil SA De CV,

Mexico

AMERICA ONLNE LTN AMR -

CL A

America Service Group Inc

America West Resources Inc

American Airlines Group Inc

American Ammunition/Ca

American Apparel Inc

American Assets Trust Inc

American Axle &

Manufacturing Holdings Inc

American Balanced Fund Inc

American Bancorp of New

Jersey Inc

AMERICAN BANK INC/PA

American Battery Technology

Company

American Beacon AHL

Managed Futures Strategy

American Beacon AHL

TargetRisk

American Beacon ARK

Transformational Innovation

American Beacon Balanced

American Beacon Bridgeway

Large Cap Value

American Beacon FEAC

Floating Rate Income

American Beacon GLG Total

Return

American Beacon High Yield

American Beacon

Intermediate Bond

American Beacon

International Equity

American Beacon

International Equity Index

American Beacon Large Cap

Value

American Beacon London

Company Income Equity

American Beacon Mid Cap

Value

American Beacon MM Select

American Beacon Money

Market

American Beacon Money

Market Select Fund

American Beacon S&P 500

Index

American Beacon SiM High

Yield Opportunities

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 12

American Beacon Small Cap

Value

American Beacon Stephens

Mid Cap Growth

American Beacon Stephens

Small Cap Growth

American Beacon Tocqueville

International Value

American Beacon Treasury

Inflation Protection Sec

American Beacon US

Government Money Market

Select

American Biltrite Inc.

AMERICAN BK NT

HOLOGRAPHICS

American Bonanza Gold Corp

American Campus

Communities Inc

American Capital Ltd

American CareSource

Holdings Inc

American Century U.S.

Quality Growth ETF

American Coastal Insurance

Corp

American Commercial Lines

Inc

American Community

Bancshares Inc

American Community

Newspapers Inc

American Community

Properties Trust

American Defense Systems

Inc

American Dental Partners Inc

American DG Energy Inc

American Eagle Outfitters

Inc.

American Electric Power Co

Inc

American Electric

Technologies Inc

American Equity Investment

Life Holding Co

American Exploration Corp

American Express Co

American Farmland Co

American Financial Group Inc

American Financial Realty

Trust

American Funds 2010 Target

Date Retirement

American Funds 2015 Target

Date Retirement

American Funds 2020 Target

Date Retirement

American Funds 2025 Target

Date Retirement

American Funds 2030 Target

Date Retirement

American Funds 2035 Target

Date Retirement

American Funds 2040 Target

Date Retirement

American Funds 2045 Target

Date Retirement

American Funds 2050 Target

Date Retirement

American Funds 2055 Target

Date Retirement

American Funds 2060 Target

Date Retirement

American Funds 2065 Target

Date Retirement

American Funds

Conservative Growth &

Income Portfolio

American Funds Corporate

Bond

American Funds Developing

World Growth and Income

American Funds Emerging

Markets Bond

American Funds Global

Balanced

American Funds Global

Growth Portfolio

American Funds Global

Insight

American Funds Growth and

Income Portfolio

American Funds Growth HLS

American Funds Growth

Portfolio

American Funds Inflation

Linked Bond

American Funds

International Vantage

American Funds IS Asset

Alloc

American Funds IS Bond

Fund of America

American Funds IS Capital

Income Builder

American Funds IS Capital

World Bond

American Funds IS Capital

World Growth & Income

American Funds IS Global

Growth

American Funds IS Global

Small Cap

American Funds IS Growth

American Funds IS Growth &

Inc

American Funds IS High-

Income Trust

American Funds IS

International

American Funds IS

International Growth &

Income

American Funds IS Managed

Risk Asset Allocation

American Funds IS Managed

Risk Growth

American Funds IS Managed

Risk Growth Income

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 13

American Funds IS New

World

American Funds IS US

Government Securities

American Funds IS

Washington Mutual

Investors

American Funds Moderate

Growth & Income Portfolio

American Funds Mortgage

American Funds Multi-Sector

Income

American Funds Preservation

Portfolio

American Funds Retirement

Income Portfolio -

Conservative

American Funds Retirement

Income Portfolio - Enhanced

American Funds Retirement

Income Portfolio - Moderate

American Funds Strategic

Bond

American Funds Tax-Aware

Conservative Growth &

Income Portfolio

American Funds Tax-Exempt

Preservation Portfolio

American Funds US

Government Money Market

American Greetings Corp.

American High Income Muni

Bond Fund Inc

American High Income Trust

AMERICAN HOMEPATIENT

INC

American Homes 4 Rent

American Housing Income

Trust Inc

American Independence

Corp

American International

Group Inc

American International

Growth & Income

American International

Industries Inc.

American Italian Pasta Co

American Land Lease Inc

American Liberty Petroleum

Corp

American Lithium Corp

American Lorain Corp

AMERICAN MANAGEMENT

SYSTEMS

American Med Sec Grp

American Medical Alert Corp

American Medical Systems

Holdings Inc

American Midstream

Partners LP

American Mortgage

Acceptance Co

American Mutual Fund Inc

American Nano Silicon

Technology Inc

American National Group Inc

AMERICAN OIL & GAS INC

American Oriental

Bioengineering Inc

American Outdoor Brands

Inc

American Pacific Corp

American Perf IL Cash Mgmt

American Perf Short Trm

Income

American Perf US Treasury

American Physicians Capital

Inc

American Physicians Service

Group Inc

AMERICAN POWER

CONVERSION CP

American Public Education

Inc

American Railcar Industries

Inc

American Realty Investors

Inc.

American Renal Associates

Holdings Inc

American Residential

Properties Inc

American Retail Group Inc.

AMERICAN RETIREMENT

CORP

American River Bankshares

American Science and

Engineering Inc.

AMERICAN SHARED HSPTL

SERV

American Sierra Gold Corp

American Software Inc

American Spectrum Realty

Inc

American Standard Energy

Corp

AMERICAN STATES WATER

American Strategic

Investment Co

American Superconductor

Corp

AMERICAN TECHNICAL

CERAMICS

American Tower Corp

American Uranium Corp/NV

American Vanguard Corp

American Var Ins Cash

Managemt

American Virtual Cloud

Technologies Inc

AMERICAN WATER STAR INC

American Wenshen Steel

Group Inc

American Woodmark Corp

AmericanWest BanCorp

AMERICA'S CAR-MART INC

Americas Technology

Acquisition Corp

AmeriCredit Corp

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 14

Amerigas Partners LP

AMERIGROUP Corp

Ameriprise Financial Inc

Ameris Bancorp

AMERISAFE Inc

AmeriServ Financial Inc

AMERISTAR CASINOS INC

Ameristock Mutual Fund

AMERITYRE CORP

AMERIVEST PROPERTIES INC

Ameriwest Energy Corp

Ameron International Corp.

AMERSHAM PLC

AMERUS GROUP CO -CL A

Ames National Corp

Amesite Inc

AMETEK Inc

AMEXDRUG CORP

AMG Beutel Goodman Core

Plus Bond

AMG Boston Common Global

Impact

AMG GW&K Core Bond

AMG GW&K ESG Bond

AMG GW&K Municipal Bond

AMG GW&K Small Cap Core

AMG GW&K Small/Mid Cap

Core

AMG Managers Montag &

Caldwell Growth

AMG Managers Pictet

International

AMG Managers Skyline

Special Equities

AMG River Road Dividend All

Cap Value

AMG River Road Mid Cap

Value

AMG River Road Small Cap

Value

AMG SouthernSun Small Cap

AMG SouthernSun U.S.

Equity

AMG Systematic Mid Cap

Value

AMG TimesSquare

International Small Cap

AMG TimesSquare Mid Cap

Growth

AMG TimesSquare Small Cap

Growth

AMG Yacktman Focused

AMG Yacktman Fund

Amgen Inc

AMICAS Inc

Amicus Therapeutics Inc

AMIS HOLDINGS INC

Amiworld Inc

Amkor Technology Inc

AMLI RESIDENTIAL PPTYS TR

AMMEX GOLD MINING CORP

AMMO Inc

AMN Healthcare Services Inc.

Amneal Pharmaceuticals Inc

AMNET MORTGAGE INC

Ampal-American Israel Corp

Ampco-Pittsburgh Corp

Ampex Corp

Amphastar Pharmaceuticals

Inc

Amphenol Corp

Ampio Pharmaceuticals Inc

Amplify BlackSwan Growth &

Treasury Core ETF

Amplify CWP Enhanced

Dividend Income ETF

Amplify Cybersecurity ETF

Amplify ETF Trust - Amplify

Transformational Data

Sharing ETF

Amplify Online Retail ETF

Amplify Snack Brands Inc

Amplitude Inc

Amprius Technologies Inc

AmREIT Inc

AMREP Corp.

Amryt Pharma plc

AMS HEALTH SCIENCES INC

AMSOUTH

BANCORPORATION

Amsouth Capital Growth

Amsouth Government

Income

Amsouth High Quality Bond

Amsouth High Quality Muni

Bond

Amsouth Large Cap

Amsouth Limited Bond

Amsouth Prime MM

Amsouth US Treasury MM

Amsouth Value

AMTD Digital Inc

AMTD IDEA Group

Amtech Systems Inc

AmTrust Financial Services

Inc

AMX CORP

AMYLIN PHARMACEUTICALS

INC

Anacomp Inc

ANADARKO PETROLEUM

CORP

ANADIGICS Inc

Anadys Pharmaceuticals Inc.

ANALEX CORP

Analog Devices Inc

Analogic Corp

Analysts International Corp

Anaplan Inc

AnaptysBio Inc

Anaren Inc

Anavex Life Sciences Corp

Ancestry.com Inc

Anchor BanCorp Wisconsin

Inc

ANCHOR GLASS CONTAINER

CORP

Anchor Pathway Growth

Anchor Pathway Growth &

Income

Anchor Ser Asset Allocation

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 15

Anchor Ser Growth

Anchor Ser Natural

Resources

Andatee China Marine Fuel

Services Corp

Andeavor

Andeavor Logistics LP

Andersons Inc (The)

Andina Acquisition Corp III

ANDREW CORP

ANDRX CORP

Anebulo Pharmaceuticals Inc

ANESIVA INC

ANGEION CORP

Angel Oak Mortgage REIT Inc

Angel Oak Multi-Strategy

Income

Angel Oak UltraShort Income

ANGELCITI ENTERTAINMENT

INC

ANGELICA CORP

Angi Inc

Angie's List Inc

AngioDynamics Inc

Angiotech Pharmaceuticals

Inc

Anglo Swiss Resources Inc

AngloGold Ashanti plc

Anheuser-Busch Companies

Inc.

Anheuser-Busch InBev SA/NV

ANI PHARMACEUTICALS INC

Anika Therapeutics Inc

Animal Health International

Inc

ANIMAS CORP

Anixter International Inc

Ann Inc

Annaly Capital Management

Inc

Annapolis Bancorp Inc

Annexon Inc

Annie's Inc

Annuity And Life Re Hldgs

Anpath Group Inc

ANSCOTT INDUSTRIES INC

ANSOFT CORP

Answers Corp

ANSYS INC

ANTEON INTERNATIONAL

CORP

Anterix Inc

Antero Midstream Corp

Antero Midstream Partners

Antero Resources

Corporation

Anthera Pharmaceuticals Inc

Anthony & Sylvan Pools Corp

Anywhere Real Estate Inc

ANZ-AUSTRALIA & NEW

ZEALD BK

AOL Inc

AON Money Market

Aon plc

APA Corporation

APAC Customer Services Inc

Apartment Investment and

Management Co

Apco Oil and Gas

International Inc

Apeiron Capital Investment

Corp

Apellis Pharmaceuticals Inc

Aperture Discover Equity

Apex Bioventures Acquisition

Corp

Apex Mortgage Capital Inc

APHTON CORP

APi Group Corp

Apigee Corp

Apogee Enterprises Inc

Apogee Technology Inc

Apogee Therapeutics Inc

Apogent Technologies Inc

Apollo Diversified Real Estate

Apollo Education Group Inc

Apollo Endosurgery, Inc.

Apollo Grp Univ Phoenix

Onln

Apollo Investment

Apollo Residential Mortgage

Inc

Apollo Resources

International Inc

Apollomics Inc

APP Pharmaceuticals Inc

Appalachian Bancshares Inc

AppFolio Inc

Appgate Inc

AppHarvest Inc

Appian Corp

Apple Hospitality REIT Inc

Apple Inc

APPLEBEES INTL INC

Applera Corp-Applied

Biosystems Group

Appliance Recycling Centers

of America

APPLICA INC

Applied DNA Sciences Inc

Applied Energetics Inc

Applied Extrusion Tech

APPLIED FILMS CORP

Applied Genetic

Technologies Corp

Applied Imaging Corp

Applied Industrial

Technologies Inc

APPLIED INNOVATION INC

Applied Materials Inc

Applied Micro Circuits Corp

Applied Minerals Inc

Applied Molecular Evolution

Applied Molecular Transport

Inc

Applied Nanotech Holdings

Inc

APPLIED NEUROSOLUTIONS

INC

Applied Optoelectronics Inc

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 16

Applied Signal Technology

Inc

Applied Therapeutics Inc

APPLIX INC

AppLovin Corporation

Approach Resources Inc

AppTech Payments Corp

Apptio Inc

Aprea Therapeutics Inc

Apria Healthcare Group Inc

Apricus Biosciences Inc

APROPOS TECHNOLOGY INC

Aptevo Therapeutics Inc

APTIMUS INC

Aptinyx Inc

Aptiv Plc

Aptorum Group Ltd

Aptose Biosciences Inc

Aptus Collared Investment

Opportunity ETF

Apyx Medical Corp

AQR Diversified Arbitrage

AQR Emerging Multi-Style II

AQR Equity Market Neutral

AQR Global Equity

AQR International Equity

AQR International

Momentum Style

AQR Large Cap Defensive

Style

AQR Large Cap Momentum

Style

AQR Large Cap Multi Style

AQR Long Short Equity

AQR Managed Futures

Strategy

AQR Managed Futures

Strategy HV

AQR Multi-Strategy

Alternative

AQR Risk Parity

AQR Small Cap Multi Style

AQR Style Premia Alternative

Aqua Bounty Technologies

Inc

Aqua Metals Inc

Aquantia Corp

AQUANTIVE INC

AquaVenture Holdings Ltd

Aquestive Therapeutics Inc

AQUILA INC

Aquila Tax-Free Trust of

Oregon

Aquila Three Peaks High

Income

Aquila Three Peaks

Opportunity Growth

ARACRUZ CELULOSE SA

Aradigm Corp

ARADYME CORP

Aralez Pharmaceuticals Inc

Aramark

ARAMARK CORP

Aratana Therapeutics Inc

Aravive Inc

Arbinet Corp

ARBIOS SYSTEMS INC

Arbitrage Event Driven

Arbitrage Fund

ARBITRON INC

Arbor Rapha Capital

Bioholdings Corp I

Arbor Realty Trust Inc.

ARC Document Solutions Inc

ARC Group Worldwide Inc

Arc Logistics Partners LP

ARC Resources Ltd

ARCA biopharma Inc

Arcadia Biosciences Inc

ARCADIA RESOURCES INC

ARCADIS NV

Arcadium Lithium plc

ArcBest Corp

Arcellx Inc

Arcelormittal SA

Arch Capital Group Ltd

Arch Chemicals Inc.

Arch Resources, Inc

Arch Therapeutics Inc

Archaea Energy Inc

Archer Aviation Inc

ARCHER-DANIELS-MIDLAND

ARCHIPELAGO HOLDINGS

INC

Archipelago Learning Inc

Archon Corp

Archrock Inc

ARCHSTONE-SMITH TRUST

Arcimoto Inc

Arco Platform Ltd

Arconic Corp

Arcosa Inc

ArcSight Inc

Arctic Cat Inc.

Arcturus Therapeutics

Holdings Inc

Arcus Biosciences Inc

Arcutis Biotherapeutics Inc

Ardagh Group SA

Ardagh Metal Packaging SA

ARDEA BIOSCIENCES INC

Ardelyx Inc

Arden Alternative Strategies

Arden Group Inc

ARDEN REALTY INC

Ardmore Shipping Corp

AREL COMMUNICATIONS &

SFTWRE

Arena Pharmaceuticals Inc

ARENA RESOURCES INC

Ares Acquisition Corp

Ares Acquisition Corp II

Ares Capital

ARES CAPITAL CORPORATION

Ares Commercial Real Estate

Corp

Argan Inc

ARGENTEX MINING CORP

arGEN-X SE

Argo Blockchain Plc

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 17

Argo Group International

Holdings Ltd

ARGON ST Inc

Argonaut Gold, Inc

ARGONAUT TECHNOLOGIES

INC

Argos Therapeutics Inc

ARGOSY GAMING CO

Argus Capital Corp

Arhaus Inc

ARI NETWORK SERVICES INC

ARIAD PHARMACEUTICALS

INC

Ariba Inc

Aridis Pharmaceuticals Inc

Ariel Appreciation

Ariel Fund

Ariel International

Aris Water Solutions Inc

Arista Networks Inc

Aristotle Core Income

Aristotle Floating Rate

Income

Aristotle International Equity

Aristotle Portfolio

Optimization Growth

Aristotle Portfolio

Optimization Moderate

Aristotle Short Duration

Income

Aristotle Strategic Income

Aristotle Value Equity

ARIZONA STAR RESOURCE

CORP

Ark Balanced

Ark Money Mkt

Ark Restaurants Corp.

Ark Space Exploration &

Innovation ETF

Ark US Govt Cash MM

Ark US Treas MMF

Arkanova Energy Corp

Arlington Asset Investment

Corp

Arlington Tankers Ltd

Arlo Technologies Inc

Arm Holdings PLC

Armada Hoffler Properties

Inc

Armada Small Cap Growth

Armata Pharmaceuticals Inc

ARMOR HOLDINGS INC

Armour Residential REIT Inc

ARMSTRONG HOLDINGS INC

Armstrong World Industries

Inc

Arno Therapeutics Inc

Arogo Capital Acquisition

Corp

Arotech Corp

Arqit Quantum Inc

ARQULE INC

Arrhythmia Research

Technology Inc.

ARRIS International plc

Arrival

Arrow DWA Balanced

Arrow Electronics Inc

Arrow Financial Corp

ARROW INTERNATIONAL INC

Arrowhead Pharmaceuticals

Inc

ARS Pharmaceuticals Inc

Art Technology Group Inc

ARTEMIS INTL SOLUTIONS

CORP

ARTERIS INC

Artes Medical Inc

Artesian Resources Corp

ARTESYN TECHNOLOGIES INC

ArthroCare Corp

Arthur J. Gallagher & Co.

ARTIFICIAL LIFE INC

Artio Global Investors Inc

Artio International Equity II

Artisan Components Inc

Artisan Developing World

Artisan Emerging Markets

Artisan Focus

Artisan Global Opportunities

Artisan Global Value

Artisan High Income

Artisan International

Artisan International Small-

Mid Cap

Artisan International Value

Artisan Mid Cap

Artisan Mid Cap Value

Artisan Partners Asset

Management Inc

Artisan Small Cap

Artisan Small Cap Value

Artisan Value

ARTISTDIRECT INC

Artivion Inc

Art's Way Manufacturing Co.

Inc

Aruba Networks Inc

Arvinas Inc

ARYA Sciences Acquisition

Corp IV

ARYA Sciences Acquisition

Corp V

ARYx Therapeutics Inc

ASA Gold and Precious

Metals Ltd

ASAF Money Market

Asana Inc

ASAT HOLDINGS LTD -ADR

ASB Bancorp Inc

ASB FINANCIAL CORP.

Ascena Retail Group Inc

ASCEND ACQUISITION CORP

Ascendant Digital Acquisition

Corp III

ASCENDIA BRANDS INC

Ascendis Pharma AS

Ascent Capital Group Inc

Ascent Solar Technologies

Inc

ASCENTIAL SOFTWARE CORP

ASCONI CORP

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 18

Ase Technology Holdings Co

ASE TEST LTD

Asensus Surgical Inc

ASGN Inc

Ashanti Goldfields Co Ltd

Ashford Hospitality Trust Inc

Ashford Inc

Ashland Inc

Ashmore Emerging Markets

Short Duration

Ashmore Emerging Markets

Total Return

Ashworth Inc.

Asia Electrical Power

International Group Inc

Asia Green Agriculture Corp

Asia Pacific Fund Inc

ASIA PACIFIC RESOURCES

LTD

Asia Pacific Wire & Cable

Corp

ASIA PAYMENT SYSTEMS INC

ASIA PREMIUM TELEVISION

GRP

Asia Satellite Telecom Ltd

AsiaInfo-Linkage Inc

ASIAMART INC

Asian Dragon Group Inc

Asian Trends Media Hldgs Inc

ASK JEEVES INC

ASKMENOW INC

ASLAN Pharmaceuticals Ltd

ASM International NV

ASML Holding NV

Aspect Communications Corp

Aspect Medical Systems Inc

Aspen Aerogels Inc

ASPEN EXPLORATION CORP

Aspen Group Inc

Aspen Insurance Holdings Ltd

Aspen Technology Inc

Aspira Womens Health Inc

Aspiriant Defensive

Allocation

Aspiriant Risk Managed

Equity Allocation

Aspiriant Risk Managed

Municipal Bond

ASPREVA

PHARMACEUTICALS CORP

Assembly Biosciences Inc

Assertio Holdings Inc

Asset Acceptance Capital

Corp.

Asset Mgmt Intrmd

Mortgage

Asset Mgmt Ultra Short

Mortgage

AssetMark Financial Holdings

Inc

AssetMark Intl Equity

AssetMark Large Cap Value

AssetMark TxEx Fixed

Income

Assisted Living Concepts Inc

Associated Capital Group Inc

Associated Estates Realty

Corp

ASSURANCEAMERICA CORP

Assurant Inc.

Assured Guaranty Ltd

AST AB Global Bond

AST Academic Strategies

Asset Allocation

AST Advanced Strategies

AST Alger All-Cap Growth

AST AllianzGI World Trends

AST Am Cent Income &

Growth

AST Am Cent Intl Growth

AST American Funds Growth

Allocation

AST AQR Large Cap

AST Balanced Asset

Allocation

AST Blackrock Global

Strategies

AST BlackRock Low Duration

Bond

AST BlackRock/Loomis Sayles

Bond

AST Bond 2018

AST Boston Partners Large

Cap Value

AST Capital Growth Asset

Allocation

AST Clearbridge Dividend

Growth

AST Cohen & Steers Realty

AST Core Fixed Income

AST DeAM Small Cap Growth

AST Defensive Asset

Allocation

AST Emerging Markets Equity

AST FI Pyramis Asset

Allocation

AST Fidelity Institutional AM

Quantitative

AST Franklin 85/15

Diversified Allocation

AST Franklin Templeton

Founding Funds Allocation

AST Franklin Templeton

Founding Funds Plus

AST Franklin Templeton

Global Bond

AST Global Bond

AST Global Real Estate

AST Goldman Sachs Global

Income

AST Goldman Sachs Large

Cap Value

AST Goldman Sachs Multi-

Asset

AST Goldman Sachs Strategic

Income

AST Government Money

Market

AST GS Concentrated Growth

AST GS Small Cap Value

AST High Yield Portfolio

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 19

AST International Equity

AST International Value

AST Investment Grade Bond

AST Jennison Large Cap

Growth

AST JPM Global Thematic

AST JPM International Equity

AST JPM Tactical

Preservation

AST Large Cap Core

AST Large Cap Growth

AST Large Cap Value

AST Loomis Sayles Large Cap

Growth

AST Lord Abbett Core Fixed

Income

AST MFS Global Equity

AST MFS Growth

AST MFS Growth Allocation

AST MFS Large Cap Value

AST Mid Cap Growth

AST Mid Cap Value

AST Multi-Sector Fixed

Income

AST NB Core Bond

AST NB Mid Cap Growth

AST Preservation Asset

Allocation

AST Prudential Core Bond

AST Prudential Growth

Allocation

AST QMA International Core

Equity

AST QMA U.S. Equity Alpha

Portfolio

AST Quantitative Modeling

AST Schroders Global Tactical

AST Schroders Multi Asset

World Strategies

AST Small Cap Growth

Opportunities

AST Small Cap Value

AST SpaceMobile, Inc.

AST T Rowe Price Asset Alloc

AST T Rowe Price Equity

Income

AST T Rowe Price Growth

Opportunities

AST T Rowe Price Large Cap

Value

AST T Rowe Price Natural

Resources

AST Wellington Mgmt

Hedged Equity

AST Western Asset Emerging

Markets Debt

Asta Funding Inc

ASTEA INTERNATIONAL INC

Astec Industries Inc.

Asterias Biotherapeutics Inc

Astex Pharmaceuticals Inc

Aston Small Cap

Aston Value

Aston/Fortis Growth

Aston/River Road

Independent Value

Aston/Veredus Aggrsv Gro

Astoria Financial Corp

Astra Space, Inc.

ASTRALIS LTD

Astrana Health, Inc.

ASTRATA GROUP INC

Astrea Acquisition Corp

Astria Therapeutics Inc

Astro Aerospace Ltd

Astronics Corp

AstroNova Inc

Astropower Inc

Astrotech Corp

Asure Software Inc

ASV Holdings Inc

At Home Group Inc

AT ROAD INC

AT&T CORP

AT&T Inc

At&T Wireless Services Inc

Ata Holdings Corp

ATA Inc

Atalanta Sosnoff Capital Cp

Atara Biotherapeutics Inc

ATARI INC

Atc Healthcare Inc

ATC Technology Corp

Atea Pharmaceuticals Inc

Atento SA

ATERIAN INC

athenahealth Inc

Athene Holding Ltd

Athenex Inc

Athens Bancshares Corp

ATHEROGENICS INC

Atheros Communications Inc

Athersys Inc

Athira Pharma Inc

Athlon Acquisition Corp

Athlon Energy Inc

ATI Physical Therapy, Inc.

ATI TECHNOLOGIES INC

Atkore Inc

Atlanta Braves Holdings Inc

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Corp

Atlantic American Corp

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Inc

Atlantic Coast Financial Corp

Atlantic Data Services Inc

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Atlantic Union Bankshares

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Atlas CA Muni Bond

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Atlas Energy Group LLC

Atlas Energy Inc

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LLC

Atlas Financial Holdings Inc

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Atlas Lithium Corporation

Atlas Pipeline Partners LP

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Atlas Strategic Income

Atlas Technology Group Inc

Atlas US Govt & Mrtg Sec

Atlassian Corp

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Atlis Motor Vehicles Inc

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ATMI Inc

Atmos Energy Corp

ATMOSPHERIC GLOW TECH

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ATN International Inc

ATNA Resources Ltd

Atomera Inc

Atossa Therapeutics Inc

Atotech Limited

Atour Lifestyle Holdings Ltd

Atreca Inc

AtriCure Inc

ATRION Corp

Atrix Labs Inc

ATS Corp

ATS Medical Inc

Attunity Ltd

Atwood Oceanics Inc.

aTyr Pharma Inc

Au Optronics Corp

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Audacy Inc

Audentes Therapeutics Inc

AUDIBLE INC

Audience Inc

Audiocodes Ltd

AudioEye Inc

Augme Technologies Inc

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AUGUST TECHNOLOGY CORP

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Ault Disruptive Technologies

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Aura Biosciences Inc

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Aurasource Inc

Aurelio Resource Corp

AuRico Gold Inc

Aurinia Pharmaceuticals Inc

Auris Medical Holding AG

Aurizon Mines Ltd

Aurora Cannabis Inc

Aurora Foods Inc

AURORA GOLD CORP

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Aurora Mobile Ltd

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Auspex Pharmaceuticals Inc

Austerlitz Acquisition Corp I

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LTD

AUSTRAL PACIFIC ENERGY

LTD

Australia Acquisition Corp

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AuthenTec Inc

Authentic Equity Acquisition

Corp

Authentidate Holding Corp.

Autodesk Inc

Autohome Inc

AUTOIMMUNE INC

AUTOINFO INC

Autoliv Inc

Autolus Therapeutics Plc

Automated Cash Mgmt

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AutoNavi Holdings Ltd

AutoWeb Inc

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Avadel Pharmaceuticals plc

Avalara Inc

Avalo Therapeutics Inc

Avalon GloboCare Corp

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Avalon Pharmaceuticals Inc

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AvalonBay Communities Inc.

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Avantor Inc

Avaya Holdings Corp

AVAYA INC

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Inc

Aventine Renewable Energy

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Aventis Sa

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Avenue Therapeutics Inc

AVEO Pharmaceuticals Inc

AvePoint, Inc.

Averion International Corp

Averox Inc

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Avient Corp

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Avista Corp

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AVITA Medical Inc

Aviv REIT Inc

Aviva PLC

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Avnet Inc

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Axiall Corp

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B Communications Ltd

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B2Gold Corp

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Backblaze Inc

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Badger Meter Inc.

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Balchem Corp

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Bank Butterfield & Son Ltd

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Bank of Granite Corp

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Beasley Broadcast Group Inc

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Becton Dickinson and Co

Bedford Bancshares Inc

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Beeston Enterprises Ltd

Behringer Harvard

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BeiGene Ltd

BEKEM METALS INC

Bel Fuse Inc.

Belden Inc

Belite Bio Inc

Belk Inc.

Bell Canada Intl Inc

Bell Industries Inc.

Bell Microproducts Inc

Bellatrix Exploration Ltd

Bellerophon Therapeutics Inc

Bellicum Pharmaceuticals Inc

BellRing Brands Inc

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BELLUS Health Inc

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Belo Corp.

Belong Acquisition Corp

Belpointe PREP LLC

BEMA GOLD CORP

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INC

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Beneficient

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Berry Global Group Inc

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de CV

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BG Medicine Inc

BGC Group Inc

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BHP Group Ltd

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Big Lots Inc

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Black Mountain Acquisition

Corp

Black Stone Minerals LP

Blackbaud Inc

BlackBerry Ltd

Blackboard Inc

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BlackRock MuniVest Fund II

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Blade Air Mobility, Inc.

BladeLogic Inc

BLAIR CORP

BLAST ENERGY SERVICES INC

BLASTGARD INTL INC

BLDRS Emerging Markets 50

ADR Index Fund

Blink Charging Co

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 29

Block Inc

BLOCKBUSTER INC

BLONDER TONGUE LABS INC

Bloom Energy Corp

Bloomin' Brands Inc

Blount International Inc.

Blue Apron Holdings Inc

Blue Biofuels Inc

Blue Bird Corp

Blue Buffalo Pet Products Inc

Blue Calypso Inc

Blue Capital Reinsurance

Holdings Ltd

BLUE COAT SYSTEMS INC

BLUE DOLPHIN ENERGY CO

Blue Earth Inc

Blue Hills Bancorp Inc

Blue Holdings Inc

Blue Martini Software Inc

Blue Nile Inc

Blue Ocean Acquisition Corp

Blue Owl Capital Corp

BLUE OWL CAPITAL INC

Blue Rhino Corp

Blue Ridge Bankshares Inc

BLUE RIDGE REAL ESTATE CO

Bluefire Ethanol Fuels Inc

Bluefly Inc

Bluegreen Vacations Corp

Bluegreen Vacations Holding

Corp

Blueknight Energy Partners

BlueLinx Holdings Inc

Bluephoenix Solutions Ltd

Blueprint Medicines Corp

Bluerock Homes Trust Inc

Bluerock Residential Growth

REIT Inc

Bluescape Opportunities

Acquisition Corp

Blyth Inc

BM Technologies, Inc.

BMB Munai Inc

Bmc Industries Inc/Mn

BMC Software Inc

BMC Stock Holdings, Inc.

BMO Aggregate Bond

BMO Balanced Allocation

BMO Institutional Prime

Money Market

BMO Small Cap Growth

BMO Tax Free Money Market

BMP Sunstone Corp

BNC Bancorp

BNCCORP INC

BNP RESIDENTIAL

PROPERTIES

BNY Hamilton Core Bond

BNY Hamilton Enhanced Inc

BNY Hamilton Intrmd TxEx

BNY Hamilton Large Cap

Growth

BNY Hamilton NY TxFr MM

BNY Hamilton Small Cap Gro

BNY Mellon AMT Free Muni

Bond

BNY Mellon Appreciation

BNY Mellon Asset Allocation

BNY Mellon Bond

BNY Mellon Bond Market

Index

BNY Mellon CA AMT Free

Muni Bond

BNY Mellon Core Plus

BNY Mellon Corporate Bond

BNY Mellon Diversified Intl

BNY Mellon Dynamic Total

Return

BNY Mellon Dynamic Value

BNY Mellon Emerging

Markets

BNY Mellon Equity Income

BNY Mellon Floating Rate

Income

BNY Mellon Focused Equity

Opportunities

BNY Mellon Global Emerging

Markets

BNY Mellon Global Fixed

Income

BNY Mellon Global Real

Estate Securities

BNY Mellon Global Real

Return

BNY Mellon Global Stock

BNY Mellon Government

Money Market

BNY Mellon High Yield

BNY Mellon Income Stock

BNY Mellon Institutional S&P

500 Stock Index

BNY Mellon Intermediate

Muni Bond

BNY Mellon International

Bond

BNY Mellon International

Core Equity

BNY Mellon International

Equity

BNY Mellon International

Small Cap

BNY Mellon International

Stock

BNY Mellon International

Stock Index

BNY Mellon Intl Appreciation

BNY Mellon Intrmd Bond

BNY Mellon Large Cap Equity

BNY Mellon Large Cap

Securities

BNY Mellon Large Cap Stock

BNY Mellon MA Intrmd Muni

BNY Mellon Mid Cap Multi-

Strategy

BNY Mellon Midcap Index

BNY Mellon Muni Bond

BNY Mellon Municipal

Opportunities

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 30

BNY Mellon Natl Intrmd

Muni

BNY Mellon Natl Muni MM

BNY Mellon Natl Short Muni

BNY Mellon Natural

Resources

BNY Mellon NY TxEx Bond

BNY Mellon Opportunistic

Midcap Value

BNY Mellon Opportunistic

Small Cap

BNY Mellon PA Intrmd Muni

BNY Mellon Research

Growth

BNY Mellon S&P 500 Index

BNY Mellon Select Managers

Small Cap Growth

BNY Mellon Select Managers

Small Cap Value

BNY Mellon Sh US Gov Sec

BNY Mellon Small Cap Multi

Strategy

BNY Mellon Small/Mid Cap

Growth

BNY Mellon Smallcap Stock

Index

BNY Mellon Strategic

Municipals Inc

BNY Mellon Sustainable US

Equity

BNY Mellon Tax Sensitive

Large Cap Multi-Strategy

BNY Mellon US Equity

BNY Mellon Var Inv Sml Cp

Stk Idx

BNY Mellon Var Inv Stock

Index Fund

BNY Mellon Var Inv Tech

Growth

BNY Mellon Worldwide

Growth

BOARDWALK BANCORP INC

Boardwalk Equities Inc

Boardwalk Pipeline Partners

Bob Evans Farms Inc.

BOC GROUP PLC

Boca Resorts Inc

BODISEN BIOTECH INC

Body Central Corp

BOE Financial Services of

Virginia Inc

Boeing Co

BofA CA TxEx Reserves

BofA Cash Reserves

BofA Government Plus

Reserves

BofA Government Reserves

BofA MA Muni Reserves

BofA MMF Reserves

BofA Muni Reserves

BofA NY TxEx Reserves

BofA Treasury Reserves

BofA TxEx Reserves

Bogen Communications Intl

Bogle Small Cap Growth

Bohai Pharmaceuticals Group

Inc

BOIS D ARC ENERGY INC

Boise Cascade Co

Boise Inc

Bojangles' Inc

BOK Financial Corp

Bolt Biotherapeutics Inc

BOLT TECHNOLOGY CORP

BOMBAY CO INC

Bon Ton Stores Inc (The)

Bonanza Goldfields Corp

Bonds.com Group Inc

Bone Biologics Corp

BONE CARE INTERNATIONAL

INC

BONSO ELECTRONIC INTL INC

Booking Holdings Inc

BOOKS-A-MILLION INC

Boomerang Systems Inc

Boot Barn Holdings Inc

Boots & Coots Inc

Booz Allen Hamilton Holding

Corporation

Borderfree Inc

BORDERS GROUP INC

Borland Software Corp

Borr Drilling Limited

BOSTON ACOUSTICS INC

Boston Beer Co Inc (The)

Boston Co Intl Small Cap

Boston Communications

Group Inc

Boston Omaha Corp

Boston Partners Global

Equity

Boston Partners Global

Long/Short

Boston Partners Long/Short

Equity

Boston Private Financial

Holdings Inc

Boston Properties Inc

Boston Scientific Corp

Boston Trust Asset

Management

Boston Trust Walden Small

Cap

Bostonfed Bancorp Inc

Bottomline Technologies Inc

Boulder Brands Inc

Boulder Total Return Fund

Inc.

Boulevard Acquisition Corp II

Bowen Acquisition Corp

Bowl America Inc

Bowlero Corp

Bowman Consulting Group

Ltd

Bowne & Co Inc

Box Inc

Box Ships Inc

Boxlight Corp

BOYD GAMING CORP

BOYDS COLLECTION LTD

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 31

BOYKIN LODGING CO

BP Midstream Partners LP

BP plc

BP PRUDHOE BAY ROYALTY

TRUST

BPI Energy Holdings Inc

BPW Acquisition Corp

BPZ Resources Inc

Braddock Multi-Strategy

Income

BRADESCO BANCO

BRADLEY PHARMACEUTICL -

CL A

BRADY CORP

Braemar Hotels & Resorts Inc

Bragg Gaming Group Inc

Brainstorm Cell Therapeutics

Brand Engagement Network

Inc

Brandes Emerging Markets

Value

Brandes International Equity

Brandes International Small

Cap Equity

BRANDPARTNERS GROUP

INC

Brandywine Blue

BrandywineGLOBAL -

Alternative Credit

BrandywineGLOBAL -

Corporate Credit

BrandywineGLOBAL -

Diversified US Large Cap

Value

BrandywineGLOBAL - Global

Opportunities Bond

BrandywineGLOBAL - High

Yield

BrandywineGLOBAL -

Unconstrained Bond

BRASIL TELECOM

PARTICIPACOES

Brasilagro Cia Bras De Prop

Agricol

BRASKEM SA

Brass Eagle Inc

Braun Consulting Inc

Bravo Brio Restaurant Group

Inc

BRAVO FOODS INTL CORP

BRAZAURO RESOURCES

CORP

Braze Inc

Brazil Fast Food Corp

Brazil Fund

Brazil Gold Corp

Brazos Micro Cap

Brazos Small Cap

BRE Properties Inc.

Bread Financial Holdings Inc

BREAKWATER RESOURCES

LTD

Breeze-Eastern Corp

BreitBurn Energy Partners LP

BRESLER & REINER INC

BRF SA

Bridge Investment Group

Holdings Inc

BRIDGE STREET FINANCIAL

INC

BridgeBio Pharma Inc

Bridgeline Software Inc

Bridger Aerospace Group

Holdings Inc

Bridgewater Bancshares Inc

Bridgeway Aggrsv Investor I

Bridgeway Aggrsv Investor II

Bridgeway Blue Chip

Bridgeway Omni Small Cap

Value

Bridgeway Omni Tax-

Managed Small Cap Value

Bridgeway Small Cap Value

Bridgeway Ultra Small Co

Mrkt

BRIDGFORD FOODS CORP

Brigham Exploration Co

Brigham Minerals Inc

Bright Horizons Family

Solutions Inc

Bright Lights Acquisition Corp

Bright Mountain Media Inc

Bright Scholar Education

Holdings Ltd

Brightcove Inc

Brighthouse Financial Inc

BrighthouseI JPMorgan Small

Cap Value

BrighthouseI Loomis Sayles

Global Allocation

BrighthouseI PanAgora

Global Diversified Risk (OLD)

BrighthouseI Wells Capital

Management Mid Cap Value

BrighthouseII Asset

Allocation 20

Brightpoint Inc

Brightsphere Investment

Group Inc

Brightspire Capital Inc

BrightView Holdings Inc

Brigus Gold Corp

BRILLIAN CORP

BRILLIANCE CHINA

AUTOMOTIVE

Brilliant Earth Group Inc

Brinker International Inc.

Brink's Co (The)

Brink's Home Security

Holdings Inc

BRINX RESOURCES LTD

Brio Software Inc

BRISTOL WEST HOLDINGS

INC

Bristol-Myers Squibb Co

BRISTOW GROUP INC

Bristow Group Inc.

BRITESMILE INC

BRITISH AIRWAYS PLC

British American Tobacco

PLC

British Energy Plc

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 32

British Sky Broadcasting

Group PLC

Britton & Koontz Capital

Corp

Brixmor Property Group Inc

BROADCAST INTERNATIONAL

INC

BROADCASTER INC

Broadcom Corp

Broadcom Inc

Broadmark Realty Capital Inc

Broadridge Financial

Solutions Inc

Broadstone Net Lease Inc

Broadview Opportunity

BROADVISION INC

Broadway Financial Corp

Broadwind Inc

BROADWING CORP

Brocade Communications

Systems Inc

Bronco Drilling Company Inc

Brookdale Senior Living Inc

Brooke Capital Corp

Brookfield Asset

Management Ltd

Brookfield Business Corp

Brookfield Business Partners

Brookfield Canada Office

Properties

Brookfield Global Listed Real

Estate

Brookfield Infrastructure

Corp

Brookfield Infrastructure

Partners LP

Brookfield Office Properties

Inc

Brookfield Property Partners

Brookfield Property REIT Inc.

Brookfield Real Assets

Income Fund Inc

Brookfield Reinsurance Ltd

Brookfield Renewable Corp

Brookfield Renewable

Partners LP

Brookfield Residential

Properties Inc

Brookline Bancorp Inc

Brooklyn Federal Bancorp Inc

BROOKSTONE INC

Brooktrout Inc

Brown & Brown Inc

Brown (Tom) Inc

Brown Advisory Core Intl

Brown Advisory Emerging

Markets Select

Brown Advisory Growth

Equity

Brown Advisory Intrmd

Income

Brown Advisory Sustainable

Bond

Brown Advisory WMC Japan

Alpha Opportunities

Brown Advisory WMC

Strategic European Equity

Brown Capital Management

International Small Company

Brown Capital Management

Small Company

Brown-Forman Corp

BRP Group Inc

BRP Inc

BRT Apartments Corp

Bruce Fund

Bruker Corporation

BRUNSWICK BANCORP

Brunswick Corp

Bryn Mawr Bank Corp

Bsb Bancorp

BSB Bancorp Inc

BSD Medical Corp

Bsp Onelink Inc

BSQUARE Corp

BT Group PLC

BTRS Holdings Inc

BTS Tactical Fixed Income

BTU International Inc

BUCA Inc

BUCKEYE GP HOLDINGS LP

BUCKEYE PARTNERS LP

BUCKEYE TECHNOLOGIES INC

BUCKEYE VENTURES INC

Buckle Inc (The)

Bucyrus International Inc

Buffalo Discovery

Buffalo Flexible Income

BUFFALO GOLD LTD

Buffalo Growth

Buffalo Hi Yield

Buffalo International

Buffalo Mid Cap

Buffalo Small Cap

Buffalo Wild Wings Inc

BUHRMANN NV

Build Acquisition Corp

Build-A-Bear Workshop Inc

Builders FirstSource Inc

Builders Fixed Income

Building Materials Holding

Corp

Bull Run Corp

BULLDOG TECHNOLOGIES

INC

BULLION RIVER GOLD CORP

Bulova Corp

Bumble Inc

Bunge Global SA

Bunzl PLC

Burcon NutraScience Corp

Burford Capital Ltd

Burgerfi International Inc

Burke & Herbert Financial

Services Corp

BURLINGTON COAT FACTORY

WRHS

BURLINGTON NORTHERN

SANTA FE, LLC.

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 33

BURLINGTON RESOURCES

INC

Burlington Stores Inc

Burnham US Govt MM

BURZYNSKI RESEARCH

INSTITUTE

Bush Industries -Cl A

BUSINESS OBJECTS SA

BUTLER INTERNATIONAL INC

Butler Mfg Co

Butterfly Network Inc

BuzzFeed Inc

BV Financial Inc

BWAY Holding Co

BWC FINANCIAL CORP

Byline Bancorp Inc

BYND Cannasoft Enterprises

Inc

Byrna Technologies Inc

C&D TECHNOLOGIES INC

C&F FINANCIAL CORP

C&J Energy Services Inc

C.H. Robinson Worldwide

Inc.

C1 Financial Inc

C2 Inc

C3.ai Inc

C4 Therapeutics Inc

CA Daily Tax Free

CA INC

CA TxEx Money

Cabana Target Drawdown 10

ETF

Cabela's Inc

CABG MEDICAL INC

CABLE & WIRELESS PLC

Cable Design Tech Cp -Cl A

Cable One Inc

Cache Inc

CACI International Inc

Cactus Inc

Cadbury PLC

Cadeler A/S

Cadence Bancorporation

Cadence Design Systems Inc

Cadence Financial Corp

Cadence Pharmaceuticals Inc

CADIZ INC

CADMUS COMMUNICATIONS

CORP

Cadre Holdings Inc

Cadre Reserve US Govt MM

CAE Inc.

Caesars Acquisition Co

CAESARS ENTERTAINMENT

INC

Caesarstone Ltd

CafePress Inc

Cagle's Inc.

CAI International Inc

Cal Dive International Inc

Caladrius Biosciences Inc

Calamos Asset Management

Inc

Calamos Convertible

Calamos Convertible and

High Income Fund

Calamos Convertible

Opportunities and Income

Fund

Calamos Dynamic

Convertible & Income Fund

Calamos Evolving World

Growth

Calamos Global Dynamic

Income Fund

Calamos Global Growth &

Income

Calamos Government MM

Calamos Growth

Calamos Growth & Income

Calamos Hedged Equity

Calamos High Yield

Calamos International

Growth

Calamos Market Neutral

Income

Calamos Phineus Long/Short

Calamos Strategic Total

Return Fund

CalAmp Corp

CalAtlantic Group Inc

Calavo Growers Inc

CALCITECH LTD

Caldwell & Orkin Market

Opport

Caledonia Mining Corp Plc

Caleres Inc

Calgon Carbon Corp

Calidi Biotherapeutics Inc

California Coastal

Communities Inc

California First National

Bancorp

California Independent Bncp

California Micro Devices Corp

CALIFORNIA OIL & GAS CORP

CALIFORNIA PIZZA KITCHEN

INC

California Resources Corp

California Water Service

Group

CALIPER LIFE SCIENCES INC

Calithera Biosciences Inc

Calix Inc

CALL NOW INC

Calliditas Therapeutics AB

CALLISTO

PHARMACEUTICALS INC

CALL-NET ENTERPRISES -CL B

Callon Petroleum Co/DE

CallWave Inc

Calpine Corp

Calumet Specialty Products

Partners LP

Calvert Balanced

Calvert Bond

Calvert Cash Reserves Prime

Calvert Core Bond

Calvert Emerging Markets

Equity

Calvert Equity

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 34

Calvert First Govt MM

Calvert Global Water

Calvert Green Bond

Calvert Income

Calvert International Equity

Calvert International

Responsible Index

Calvert Large Cap Growth

Calvert New Vision Small Cap

Calvert Short Duration

Income

Calvert Small Cap

Calvert TxFr Reserves CA

Calvert TxFr Reserves Ltd

Calvert TxFr Reserves MM

Calvert Ultra Short Duration

Income

Calvert US Large Cap Core

Responsible Index

Calvert US Large Cap Value

Responsible Index

Calvert VP S&P 500 Index

Calvert VP S&P MidCap 400

Index

Calvert VP SRI Balanced

CALYPTE BIOMEDICAL CORP

CAM Commerce Solutions

Inc

Cambiar Intl Equity

Cambiar Opportunity

Cambiar Small Cap

CAMBIOR INC

Cambium Learning Group Inc

Cambrex Corp

Cambria Shareholder Yield

ETF

CAMBRIDGE ANTIBODY TECH

GRP

Cambridge Bancorp

CAMBRIDGE DISPLAY TECH

Cambridge Heart Inc

CAMCO FINANCIAL CORP

Camden Learning Corp

Camden National Corp

Camden Property Trust

Cameco Corp

Cameron International Corp

CAMPBELL RESOURCES INC

CAMPBELL SOUP CO

Camping World Holdings Inc

Campus Crest Communities

Inc

Camtek Ltd

Canaan Inc

Canada Goose Holdings Inc

CANADA SOUTHERN

PETROLEUM

Canadian Imperial Bank of

Commerce

Canadian National Railway

Canadian Natural Resources

Ltd

Canadian Pacific Kansas City

Ltd

Canadian Solar Inc

Canadian Zinc Corp

CanAlaska Uranium Ltd

CANANDAIGUA NATIONAL

CORP

CANARC RESOURCE CORP

Canargo Energy Corp

CANCERVAX CORP

Candel Therapeutics Inc

CANDELA CORP

CANETIC RESOURCES TRUST

Cango Inc

Cannabics Pharmaceuticals

Inc

Cannabis Therapy Corp

Cannae Holdings Inc

Cano Health, Inc

CANO PETROLEUM INC

Canon Inc

Canoo Inc

Canopy Growth Corp

Canplats Resources Corp

Cantaloupe Inc

Cantel Medical Corp

Canterbury Park Holding

Corp

CANTV-CA NAC TELEFONOS

VENEZ

Canwest Global Com -Nvtg

CANYON BANCORP

CANYON RESOURCES CORP

CAP ROCK ENERGY CORP

CAPCO ENERGY INC

Cape Bancorp Inc

Cape Fear Bank Corp

Capella Education Co

CAPITAL AUTOMOTIVE REIT

Capital Bank Corp

Capital Bank Financial Corp

Capital City Bank Group

CAPITAL GOLD CORP

Capital Group CA Core

Municipal

Capital Group Core Bond

Capital Group Core Equity

ETF

Capital Group Core Municipal

Capital Group Core Plus

Income ETF

Capital Group Dividend Value

ETF

Capital Group Global Growth

Equity ETF

Capital Group Growth ETF

Capital Group International

Focus Equity ETF

Capital Growth Systems Inc

Capital Income Builder Inc

Capital Pac Hldgs Inc

Capital Product Partners LP

Capital Properties Inc.

Capital Southwest Corp

CAPITAL TITLE GROUP INC

Capital World Bond Fund Inc

Capital World Growth &

Income Fund Inc

CapitalSource Inc.

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 35

CAPITALSOUTH BANCORP

Capitol Acquisition Corp

Capitol Acquisition Corp III

Capitol Bancorp Ltd

Capitol Federal Financial Inc

CapLease Inc

Capri Holdings Ltd

Capricor Therapeutics Inc

CAPSOURCE FINANCIAL INC

CapStar Financial Holdings

Inc

Capstead Mortgage Corp

Capstone Financial Group Inc

Capstone Therapeutics Corp

Captaris Inc

CAPTIVA SOFTWARE CORP

Cara Therapeutics Inc

Caraco Pharmaceuticals

Laboratories LTD

Caraustar Industries Inc

CARBO Ceramics Inc.

Carbon Black Inc

Carbon Energy Corp

Carbon Natural Gas Co

Carbon Sciences Inc

Carbonite Inc

CardConnect Corp

Cardero Resource Corp

Cardiac Science Corp

Cardiac Science Inc

Cardica Inc

Cardiff Oncology Inc

CARDINAL BANKSHARES

CORP

Cardinal Ethanol LLC

Cardinal Financial Corp

Cardinal Health Inc

Cardinal Resources Inc

CardioDynamics

International Corp

CARDIOGENESIS CORP

CardioGenics Holdings Inc

CardioTech International Inc.

CardioVascular

BioTherapeutics Inc

Cardiovascular Systems Inc

Cardium Therapeutics Inc

Cardlytics Inc

Cardtronics plc

Care Capital Properties Inc

Care.com Inc

CareCloud Inc

CareDx Inc

CareFusion Corp

CAREGUIDE INC

CAREMARK RX INC

CareMax, Inc

CareTrust REIT Inc

CareView Communications

Inc

Carey Watermark Investors

Inc

CARGO Therapeutics Inc

CarGurus Inc

Caribou Coffee Company Inc

Carillon ClariVest Capital

Appreciation

Carillon Eagle Growth &

Income

Carillon Eagle Mid Cap

Growth

Carillon Eagle Small Cap

Growth

Carillon Reams Core Bond

Carillon Reams Core Plus

Bond

Carillon Reams

Unconstrained Bond

Carillon Scout International

Carillon Scout Mid Cap

Carlisle Cos Inc

Carlyle Group Inc (The)

Carlyle Tactical Private Credit

CarMax Inc

Carmike Cinemas Inc

Carney Technology

Acquisition Corp II

Carolina Bank Holdings Inc

Carolina Financial Corp

CAROLINA NATIONAL CORP

CarParts.com Inc

Carpenter Technology Corp

CARRAMERICA REALTY CORP

CARREKER CORP

Carriage Services Inc

CARRIER ACCESS CORP

Carrier Global Corp

CARRINGTON LABORATORIES

INC

Carrizo Oil & Gas Inc

Carrollton Bancorp

CARROLS RESTAURANT

GROUP INC

Cars.com Inc

Carter Bankshares Inc

Carter's Inc.

Cartesian Growth

Corporation II

Cartesian Therapeutics Inc

Carvana Co

Carver Bancorp Inc.

CAS Medical Systems Inc

Cascade Bancorp

Cascade Corp

Cascade Financial Corp

Cascade Microtech Inc

CASCADE NATURAL GAS

CORP

Cascadia Acquisition Corp

Cascadian Therapeutics Inc

Cascal NV

Casella Waste Systems Inc

Casey's General Stores Inc.

Cash Accumulation Liq Assets

Cash Accumulation Natl MM

Cash America International

Inc.

Cash Management Trust

Cash Reserve Treasury

Cash Reserve TxFr Series

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 36

Cash Store Financial Services

Inc (The)

CASH SYSTEMS INC

CASI Pharmaceuticals Inc

CASPIAN INTL OIL CORP

CASPIAN SERVICES INC

Cass Information Systems Inc

Cassava Sciences Inc

Castle (A M) & Co

Castle Biosciences Inc

Castle Brands Inc

CASTLE ENERGY CORP

Castlepoint Holdings Ltd

Castlight Health Inc

Castor Maritime Inc

CAT Money Market

Catalent Inc

CATALINA LIGHTING INC

CATALINA MARKETING CORP

Catalyst Enhanced Income

Strategy

Catalyst Health Solutions Inc

Catalyst Hedged Futures

Strategy

Catalyst Pharmaceutical Inc

CATALYST SEMICONDUCTOR

INC

CATALYTICA ENERGY SYS INC

Catamaran Corp

Catapult Communications

Corp

CatchMark Timber Trust Inc

CATELLUS DEVELOPMENT

CORP

Caterpillar Inc

Cathay General Bancorp

Catholic Responsible

Investments Short Duration

Bond

Causeway Emerging Markets

Causeway Intl Value

CAVA Group Inc

Cavalier Homes Inc

CAVALRY BANCORP INC

Cavanal Hill TxFr MM

Cavco Industries Inc

Cavitation Technology Inc

Cavium Inc

Cb Bancshares Inc

CB Financial Services Inc

CBA Money

cbdMD Inc

Cbeyond Inc

CBIZ Inc

CBL International Ltd

Cboe Global Markets Inc

CBOT HOLDINGS INC

CBRE Clarion Long/Short

CBRE Global Real Estate

Income Fund

CBRE Group Inc

CBRE REALTY FINANCE INC

CC Neuberger Principal

Holdings III

CCA Industries Inc.

Ccbt Financial Companies Inc

CCC INFORMATION SVCS

GRP INC

CCC Intelligent Solutions

Holdings Inc

CCF Holding Company

CCM Community Impact

Bond

C-COR INC

CDC Corp

CDEX INC

CDI Corp.

CDK Global Inc

CDW Corp

CE Franklin Ltd.

CEB Inc

CEC Entertainment Inc.

CECIL BANCORP INC

CECO Environmental Corp.

Cedar Fair LP

Cedar Realty Trust Inc

CEDARA SOFTWARE CORP

CEF Govt & Agency Securities

CEF Money Market

Celadon Group Inc

CELANESE AG

Celanese Corp

Celator Pharmaceuticals Inc

Celcuity Inc

CELEBRATE EXPRESS INC

Celera Corp

CELERITEK INC

Celestica Inc

CELGENE CORP

CELL GENESYS INC

Celldex Therapeutics Inc

Cellebrite DI Ltd

Cellectis SA

CELLEGY PHARMACEUTICALS

INC

Celltech Group Plc

Cellular Biomedicine Group

Inc

Cellular Dynamics

International Inc

CEL-SCI CORP

Celsion Corp

Celsius Holdings Inc

Celularity Inc

Cencora Inc

Cenntro Inc

Cenovus Energy Inc

Centene Corp

Centennial Communications

Corp

Centennial Government

Trust

Centennial Money Market

Trust

Centennial TxEx Trust

Center Coast Brookfield

Midstream Focus

Center Financial Corp

Centerline Holding Co

CenterPoint Energy Inc.

CENTERPOINT PROPERTIES

TRUST

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 37

CenterState Bank Corp

Centessa Pharmaceuticals plc

Centex Corp.

Centillium Communications

Inc

Centogene NV

CENTRA SOFTWARE INC

CENTRACORE PPTYS TRUST

Centrais Eletricas Brasileiras

Sa-Eletrobras

CENTRAL BANCORP INC/MA

CENTRAL COAST BANCORP

Central Europe and Russia

Fund Inc

Central European

Distribution Corp

Central European Media

Enterprises Ltd

CENTRAL FREIGHT LINES INC

CENTRAL FUND CANADA -CL

Central Garden & Pet Co

Central GoldTrust

Central Jersey Bancorp

Central Pacific Financial Corp.

CENTRAL PARKING CORP

Central Securities Corp

Central Sun Mining Inc

Central Vermont Public

Service Corp

Central Virginia Bankshares

Inc

Centrespace

Centrue Financial Corp

Century Aluminum Co

Century BanCorp Inc

Century Casinos Inc

Century Communities Inc

Century Petroleum Corp

CENTURY REALTY TRUST

Century Shares Trust

Century Therapeutics Inc

Cenveo Inc.

Cephalon Inc

Cepheid Inc

Cepton Inc

Ceradyne Inc

Ceragenix Pharmaceuticals

Inc

Ceragon Networks Ltd

Cerberus Telecom

Acquisition Corp

Cerence Inc

CEREPLAST INC

CERES GROUP INC

Ceres Inc

Cerevel Therapeutics

Holdings Inc

CERIDIAN CORP

Cerner Corp

CERo Therapeutics Holdings

Inc

Certara Inc

Certegy Inc

Cerulean Pharma Inc

Cerus Corp

Cetus Capital Acquisition

Corp

Ceva Inc

CF Bankshares Inc

Cf Finance Acquisition Corp

CF Industries Holdings Inc

CFC INTERNATIONAL INC

CFS Bancorp Inc

CG Cap Mkts Large Cap Val

Eqty

CG Cap Mkts Small Cap Val

Eqty

CGI Inc

CGM Advisor Targeted Equity

CGM Capital Development

CGM Focus

CGM Mutual

CGM Realty

CH Energy Group Inc.

CHAD THERAPEUTICS INC

Challenger Energy Corp

Chalone Wine Group Ltd

Champion Enterprises Inc.

CHAMPION INDUSTRIES INC

Championx Corp

Champlain Mid Cap

Champlain Small Company

Champnship Auto Racing

Team

CHAMPPS ENTMT INC

Changyou.com Ltd

ChannelAdvisor Corp

Channell Commercial Corp

Chaparral Energy Inc

CHAPARRAL RESOURCES INC

CHAPARRAL STEEL CO

CHAPEAU INC

Charah Solutions Inc

Charge Enterprises Inc

ChargePoint Holdings, Inc.

Charles Holdings Inc

Charles River Laboratories

International Inc

Charlotte Russe Holding Inc

Charlotte's Web Holdings Inc

Charm Communications Inc

Charming Shoppes Inc

Chart Acquisition Corp

Chart Industries Inc

Charter Communications Inc

Charter Financial Corp/MD

Charter One Finl Inc

Chartered Semiconductor

Manufacturing Ltd

Chartwell Income

CHARTWELL INTL INC

CHARYS HOLDING CO INC

Chase Corp

Chase Growth

Chateau Communities Inc

Chatham Lodging Trust

CHATTEM INC

CHAUS (BERNARD) INC

Chavant Capital Acquisition

Corp

CHC Group Ltd

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 38

CHDT Corp

Cheche Group Inc

Check Point Software

Technologies Ltd

Check-Cap Ltd

CHECKERS DRIVE-IN

RESTAURANT

CHECKFREE CORP

Checkmate Pharmaceuticals

Inc

Checkpoint Systems Inc

Checkpoint Therapeutics Inc

Cheesecake Factory Inc (The)

Cheetah Mobile Inc

Chefs' Warehouse Inc (The)

Chegg Inc

Chelsea Property Group Inc

Chelsea Therapeutics

International Ltd

Chem RX Corp

Chembio Diagnostics Inc.

Chemed Corp

ChemoCentryx Inc

CHEMOKINE THERAPEUTICS

CORP

Chemomab Therapeutics Ltd

Chemours Co (The)

Chemspec International Ltd

Chemtura Corp

Chemung Financial Corp

Cheniere Energy Inc

Cheniere Energy Partners LP

Holdings LLC

Cherokee Inc

Cherokee International Corp

Cherry Hill Mortgage

Investment Corp

Chesapeake Corp.

Chesapeake Granite Wash

Trust

Chesapeake Lodging Trust

Chesapeake Utilities Corp.

CHESTER VY BANCORP INC

Chesterfield Finl Corp

Cheviot Financial Corp

Chevron Corp

Chewy Inc

Cheyenne Resources Inc

Chicago Atlantic Real Estate

Finance Inc

CHICAGO RIVET & MACHINE

Chicken Soup for the Soul

Entertainment Inc

Chicopee Bancorp Inc

Chico's FAS Inc.

Chimera Investment Corp

Chimerix Inc

China 3C Group

China Agritech Inc

China Armco Metals Inc

China Auto Logistics Inc

China Biologic Products

Holdings Inc

China Botanic

Pharmaceutical Inc

China Bottles Inc

China Cablecom Holdings Ltd

China Ceramics Co Ltd

China CGame Inc

China Clean Energy Inc

China Customer Relations

Centers Inc

China Digital Animation

Development Inc

CHINA DIGITAL MEDIA CORP

China Digital TV Holding Co

Ltd

China Direct Industries Inc

China Distance Education

Holdings Ltd

China Dongsheng

International Inc

China Eastern Airlines Corp

Ltd

China Education Alliance Inc

China Energy Recovery Inc

China Environmental

Protection Inc

China Executive Education

Corp

CHINA FINANCE INC

China Finance Online Co Ltd

China Fire & Security Group

Inc

China Fund Inc. (The)

China GengSheng Minerals

Inc

China Gerui Advanced

Materials Group Ltd

China Green Agriculture Inc

China GrenTech Corp Ltd

China Healthcare Acquisition

Corp

China Housing & Land

Development Inc

China Hydroelectric Corp

China Index Holdings Limited

China Industrial Steel Inc

China Industrial Waste

Management Inc

China Information

Technology Inc

China Infrastructure

Construction Corp

China Infrastructure

Investment Corp

China INSOnline Corp

China Integrated Energy Inc

China Intelligent Lighting and

Electronics Inc

CHINA IVY SCHOOL INC

China Jianye Fuel Inc

China Jo-Jo Drugstores Inc

China Kanghui Holdings

China Kangtai Cactus Biotech

Inc

China Lending Corp

China Life Insurance Co Ltd

China Lithium Technologies

Inc

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 39

China Marine Food Group

Ltd

China Mass Media Corp

China MediaExpress Holdings

Inc

China Medicine Corp

CHINA METRO-RURAL

HOLDINGS LTD

China Ming Yang Wind

Power Group Ltd

China Mobile Games and

Entertainment Group Ltd

China Mobile Ltd

China Natural Gas Inc

China Natural Resources Inc

China Nepstar Chain

Drugstore Ltd

CHINA NETCOM GROUP

CORP

China Networks International

Holdings Ltd

China New Borun Corp

China New Energy Group Co

China North East Petroleum

Holdings Ltd

China Nuokang Bio-

Pharmaceutical Inc

China Nutrifruit Group Ltd

China Opportunity

Acquisition Corp

China Organic Agriculture Inc

China Petroleum & Chemical

Corp Sinopec

China Pharma Holdings Inc

China Precision Steel Inc

China Real Estate

Information Corp

China Recycling Energy Corp

China Ritar Power Corp

China Security & Surveillance

Technology Inc

China Shandong Industries

Inc

China Shen Zhou Mining &

Resources Inc

China Shengda Packaging

Group Inc

China Shenghuo

Pharmaceutical Holdings Inc

China Shoe Holdings Inc

China ShouGuan Mining Corp

China Sky One Medical Inc

China Solar & Clean Energy

Solutions Inc

China Southern Airlines Co

Ltd

China Sun Group High-Tech

China Sunergy Co Ltd

China SXT Pharmaceuticals

Inc

China Techfaith Wireless

Communication Technology

Ltd

China Technology

Development Group CP

China Tel Group Inc

China Telecom Corp Ltd

China TopReach Inc

China TransInfo Technology

Corp

China Unicom (Hong Kong)

Ltd

China United Insurance

Service Inc

China Valves Technology Inc

China Voice Holding Corp

China VoIP & Digital Telecom

Inc

China Water and Drinks Inc

China Wind Systems Inc

China XD Plastics Co Ltd

China Yida Holding Co

China Yili Petroleum Co

China Yuchai International

Ltd

China-Biotics Inc

ChinaCache International

Holdings Ltd

ChinaEdu CORP

ChinaGrowth North

Acquisition Corp

Chindata Group Holdings Ltd

Chindex International Inc

CHINOOK THERAPEUTICS,

INC.

ChipMOS TECHNOLOGIES

(Bermuda) Ltd

Chipmos Technologies Inc

Chipotle Mexican Grill Inc

Chippac Inc

Chiquita Brands International

Inc

CHIRON CORP

Chisen Electric Corp

CHITTENDEN CORP

Choice One Communication

Inc

Choiceone Financial Services

Inc

CHOICEPOINT INC

CHOLESTECH CORP

Chord Energy Corp

CHORDIANT SOFTWARE INC

Christopher & Banks Corp.

ChromaDex Corp

CHROMCRAFT REVINGTON

INC

CHRONIMED INC

Chubb Corp

Chubb Ltd

Chunghwa Telecom Co Ltd

Church & Dwight Co Inc

Churchill Capital Corp

Churchill Capital Corp V

Churchill Capital Corp VI

Churchill Capital Corp VII

Churchill Downs Inc

Churchill TxFr Kentucky

Churchill Ventures Ltd

Chuy's Holdings Inc

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 40

CHYRON CORP

CI&T Inc

CIA ENERGETICA DE MINAS

Cian PLC

CIB Marine Bancshares Inc

CIBA SPECIALTY CHEMICALS

CIBC Atlas Disciplined Equity

CIBC Atlas Mid Cap Equity

CIBER Inc.

CIBT Education Group Inc

Cibus Inc

Cidara Therapeutics Inc

Ciena Corp

CIFC LLC

CIG Wireless Corp

CIGMA METALS CORP

Cigna Money Market

CIGNA Variable Money

Market

Cima Labs Inc

Cimarex Energy Co.

Cimpress PLC

CINCINNATI BELL INC

Cincinnati Financial Corp

Cinemark Holdings Inc

Cinergy Corp

Cineverse Corp

CINRAM INTL INCOME FUND

Cintas Corp

CINTEL CORP

CION Ares Diversified Credit

CION Investment Corp

Cipher Pharmaceuticals Inc

CIRCOR International Inc

CIRCUIT CITY STORES INC

Cirrus Logic Inc.

Cisco Systems Inc

Cision Ltd

CISO Global Inc

CIT Group Inc

Citadel Broadcasting Corp.

Citi CA TxFr Reserve

Citi CT TxFr Reserves

Citi Trends Inc

CITIGROUP INC

Citizens & Northern Corp

Citizens Bancorp of Virginia

Inc

Citizens Community Bancorp

Inc

Citizens Core Growth

Citizens Financial Corp/WV

Citizens Financial Group Inc

Citizens Financial Services Inc

Citizens First Bancorp Inc

Citizens First Corp

CITIZENS FIRST FINL CORP

CITIZENS HOLDING CO

Citizens Inc.

Citizens Republic Bancorp Inc

Citizens South Banking Corp

Citrix Systems Inc

City Holding Co

City National Corp

City Office REIT Inc

Civeo Corp

Civista Bancshares Inc

CIVITAS BANKGROUP INC

Civitas Resources Inc

Civitas Solutions Inc

CKE Restaurants Inc.

CKX Inc.

CKX LANDS INC

CLAIRES STORES INC

CLARCOR Inc.

CLARIENT INC

Clarim Acquisition Corp

Clarivate Plc

Clark Holdings Inc

CLARK INC

Claros Mortgage Trust Inc

Clarus Corp

CLASSIC BANCSHARES INC

Claude Resources Inc

Claxson Interactve Group

CLAYMONT STEEL HLDGS INC

Clayton Holdings Inc

Clayton Homes Inc

Clayton Williams Energy Inc

Clean Coal Technologies Inc

Clean Diesel Technologies Inc

Clean Energy Fuels Corp

Clean Harbors Inc

Clean Power Technologies

Inc

Clean Systems Technology

Cleantech Biofuels Inc

Clear Channel Outdoor

Holdings Inc

CLEAR CHOICE FINANCIAL

INC

Clear Skies Solar Inc

CLEARANT INC

ClearBridge Aggressive

Growth

ClearBridge All Cap Value

ClearBridge American Energy

MLP Fund Inc

ClearBridge Appreciation

ClearBridge Dividend

Strategy

ClearBridge Energy

Midstream Opportunity Fund

Inc

ClearBridge Energy MLP Fund

Inc

ClearBridge Energy MLP

Total Return Fund Inc

ClearBridge International

Growth

ClearBridge Large Cap

Growth

ClearBridge Large Cap Value

ClearBridge Mid Cap

ClearBridge Select

ClearBridge Small Cap

Growth

ClearBridge Tactical Dividend

Income

ClearBridge Value

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 41

ClearBridge Var Aggressive

Growth

ClearBridge Var All Cap Value

ClearBridge Var Appreciation

ClearBridge Var Dividend

Strategy

ClearBridge Var Small Cap

Growth

Clearfield Inc

Clear-Lite Holdings Inc

Clearly Canadian Beverage

Corp

ClearOne Inc

ClearPoint Business

Resources Inc

ClearPoint Neuro Inc

Clearside Biomedical Inc

ClearSign Technologies Corp

Cleartronic Inc

Clearwater Analytics

Holdings Inc

Clearwater Paper Corp

Clearway Energy Inc

Clearwire Corp

Cleco Corp

Clementia Pharmaceuticals

Inc

Clene Inc

Cleveland-Cliffs Inc

Clever Leaves Holdings Inc

CLICK COMMERCE INC

Cliffwater Corporate Lending

Cliffwater Enhanced Lending

Clifton Bancorp Inc

Climate Real Impact

Solutions II Acquisition Corp

ClimateRock

Climb Global Solutions Inc

CLINICAL DATA INC

Clipper Fund

Clipper Realty Inc

Cloopen Group Holding Ltd

Clorox Co (The)

CLOSURE MEDICAL CORP

Cloudera Inc

Cloudflare Inc

Clough Global Equity Fund

Clough Global Opportunities

Fund

Clover Leaf Capital Corp

Clovis Oncology Inc

CLPS Inc

CLST Holdings Inc

ClubCorp Holdings Inc

CLYVIA INC

CM Advisers

CMA FL Muni

CMA MA Muni

CMA MI Muni

CMA NC Muni

CMA PA Muni

CMC Materials Inc

CME Group Inc

CMG High Yield Bond

CMG Small Cap

CMG Strategic Equity

CMS Energy Corp

CNA FINANCIAL CORP

CNA SURETY CORP

CNB BANCORP INC/NY

CNB Corp

CNB FINANCIAL CORP MASS

CNB Financial Corp/PA

Cnb Florida Bancshares Inc

CNC Development Ltd

CNET Networks Inc

CNFinance Holdings Ltd

CNH Global NV

CNH Industrial N.V.

CNL Lifestyle Properties Inc

CNO Financial Group Inc

Cnooc Ltd

Cnova NV

CNR California Tax Exempt

Money Market

CNR Prime Money Market

CNS INC

CNS Response, Inc.

CNX Gas Corp

CNX Midstream Partners LP

Coachmen Industries Inc.

Coast Distribution System

Inc.

COAST FINANCIAL HOLDINGS

INC

Coastal Bancorp Inc

COASTAL BANKING CO INC

Coastal Financial Corp

COASTAL FINANCIAL

CORP/DE

Coastway Bancorp Inc

COATES INTERNATIONAL LTD

Cobalt Corp

Cobalt International Energy

Inc

CoBiz Financial Inc

Cobra Electronics Corp

Coca Cola Consolidated Inc

Coca-Cola Co (The)

Coca-Cola Europacific

Partners PLC

Coca-Cola Femsa SAB De CV

Coca-Cola HBC AG

Cocrystal Pharma Inc

Cocrystal Pharma, Inc.

Coda Octopus Group, Inc.

Codexis Inc

Co-Diagnostic Inc

Codiak BioSciences Inc

Codorus Valley Bancorp Inc

Coeptis Therapeutics

Holdings Inc

Coeptis Therapeutics Inc

COFFEE HOLDING CO INC

Cogdell Spencer Inc

Cogent Biosciences, Inc.

Cogent Communications

Holdings Inc

Cogent Inc

Cogentix Medical Inc

Cognex Corporation

Cognition Therapeutics Inc

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 42

Cognizant Technology

Solutions Corp

COGNOS INC

Cogo Group Inc

Cohbar Inc

Cohen & Steers Advantage

Income Realty Fund

Cohen & Steers Asia Pacific

Realty

Cohen & Steers Closed-End

Opportunity Fund Inc

Cohen & Steers Dividend

Majors Fund

Cohen & Steers Global

Income Builder Inc

Cohen & Steers Global

Infrastructure

Cohen & Steers Global Realty

Cohen & Steers Inc

Cohen & Steers

Infrastructure Fund Inc

Cohen & Steers Instl Global

Realty Shares

Cohen & Steers Instl Realty

Cohen & Steers International

Realty

Cohen & Steers Low Duration

Preferred & Income

Cohen & Steers Ltd Duration

Preferred and Income Fund

Inc

Cohen & Steers MLP Income

and Energy Opportunity

Fund Inc

Cohen & Steers Preferred

Securities and Income

Cohen & Steers Premium

Income Realty Fund Inc

Cohen & Steers Quality

Income Realty Fund Inc.

Cohen & Steers Real Assets

Cohen & Steers Real Estate

Securities

Cohen & Steers Realty Shares

Cohen & Steers REIT and

Preferred and Income Fund

Inc

Cohen & Steers REIT and

Utility Income Fund Inc.

Cohen & Steers Select

Preferred and Income Fund

Inc

Cohen & Steers Tax-

Advantaged Preferred

Securities and Income Fu

Cohen & Steers Worldwide

Realty Income Fund Inc

Coherent Corp

Coherent Inc

Coherus BioSciences Inc

COHESANT TECHNOLOGIES

INC

Cohu Inc

COINBASE GLOBAL INC

COINMACH SERVICE CORP

COLD SPRING CAPITAL INC

Coldwater Creek Inc

Cole Credit Property Trust IV

Inc

Cole National Corp

Coleman Cable Inc

COLES MYER LTD

COLEY PHARMACEUTICAL

GROUP

COLGATE-PALMOLIVE CO

Colicity Inc

CollaGenex Pharmaceuticals

Inc

Collective Brands Inc

Collectors Universe Inc

COLLEGIATE FUNDING

SERVICES

Collegium Pharmaceutical Inc

Colliers International Group

Inc

COLLINS & AIKMAN CORP

Collins Industries Inc

Colombia Goldfield Ltd

Colonial Financial Services

Inc

Colonial Properties Trust

Colony Bankcorp Inc

Colony Capital Inc

Colony Starwood Homes

COLOR KINETICS INC

Colorado Bond Shares

Colorado Goldfields Inc

Colorado Medtech Inc

COLT TELECOM GROUP SA

CoLucid Pharmaceuticals Inc

Columbia Bancorp

Columbia Acorn Emerging

Markets

Columbia Acorn Fund

Columbia Acorn International

Columbia Acorn Intl Select

Columbia Acorn Select

Columbia Acorn USA

Columbia Adaptive Risk

Allocation

Columbia Asia Pacific ex-

Japan

Columbia Asset Allocation

Columbia Balanced

COLUMBIA BANCORP

Columbia Blended Equity

Columbia Bond

Columbia Capital Allocation

Aggressive Portfolio

Columbia Capital Allocation

Moderate

Columbia Capital Allocation

Moderate Aggressive

Columbia Capital Allocation

Moderate Conservative

Columbia Common Stock

Columbia Conservative High

Yield

Columbia Contrarian Core

Columbia Convertible Sec

Columbia Core Bond

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 43

Columbia Corp Income

Columbia CT Muni Reserves

Columbia Daily Cash

Reserves

Columbia Daily Income Co

Columbia Disciplined Core

Columbia Disciplined Growth

Columbia Disciplined Value

Columbia Diversified Bond

Columbia Diversified Fixed

Income Allocation ETF

Columbia Dividend Income

Columbia Dividend

Opportunity

Columbia Emerging Markets

Bond

Columbia Emerging Markets

Consumer ETF

Columbia Emerging Markets

Opportunity

Columbia Energy & Natural

Res

COLUMBIA EQUITY TRUST

Columbia European Equity

Columbia Federal Securities

Columbia Financial Inc

Columbia Fixed Income Sec

Columbia Flexible Capital

Income

Columbia Floating Rate

Columbia Global Bond

Columbia Global

Infrastructure

Columbia Global

Opportunities

Columbia Global Strategic

Equity

Columbia Global Technology

Growth

Columbia Global Value

Columbia Government

Money Market

Columbia Greater China

Columbia Growth

Columbia Growth & Income

Columbia Growth Stock

Columbia High Income

Columbia High Yield Bond

Columbia High Yield Muni

Columbia High Yield Opport

Columbia Income Builder

Columbia Income Builder II

Columbia Income

Opportunities

Columbia Inflation Protected

Sec

Columbia Integrated Large

Cap Growth

Columbia Intermediate

Duration Municipal Bond

Columbia International

Dividend Income

Columbia International

Equity

Columbia International

Growth

Columbia International Stock

Columbia Intl Value

Columbia Intrmd Core Bond

Columbia Intrmd Govt

Income

Columbia Large Cap

Enhanced Core

Columbia Large Cap Growth

Opportunity

Columbia Large Cap Growth

Columbia Large Cap Index

Columbia Large Cap Value

Columbia Large Company

Index

Columbia Liberty Fund

Columbia Limited Duration

Credit

Columbia MA Intrmd Muni

Bond

Columbia Managed Muni

Columbia Marsico Growth

Var

Columbia Marsico Intl Opp

Var

Columbia Marsico Mid Cap

Growth

Columbia Mid Cap Growth

Opportunity

Columbia Mid Cap Index

Columbia Mid Cap Value &

Restructuring

Columbia Mid Cap Value

(old)

Columbia MN TxEx

Columbia Money Market

Columbia Mortgage

Opportunities

Columbia Multi Adv

International Value

Columbia Multi Adv Small

Cap Value

Columbia Multi Strategy

Alternatives

Columbia Multi-Manager

Alternatives Strategies

Columbia Multi-Manager

Directional Alternatives

Strategies

Columbia Multi-Manager

Growth Strategies

Columbia Multi-Manager

International Equity

Strategies

Columbia Multi-Manager

Small Cap Equity Strategies

Columbia Multi-Manager

Total Return Bond Strategies

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 44

Columbia Multi-Manager

Value Strategies

Columbia Muni Income

Columbia Newport Tiger

Columbia NY Intrmd Muni

Bond

Columbia OR Intermediate

Muni Bond

Columbia Overseas Core

Columbia Overseas Value

Columbia Pipeline Group Inc

Columbia Pipeline Partners

Columbia Portfolio Builder

Conservative

Columbia Portfolio Builder

Moderate Aggressive

Columbia Portfolio Builder

Moderate Conservative

Columbia Portfolio Builder

Total Equity

Columbia Prime Reserves

Columbia Property Trust Inc

Columbia Pyrford

International Stock

Columbia Quality Income

Columbia Real Estate Equity

Columbia Select Global

Equity

Columbia Select

International Equity

Columbia Select Large Cap

Equity

Columbia Select Large Cap

Growth

Columbia Select Large Cap

Value

Columbia Select Mid Cap

Growth

Columbia Select Mid Cap

Value

Columbia Select

Opportunities

Columbia Select Small Cap

Value

Columbia Seligman Global

Technology

Columbia Seligman Premium

Technology Growth Fund Inc

Columbia Seligman

Technology & Information

Columbia Short Bond

Columbia Short Duration

Muni Bond

Columbia Short Intrmd Bond

Columbia Short Term Bond

Columbia Sht Intrmd Govt

Columbia Small Cap Core

Columbia Small Cap Growth

Columbia Small Cap Index

Columbia Small Cap Value

Columbia Small Cap Value II

Columbia Small Company

Equity

Columbia Small Company

Index

Columbia Small/Mid Cap

Value

Columbia Sportswear Co

Columbia Strategic California

Municipal Income

Columbia Strategic Income

Columbia Strategic Municipal

Income

Columbia Tax Exempt

Columbia Tax Managed

Growth

Columbia Thermostat

Columbia Total Return Bond

Columbia Ultra Short

Municipal Bond

Columbia Ultra Short Term

Bond

Columbia US Treasury Index

Columbia Utilities

Columbia VA Intrmd Muni

Columbia Value &

Restructure

Columbia Var Cash

Management

Columbia Var Global Bond

Columbia Var High Yield

Bond

Columbia Var Income

Opportunities

Columbia Var Large Cap

Value

Columbia Var Mid Cap Value

Opportunity

Columbia Var Strategic Inc

Columbia Variable Balanced

Columbia Variable Contrarian

Core

Columbia Variable

Disciplined Core

Columbia Variable Dividend

Opportunity

Columbia Variable Emerging

Markets

Columbia Variable

Intermediate Bond

Columbia Variable Large Cap

Growth

Columbia Variable Large Cap

Index

Columbia Variable Limited

Duration Credit

Columbia Variable Long

Government/Credit Bond

Columbia Variable Mid Cap

Growth

Columbia Variable Select

Large Cap Equity

Columbia Variable Select

Large Cap Value

Columbia Variable Small Cap

Value

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 45

Columbia Variable US

Equities

Columbia Variable US Govt

Mortgage

Columbia VP Overseas Core

Columbia Young Investor

Columbus Acquisition Corp

COLUMBUS MCKINNON

CORP

COMARCO INC

Combanc Inc

CombiMatrix Corp

Comcast Corp

COMDISCO HOLDING CO INC

Comerica Incorporated

COMFORCE Corp

Comfort Systems USA Inc

Comm Bancorp Inc

Command Government

Portfolio

Command Money Mkt

Portfolio

COMMAND SECURITY CORP

Command TxFr Money

Portfolio

COMMERCE BANCORP

INC/NJ

Commerce Bancshares Inc

Commerce Bond

Commerce Cap Govt MM

Commerce Cap Treas Oblig

Commerce CORE Equity

COMMERCE ENERGY GROUP

INC

Commerce Group Inc. (The)

Commerce MO TxFr Intrmd

Commerce One Inc

COMMERCEFIRST BANCORP

INC

CommerceHub Inc

COMMERCEPLANET INC

Commercesouth Inc

Commercial Bancshares

Inc/Oh

COMMERCIAL BANKSHARES

INC

COMMERCIAL CAPITAL

BANCORP

COMMERCIAL FEDERAL

Commercial Metals Co

Commercial National

Financial Corp

Commercial Vehicle Group

Inc

COMMONWEALTH

BANKSHARES INC

Commonwealth Industries

Inc

COMMONWLTH TELE ENTER

CommScope Holding Co Inc

CommScope Inc.

COMMUN INTELLIGENCE

Communications Systems

Inc.

COMMUNITY BANCORP

INC/CA

Community Bancorp/Nj

Community Bancorp/NV

Community Bancorp/VT

COMMUNITY BANCSHARES

INC/DE

Community Bank System Inc.

Community Bankers Trust

Corp

COMMUNITY BANKS INC

Community Bankshares Inc.

COMMUNITY CAPITAL

BANCSHARES

Community Capital Corp

Community Central Bank

Corp.

COMMUNITY FINANCIAL

CORP/VA

Community First Bancorp

Community First Bankshares

Community Health Systems

Inc

Community Healthcare Trust

Inc

Community Trust Bancorp

Inc

Community Valley Bancorp

Community West Bancshares

CommunityOne Bancorp

CommunitySouth Financial

Corp

CommVault Systems Inc

Companhia Brasileira De

Distribuicao

Compania Cervecerias

Unidas SA

Compania De Minas

Buenaventura SAA

COMPASS BANCSHARES INC

Compass Digital Acquisition

Corp

Compass Diversified Holdings

Compass Inc

Compass Minerals

International Inc.

Compass Pathways Plc

Compass Therapeutics Inc

Compellent Technologies Inc

COMPETITIVE

TECHNOLOGIES INC

COMPEX TECHNOLOGIES INC

Complete Genomics Inc

Complete Production

Services Inc

CompoSecure Inc

COMPOSITE TECHNOLOGY

CORP

Compton Petroleum Corp

Compucom Systems Inc

COMPUDYNE CORP

Compugen Ltd

Computer Access Tech Corp

Computer Horizons Corp.

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 46

COMPUTER NETWORK TECH

CORP

Computer Task Group Inc

Computerized Thermal

Imaging

COMPUWARE CORP

CompX International Inc.

comScore Inc

Comstock Homebuilding Cos

Inc

Comstock Mining Inc

Comstock Resources Inc.

COMSYS IT Partners Inc

Comtech

Telecommunications Corp.

Comverge Inc

Comverse Technology Inc

Conagra Brands Inc

Conatus Pharmaceuticals Inc

Concentrix Corp

CONCEPTUS INC

Concert Pharmaceuticals Inc

Concerto Software Inc

Concho Resources Inc

Concord Acquisition Corp

Concord Acquisition Corp II

CONCORD CAMERA CORP

CONCORD

COMMUNICATIONS INC

Concord Efs Inc

Concord Medical Services

Holdings Ltd

CONCORDE CAREER

COLLEGES INC

Concordia International Corp

Concur Technologies Inc

Concurrent Computer Corp

Condor Hospitality Trust Inc

Conduent Inc

Conduit Pharmaceuticals Inc

Cone Mills Corp

Conestoga Small Cap

CONEXANT SYSTEMS INC

Confluent Inc

Conformis Inc

Congress Mid Cap Growth

CONMED Corp

Conmed Healthcare

Management Inc

Connect Biopharma Holdings

Ltd

Connecticut Bancshares Inc

Connecticut Water Service

Inc

ConnectOne Bancorp Inc

Connecture Inc

CONNETICS CORP

Cono Italiano Inc

Conocophillips

CONOR MEDSYSTEMS INC

Conrad Industries Inc

Consensus Cloud Solutions

Inc

CONSOL Coal Resources LP

Consolidated

Communications Holdings

Inc

Consolidated Edison Inc.

CONSOLIDATED ENERGY INC

Consolidated Gems Inc

Consolidated Mercantile Inc

Consolidated Water Co Ltd

Consortium Service

Management Group Inc

Constant Contact Inc

CONSTAR INTERNATIONAL

INC

Constellation Acquisition

Corp I

Constellation Brands Inc

Constellation CIP Ultra Short

Fixed Income

Constellation Energy Corp

Constellation Energy Group

Inc.

Constellation

Pharmaceuticals Inc

Constellium SE

Construction Partners inc

Consumer Portfolio Services

Inc

Consumers Bancorp Inc

Container Store Group Inc

(The)

Contango Oil & Gas Co

Contango ORE Inc

Contextlogic Inc

Continental Airlines Inc.

Continental Building

Products Inc

CONTINENTAL ENERGY CORP

Continental Fuels Inc

CONTINENTAL MATERIALS

CORP

Continental Minerals Corp

Continental Resources Inc

CONTINUCARE CORP

ContraFect Corp

Control4 Corp

Convera Corp

CONVERGENCE ETHANOL

INC

ConvergeOne Holdings Inc

CONVERIUM HOLDING AG

Conversant Inc

CONVERSION SERVICES INTL

INC

Convio Inc

CON-WAY INC

CONX Corp

Conyers Park III Acquisition

Corp

Cool Company Ltd

Cooper Cos Inc (The)

Cooper Industries Plc

Cooper Tire & Rubber Co

COOPERATIVE BANKSHARES

INC

Cooper-Standard Holdings

Inc

CooTek Cayman Inc

Copa Holdings SA

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 47

Copano Energy LLC

Copart Inc

Copeland Risk Managed

Dividend Growth

Copel-Cia Paranaense

Energia

Copernic Inc

COPPER MTN NETWORKS

INC

Copper Property CTL Pass

Through Trust

COPsync Inc

COPT Defense Properties

CORAUTUS GENETICS INC

Corazon Capital V838

Monoceros Corp

Corbus Pharmaceuticals

Holdings Inc

CORCEPT THERAPEUTICS INC

CORD BLOOD AMERICA INC

Core & Main Inc

Core Laboratories Inc

Core Mark Holding Co Inc

Core Molding Technologies

Inc.

Core Scientific Inc

CoreCard Corporation

CoreCivic Inc

Corel Corp

CoreLogic Inc

CorEnergy Infrastructure

Trust Inc

CorePoint Lodging Inc

CoreSite Realty Corp

CORGENTECH INC

CORGI INTERNATIONAL LTD

CORILLIAN CORP

Corindus Vascular Robotics

Inc

CORIO INC

Corium International Inc

CORIXA CORP

CorMedix Inc

Cornell Companies Inc.

Cornerstone Advisors Public

Alternatives

CORNERSTONE BANCORP

INC

Cornerstone Bancorp/SC

Cornerstone Building Brands

Inc

Cornerstone OnDemand Inc

CORNERSTONE RLTY INCOME

TR I

Cornerstone Strategic Value

Fund Inc.

Cornerstone Therapeutics Inc

Cornerstone Total Return

Fund Inc.

CornerWorld Corp

Corning Inc

Corpay Inc

Corporate Capital Trust Inc

CORRECTIONAL SERVICES

CORP

Correlate Infra Partners Inc

CORRIENTE RESOURCES INC

Corsair Gaming Inc

Corsair Partnering Corp

Corteva Inc

Cortex Pharmaceuticals Inc.

CORTLAND BANCORP

Cortland General MMF

Cortland Muni Money Mkt

Cortland US Govt

Cortronix Biomedical

Advancement Technologies

Inc

CORUS BANKSHARES INC

Corus Entertainment Inc

CORUS GROUP PLC

Corvas International Inc

CorVel Corp.

Corvus Gold Inc

Corvus Pharmaceuticals Inc

Cosan Ltd

COSI INC

COSINE COMMUNICATIONS

INC

Cosmos Holdings Inc

Cost Plus Inc

Costamare Inc

CoStar Group Inc

Costco Wholesale Corp

COST-U-LESS INC

Coterra Energy Inc

COTHERIX INC

Cotiviti Holdings Inc

Cotton States Life Insurance

Coty Inc

Cougar Biotechnology Inc

Counsel Corp

Counterpath Corp

Counterpoint Tactical Income

Country Style Cooking

Restaurant Chain Co Ltd

Countrywide Financial Corp

County Bancorp Inc

Coupa Software Inc

Coupang Inc

Courier Corp

Coursera Inc

Cousins Properties

Incorporated

COVAD COMMUNICATIONS

GROUP

Covance Inc

COVANSYS CORP

Covanta Holding Corp

Covenant Logistics Group Inc

Coventry Health Care Inc.

Cover-All Technologies Inc

Covest Bancshares Inc

Covetrus Inc

Covia Holdings Corp

Covidien Plc

Covisint Corp

COVISTA COMMUNICATIONS

INC

COWEN GROUP INC

Cowen Inc

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

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Page 48

Cowlitz Bancorporation

Cox Communications -Cl A

Cox Radio Inc.

Coyote Resources Inc

Cp Ships Ltd

CPAC INC

CPC OF AMERICA INC

CPEX Pharmaceuticals Inc

CPFL Energia SA

CPI Aerostructures Inc

CPI Card Group Inc

CPI Corp.

CPI INTERNATIONAL INC

CPS Technologies Corp

CRA International Inc

Cracker Barrel Old Country

Store Inc

Craft Brew Alliance Inc

CRAFTMADE

INTERNATIONAL INC

Crailar Technologies Inc

Crane Company

Crane NXT Co

Crawford & Co

Crawford United Corp

Cray Inc

CRDENTIA CORP

CREATIVE MEDIA &

COMMUNITY TRUST

CORPORATION

CREATIVE TECHNOLOGY LTD

CREATIVE VISTAS INC

CREDENCE SYSTEMS CORP

Credicorp Ltd

Credit Acceptance Corp

Credit One Financial Inc

Credit Suisse Group

Credit Suisse High Yield Bond

Creditriskmonitor.com Inc

CreditSuisse Cap

Appreciation

CreditSuisse Cash Reserve

CreditSuisse Commodity

Return Strategy

CreditSuisse Fixed Income

CreditSuisse Floating Rate

High Income

CreditSuisse Intl Focus

CreditSuisse Large Cap Value

CreditSuisse Mid Cap Core

CreditSuisse Prime MM

CreditSuisse Small Cap Core

CreditSuisse US Govt Money

CreditSuisse VAR Tr

Commodity Return Strategy

CreditSuisse VAR Tr Sml Cap

Core 1

Credo Petroleum Corp

Credo Technology Group

Holding Ltd

CREF Core Bond Account

CREF Equity Index Account

CREF Global Equities Account

CREF Growth Account

CREF Inflation Linked Bond

Account

CREF Money Market Account

CREF Social Choice Account

CREF Stock Account

CREO INC

CRESCENT BANKING CO

Crescent Capital BDC Inc

Crescent Energy Company

Crescent Point Energy Corp

CRESCENT R E EQUITIES INC

Crescera Capital Acquisition

Corp

CRESTED CORP

CRESTWOOD EQUITY

PARTNERS LP

Crestwood Midstream

Partners LP

Crexendo Inc

CreXus Investment Corp

CRH Medical Corp

Cricut Inc

CRIIMI MAE INC

CRIMSON EXPLORATION INC

CRISPR Therapeutics AG

Cristalchile-Cristaler Chile

Critical Path Inc

CRITICAL THERAPEUTICS INC

Criticare Systems Inc

Crixus BH3 Acquisition

Company

CRM Holdings Ltd

CRM Long/Short

Opportunities

CRM Mid Cap Value

CRM Small Cap Value

CRM Small Mid Cap Value

Croft Leominster Value

CROGHAN BANCSHARES INC

Cronos Group (The)

Cronos Group Inc

Cross (A.T.) Co

Cross Country Healthcare Inc

CrossAmerica Partners LP

CrossFirst Bankshares Inc

Crosshair Exploration &

Mining Corp

CrossingBridge Low Duration

High Yield

Crossroads Systems Inc

CROSSTEX ENERGY INC

CrowdGather Inc

CrowdStrike Holdings Inc

CROWLEY MARITIME CORP

Crown Amer Realty Trust

Crown Castle Inc

Crown Crafts Inc

Crown Holdings Inc

Crown Media Holdings Inc

Crown Pacific Partners -Lp

CROWN RESOURCES CORP

CRT PROPERTIES INC

Crucell NV, Leiden

Crude Carriers Corp

Cryo-Cell International Inc

CRYOCOR INC

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 49

Cryoport Inc

Cryptologic Ltd

Crystal River Capital Inc

Crystallex International Corp

CS Disco Inc

CSB Bancorp Inc/OH

CSG Systems International

Inc.

CSK AUTO CORP

CSLM Acquisition Corp

CSP Inc

CSRA Inc

CSS Industries Inc.

CST Brands Inc

CSW Industrials Inc

CSX Corp

CT COMMUNICATIONS INC

CT Muni Cash

CTC Media Inc

CTI BioPharma Corp

CTI MOLECULAR IMAGING

INC

CTIVP Allspring Short

Duration Government

CTIVP American Century

Diversified Bond

CTIVP CenterSquare Real

Estate

CTIVP Lazard International

Equity Advantage

CTIVP Los Angeles Capital

Large Cap Growth

CTIVP MFS Value

CTIVP Morgan Stanley

Advantage

CTIVP Partners International

Core Equity

CTIVP Partners International

Growth

CTIVP Partners International

Value

CTIVP Principal Blue Chip

Growth

CTIVP TCW Core Plus Bond

CTIVP TRP Large Cap Value

CTIVP Victory Sycamore

Established Value

CTIVP Westfield Mid Cap

Growth

CTO Realty Growth Inc

CTS Corp

CU Bancorp/CA

CubeSmart

CUBIC ENERGY INC

CUBIST PHARMACEUTICALS

INC

CUISINE SOLUTIONS INC

Cullen Agricultural Holding

Corp

Cullen/Frost Bankers Inc

Cullinan Therapeutics Inc

Cullman Bancorp Inc

Culp Inc.

Culture Medium Holdings

Corp

Cumberland Pharmaceuticals

Inc

Cumberland Resources Ltd

Cummins Inc.

Cumulus Media Inc

CUNO INC

CuraGen Corp

CURATIVE HEALTH SERVICES

INC

Cure Pharmaceutical Holding

Corp

CureVac N.V.

CuriosityStream Inc.

CURIS INC

CURO Group Holdings Corp

CURON MED INC

CurrencyShares Mexican

Peso Trust

CurrencyShares Swedish

Krona Trust

CURRENT TECHNOLOGY

CORP

Curtiss-Wright Corp

Cushman & Wakefield Ltd

Customers Bancorp Inc

Cutera Inc

Cutter & Buck Inc

CV Sciences Inc

CV THERAPEUTICS INC

CVB Financial Corp

CVD Equipment Corp

Cvent Holding Corp

Cvent Inc

CVR Energy Inc

CVR Partners LP

CVR Refining LP

CVRx Inc

CVS Health Corp

Cyalume Technologies

Holdings Inc

Cyan Inc

CYANOTECH CORP

CYBER DEFENSE SYSTEMS

INC

CyberArk Software Ltd

CyberDefender Corp

Cyberguard Corp

CYBERKINETICS NEURO SYS

INC

CyberOptics Corp

CyberSource Corp

Cybex International Inc.

Cybin Inc

Cyclacel Pharmaceuticals Inc

Cyclerion Therapeutics Inc

CYGENE LABORATORIES INC

CYGNE DESIGNS INC

Cygnus Inc

Cymabay Therapeutics Inc

Cymer Inc

Cynapsus Therapeutics Inc

Cyngn Inc

Cynosure Inc

Cyplasin Biomedical Ltd

CYPRESS BIOSCIENCE INC

Cypress Energy Partners LP

CYREN Ltd

Public Company Accounting Oversight Board

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Page 50

CyrusOne Inc

CYS Investments Inc

Cysive Inc

Cytec Industries Inc.

Cyteir Therapeutics Inc

Cytek Biosciences Inc

CYTOCORE INC

CytoDyn Inc

CYTOGEN CORP

CYTOGENIX INC

Cytokinetics Inc

Cytomedix Inc

CytomX Therapeutics Inc

Cytori Therapeutics Inc

CytRx Corp

CYTYC CORP

D And Z Media Acquisition

Corp

D Market Elektronik

Hizmetler ve Ticaret A S

D&E Communications Inc

D&K HEALTHCARE

RESOURCES INC

D. Medical Industries Ltd

D.R. Horton Inc

DA32 Life Science Tech

Acquisition Corp

Dada Nexus Limited

DADE BEHRING HOLDINGS

INC

Daily Assets

Daily CT TxFr Income MM

Daily Income Money Market

Daily Income Muni

Daily Income US Govt

Daily Income US Treasury

Daily Journal Corp

Daily NJ Muni Income MM

Daily NY TxFr Income MM

Daily TxFr Income MM

Daimler AG

Dakota Gold Corp

Dakota Plains Holdings Inc

Dakota Territory Resource

Corp

Daktronics Inc

DALECO RESOURCES CORP

Dan River Inc -Cl A

Danaher Corp

Danaos Corporation

Danimer Scientific, Inc.

DANKA BUSINESS SYSTEMS

PLC

DANONE (GROUPE)

Danvers Bancorp Inc

Daqo New Energy Corp

DARA BioSciences Inc

Darden Restaurants Inc

Dare Bioscience Inc

DarioHealth Corp

Darkpulse Inc

Darling Ingredients Inc

Darwin Professional

Underwriters Inc

DASEKE, INC.

Dassault Systemes SA

Data Domain Inc

Data I/O Corp

Datadog Inc

Datakey Inc

Datalink Corp

DATAMIRROR CORP

DATARAM CORP

DATASCOPE CORP

DATASTREAM SYSTEMS INC

DATATEC SYSTEMS INC

DATATRAK INTERNATIONAL

INC

Datawatch Corp

DatChat Inc

Datto Holding Corp

Dave & Buster's

Entertainment Inc

Dave Inc

Davenport Core Leaders

Davenport Equity

Opportunities

Davenport Small Cap Focus

Davenport Value & Income

DAVI SKIN INC

Davis Appreciation & Income

Davis Financial

Davis Global

Davis Govt MM

Davis New York Venture

Davis Opportunity

Davis Real Estate

Davis Value Var Portf

DaVita Inc

Dawson Geophysical Co

DAXOR CORP

Day One BioPharmaceuticals

Inc

DAYBREAK OIL & GAS INC

Dayforce Inc

DayStar Technologies Inc.

Dayton Superior Corp

DBV Technologies S.A.

DBX ETF Trust - Xtrackers

Emerging Markets Carbon

Reduction and

DBX ETF Trust - Xtrackers

Low Beta High Yield Bond

ETF

DBX ETF Trust - Xtrackers

MSCI USA ESG Leaders Equity

ETF

DCB Financial Corp

DCT Industrial Trust Inc

DDC Enterprise Ltd

DDi Corp.

DE RIGO SPA -ADR

Dearborn Bancorp Inc

DEB SHOPS INC

Decibel Therapeutics Inc

Deciphera Pharmaceuticals

Inc

Deckers Outdoor Corp

DECODE GENETICS INC

DECOMA INTL INC -CL A

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 51

Decor Products International

Inc

DECORATOR INDUSTRIES INC

Decorize Inc

Deep Down Inc

Deep Lake Capital Acquisition

Corp

DEEP WELL OIL & GAS INC

Deer Park Total Return Credit

DEERE & COMPANY

Defiance Next Gen

Connectivity ETF

Definitive Healthcare Corp

Dejour Energy Inc

Dekania Corp

Del Frisco's Restaurant

Group Inc

DEL GLOBAL TECHNOLOGIES

CORP

Del Laboratories Inc

DEL MONTE FOODS CO

Del Taco Restaurants Inc

Delaware American Services

Delaware Balanced Fund

Delaware Cash Reserve

Delaware Corporate Bond

Delaware Delchester

Delaware Diversified Income

Delaware Emerging Markets

Delaware Equity Income

Delaware Extended Dur Bond

Delaware Floating Rate

Delaware Foundation

Moderate Allocation

Delaware Fund for Income

Delaware Global Equity

Delaware Growth & Income

Delaware Growth and

Income

Delaware Growth Equity

Delaware Healthcare

Delaware High Yield Opport

Delaware Inflation Protected

Bond

Delaware Intl Value Equity

Delaware Ivy Accumulative

Delaware Ivy Asset Strategy

Delaware Ivy Balanced

Delaware Ivy Cash

Management

Delaware Ivy Core Bond

Delaware Ivy Core Equity

Delaware Ivy Corporate Bond

Delaware Ivy Global Bond

Delaware Ivy Global Equity

Income

Delaware Ivy Global Growth

Delaware Ivy High Income

Delaware Ivy Intl Core Equity

Delaware Ivy Large Cap

Growth

Delaware Ivy Limited Term

Bond

Delaware Ivy Mid Cap

Growth

Delaware Ivy Mid Cap

Income Opportunities

Delaware Ivy Muni High

Income

Delaware Ivy Municipal Bond

Delaware Ivy Science &

Technology

Delaware Ivy Small Cap

Growth

Delaware Ivy Smid Cap Core

Delaware Ivy Systematic

Emerging Markets Equity

Delaware Ivy Value

Delaware Ivy VIP Asset

Strategy

Delaware Ivy VIP Core Equity

Delaware Ivy VIP Corporate

Bond

Delaware Ivy VIP Growth

Delaware Ivy VIP High

Income

Delaware Ivy VIP

International Core Equity

Delaware Ivy VIP Mid Cap

Growth

Delaware Ivy VIP Pathfinder

Moderate

Delaware Ivy VIP Pathfinder

Moderate Managed Volatility

Delaware Ivy VIP Pathfinder

Moderately Aggressive

Delaware Ivy VIP Science &

Technology

Delaware Ivy Wilshire Global

Allocation

Delaware Large Cap Value

Delaware Limited Term

Diversified Income

Delaware Mid Cap Growth

Equity

Delaware National High Yield

Municipal Bond

Delaware Opportunity

Delaware PT Emerging

Markets

Delaware PT Global Fixed Inc

Delaware PT Global Real

Estate Securities

Delaware PT Labor Sel Intl Eq

Delaware PT Large Cap

Growth Equity

Delaware Real Estate Inv

Trust

Delaware Select Growth

Delaware Small Cap Core

Delaware Small Cap Value

Delaware Special Situations

Delaware Tax Exempt

Income

Delaware Tax Free USA

Intermediate

Delaware Total Return

Delaware Trend

Delaware TxFr CO

Delaware TxFr MN

Delaware TxFr MN Insured

Public Company Accounting Oversight Board

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Page 52

Delaware TxFr PA

Delaware Value

Delaware VIP Emerging Mkt

Delaware VIP Growth and

Income

Delaware VIP High Yield

Delaware VIP REIT

Delaware VIP Small Cap

Value

Delaware VIP Trend

Delaware Wealth Builder

Delek Logistics Partners LP

Delek US Holdings Inc

dELiAs Inc

Dell Technologies Inc

DELPHAX TECHNOLOGIES INC

Delphi Financial Group Inc

Delphi Technologies PLC

DELTA & PINE LAND CO

Delta Air Lines Inc

Delta Apparel Inc

Delta Financial Corp

DELTA NATURAL GAS CO INC

DELTA OIL & GAS INC

deltathree Inc

Deltek Inc

Deltic Timber Corp

DELUXE CORP

DemandTec Inc

Demandware Inc

Denali Therapeutics Inc

Denbury Inc.

DENDREON CORP

DENDRITE INTERNATIONAL

INC

DENISON INTL PLC -ADR

Denison Mines Corp

Denmark Bancshares Inc

Dennys Corp

DENTSPLY SIRONA Inc

Derma Sciences Inc

Dermira Inc

DERMISONICS INC

DermTech, Inc.

Descartes Systems Group Inc

(The)

Descrypto Holdings Inc

DESERT SUN MINING CORP

Design Therapeutics Inc

Design Within Reach Inc

Designer Brands Inc

Desktop Metal, Inc.

Destination Maternity Corp

Destination XL Group Inc

Destinations Core Fixed

Income

Destinations Equity Income

Destinations Global Fixed

Income Opportunities

Destinations International

Equity

Destinations Large Cap

Equity

Destinations Low Duration

Fixed Income

Destinations Multi Strategy

Alternatives

Destinations Municipal Fixed

Income

Destinations Small-Mid Cap

Equity

Destiny Media Technologies

Inc

Deswell Industries Inc

Deutsche Floating Rate

Deutsche Global Small Cap

Deutsche Government Cash

Reserve

Deutsche Government Series

Cash Reserve Government

Deutsche Large Cap Value

Deutsche MA TxFr Muni

Deutsche Municipal Income

Trust

Deutsche Select Alternative

Allocation

Deutsche Short Muni Bond

Deutsche Small Cap Value

Deutsche Strategic

Government Securities

Deutsche Tax Exempt

Deutsche Telekom AG

Deutsche Treasury Money

Deutsche Ultra Short

Duration

Deutsche Unconstrained

Income

Deutsche X-trackers MSCI

Japan Hedged Equity ETF

DEVCON INTERNATIONAL

CORP

Devon Energy Corp

Dex Media Inc

DexCom Inc

DF Dent Midcap Growth

DFA 1 Year Fixed Income

DFA 2 Year Global Fixed

Income

DFA 5 Year Global Fixed

Income

DFA CA Intermediate-Term

Municipal Bond

DFA CA Short Term

Municipal Bond

DFA Commodity Strategy

DFA Continental Small Co

DFA Diversified Fixed Income

DFA Emerging Markets

DFA Emerging Markets Core

Equity

DFA Emerging Markets ex

China Core Equity

DFA Emerging Markets Sml

Cap

DFA Emerging Markets Social

Core Equity

DFA Emerging Markets

Sustainability Core 1

DFA Emerging Markets Value

DFA Enhanced US Large Co

DFA Global 25/75 Port

DFA Global 60/40 Port

Public Company Accounting Oversight Board

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Page 53

DFA Global Core Plus Fixed

Income

DFA Global Equity Port

DFA Global Real Estate

Securities

DFA Global Sustainability

Fixed Income

DFA Inflation Protected

Securities

DFA Intermediate Govt Fixed

Income

DFA Intermediate Term

Extended Quality

DFA Intermediate-Term

Municipal Bond

DFA International Core

Equity

DFA International High

Relative Profitability

DFA International Large Cap

Growth

DFA International Real Estate

Securities

DFA International Small Cap

Value

DFA International Small

Company

DFA International Social Core

Equity

DFA International

Sustainability Core 1

DFA International Value

DFA International Value III

DFA International Vector

Equity

DFA Investment Grade

DFA Japanese Small

Company

DFA Large Cap International

DFA Municipal Bond

DFA Municipal Real Return

DFA Real Estate Securities

DFA Selectively Hedged

Global Fixed Income

DFA Short Duration Real

Return

DFA Short Term Extended

Quality

DFA Short Term Municipal

Bond

DFA Short-Term Government

DFA Social Fixed Income

DFA TA US Core Equity 2

DFA TA World ex US Core

Equity

DFA Targeted Credit

DFA Tax Mngd International

Value

DFA Tax Mngd US Equity

DFA Tax Mngd US Mktwide

Value

DFA Tax Mngd US Mktwide

Value II

DFA Tax Mngd US Small Cap

DFA Tax Mngd US Targeted

Value

DFA US Core Equity 1

DFA US Core Equity 2

DFA US High Relative

Profitability

DFA US Large Cap Equity

DFA US Large Cap Growth

DFA US Large Cap Value

DFA US Large Cap Value III

DFA US Large Company

DFA US Micro Cap

DFA US Small Cap

DFA US Small Cap Growth

DFA US Small Cap Value

DFA US Social Core Equity 2

DFA US Sustainability Core 1

DFA US Targeted Value

DFA US Vector Equity

DFA World Core Equity

DFA World ex US Core Equity

DFA World ex US

Government Fixed Income

DFA World ex US Targeted

Value

DFC Global Corp

DHI Group Inc

DHT Holdings Inc

DHX Media Ltd

Diacrin Inc

Diageo PLC

DIAGNOSTIC PRODUCTS

CORP

Dial Corporation

Dial Global Inc

Dialogic Inc.

DIALYSIS CORP OF AMERICA

Diamante Minerals Inc

DiaMedica Therapeutics Inc

Diamond Foods Inc

Diamond Hill Core Bond

Diamond Hill Investment

Group Inc

Diamond Hill Large Cap

Diamond Hill Long Short

Diamond Hill Short Duration

Securitized Bond

Diamond Hill Small Cap

Diamond Hill Small Mid Cap

DIAMOND I INC

Diamond Management &

Technology Consultants Inc

Diamond Offshore Drilling

Inc.

Diamond Resorts

International Inc

Diamond S Shipping Inc

Diamondback Energy Inc

DIAMONDHEAD CASINO

CORP

DiamondRock Hospitality Co

Diana Containerships Inc

DIANA SHIPPING INC

DICE Therapeutics Inc

Dicerna Pharmaceuticals Inc

Dick's Sporting Goods Inc.

Didi Global Inc

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 54

Diebold Nixdorf Inc

DIEDRICH COFFEE INC

DIGENE CORP

Digi International Inc

Digimarc Corp

Digirad Corp

Digital Ally Inc

Digital Angel Corp

DIGITAL FUSION INC

Digital Health Acquisition

Corp

DIGITAL IMPACT INC

DIGITAL INSIGHT CORP

DIGITAL LIGHTWAVE INC

Digital Media Solutions, Inc

DIGITAL MUSIC GROUP INC

Digital Realty Trust Inc

Digital River Inc

DigitalBridge Group, Inc.

DIGITALFX INTERNATIONAL

INC

DigitalGlobe Inc

DIGITALNET HOLDINGS INC

DigitalOcean Holdings Inc

DIGITALPOST INTERACTIVE

INC

Digitalthink Inc

DIGITALTOWN INC

DIGITAS INC

Diguang International

Development Co Ltd

DIH Holding US Inc

Diligent Corp

Dillard's Inc.

Dime Community Bancshares

Inc

Dimeco Inc

Dimension Therapeutics Inc

Dine Brands Global Inc

Dingdong (Cayman) Limited

DIOMED HOLDINGS INC

DIONEX CORP

Dipexium Pharmaceuticals

Inc

Diplomat Pharmacy Inc

DIRECT GENERAL CORP

DIRECTED ELECTRONICS INC

DIRECTV

Direxion Commodity Trends

Direxion Daily 20-plus Year

Treasury Bear 3X Shares

Direxion Daily 20-plus Year

Treasury Bull 3X Shares

Direxion Daily Emerging

Markets Bull 3x Shares

Direxion Daily Energy Bull 2X

Direxion Daily Financial Bear

3X Shares

Direxion Daily Financial Bull

Direxion Daily FTSE China

Bull 3X Shares

Direxion Daily Gold Miners

Index Bull 2X Shares

Direxion Daily Junior Gold

Miners Index Bull 2X Shares

Direxion Daily S&P 500 Bear

3X Shares

Direxion Daily S&P 500 Bull

3X Shares

Direxion Daily S&P Biotech

Bull 3X Shares

Direxion Daily S&P Oil & Gas

Exp & Prod Bull 2X Shares

Direxion Daily

Semiconductor Bear 3X

Direxion Daily

Semiconductor Bull 3X

Direxion Daily Small Cap Bull

3x Shares

Direxion Daily TSLA Bull 2X

Direxion Monthly NASDAQ

100 Bull 2X

Direxion NASDAQ-100 Equal

Weighted Index Shares

Direxion Shares ETF Trust -

Direxion Daily Small Cap Bear

3X Sha

Direxion Shares ETF Trust -

Direxion Daily Technology

Bull 3X Sh

DIRT MOTOR SPORTS INC

DIRTT Environmental

Solutions Ltd

Disaboom Inc

Disc Medicine Inc

Discover Financial Services

DISCOVERY PARTNERS INTL

INC

DISH Network Corp

Dish TV INDA Ltd

Disruptive Acquisition Corp I

DISTINCTIVE DEVICES INC

Distribucion Y Servicio

D.Y.S.SA,SAntiago

Distributed Energy Systems

Corp.

Distribution Solutions Group

Inc

Ditech Networks Inc

Diversey Holdings Ltd

Diversified Energy Company

PLC

Diversified Growth & Income

Diversified Healthcare Trust

Diversified Hi Quality Bond

Diversified II Core Bond

Diversified II Equity Growth

Diversified II International

Eqty

Diversified II Intrmd Horizon

Diversified II Intrmd/Long

Horizo

Diversified II Long Horizon

Diversified II Special Equity

Diversified II Stock Index

Diversified II Value & Income

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 55

Diversified Instl Special

Equity

Diversified Restaurant

Holdings Inc

Diversified Special Equity

Diversinet Corp

DivX Inc

Dixie Group Inc (The)

DJO INC

DJSP Enterprises Inc

DLB Small Company

Opportunity

DLH Holdings Corp

DMC Global Inc

DNB Financial Corp

DNOW Inc

DOBI MEDICAL INTL INC

DOBSON COMMUNICATIONS

CORP

Docebo Inc

Docent Inc

Docgo Inc

DOCUCORP INTERNATIONAL

INC

DOCUMENT SCIENCES CORP

Document Security Systems

Inc

Documentum Inc

Dodge & Cox Balanced

Dodge & Cox Global Bond

Dodge & Cox Global Stock

Dodge & Cox Income Fund

Dodge & Cox Intl Stock

Dodge & Cox Stock

Dolan Co (The)

Dolby Laboratories Inc

Dole Food Co Inc

Dole plc

Dollar General Corporation

Dollar Thrifty Automotive

Group Inc.

Dollar Tree Inc

Dolphin Digital Media Inc

Domini Impact Equity

Domini Impact International

Equity

Dominion Diamond Corp

Dominion Energy Midstream

Partners LP

DOMINION HOMES INC

Dominion Resources Black

Warrior Trust

Domino's Pizza Inc

Domtar Corp

DOMTAR INC

Donaldson Co Inc.

Donegal Group Inc

Donnelley Financial Solutions

Inc

DoorDash Inc

Doral Energy Corp

Dorchester Minerals LP

Dorian LPG Ltd

Dorman Products Inc

Dot Hill Systems Corp.

DOUBLE EAGLE PETROLEUM

DOUBLECLICK INC

DoubleLine Core Fixed

Income

DoubleLine Emerging

Markets Fixed Income

DoubleLine Flexible Income

DoubleLine Floating Rate

DoubleLine Global Bond

DoubleLine Income Solutions

Fund

DoubleLine Infrastructure

Income

DoubleLine Low Duration

Bond

DoubleLine Selective Credit

DoubleLine Shiller Enhanced

CAPE

DoubleLine Total Return

Bond

DoubleLine Yield

Opportunities Fund

DOUBLE-TAKE SOFTWARE

INC

DoubleVerify Holdings Inc

Douglas Dynamics Inc

Douglas Elliman Inc

Douglas Emmett Inc

DouYu International Holdings

Limited

DOV PHARMACEUTICAL INC

Dova Pharmaceuticals Inc

Dover Downs Gaming &

Entertainment Inc.

Dover Motorsports Inc.

DOVER SADDLERY INC

Dow 30 Enhanced Premium

& Income Fund Inc

Dow Inc

Dow Jones and Co Inc.

Downey Financial Corp.

Doximity Inc

Dpac Technologies Corp

DPL Inc.

Dr Reddy'S Laboratories Ltd

Draganfly Inc

DRAGON PHARMACEUTICALS

INC

Dragoneer Growth

Opportunities Corp III

DragonWave Inc

Draxis Health Inc

DRDGold Ltd

DREAMS INC

DreamWorks Animation Inc

Dreman/Claymore Dividend

& Income Fund

Dresser-Rand Group Inc

DREYER'S GRAND ICE CRM

HLDGS

Dreyfus 100% US Treas MM

Dreyfus A Bonds Plus

Dreyfus Active Midcap

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drugstore.com Inc

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DSW Inc

DT Midstream Inc

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INC

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e l f Beauty Inc

E Merge Technology

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Market

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ECtel Ltd Petah Tikva

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EDCI Holdings Inc

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Edelbrock Corp

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Eden Bioscience Corp

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Inc.

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Electra Battery Materials

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ElectroCore Inc

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Electronic Arts Inc

Electronic Cigarettes

International Group Ltd

Electronic Data Systems Corp

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INC

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Elevance Health Inc

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Elron Electronic Industries

Ltd

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Elster Group SE

Emageon Inc

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EMAK WORLDWIDE INC

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TECHNOLOGIES INC

Embark Technology Inc

Embarq Corp

Embassy Bancorp Inc

Embotelladora Andina SA

Embraer SA

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EMBREX INC

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EMC Insurance Group Inc

Emclaire Financial Corp

EMCOR Group Inc.

EMCORE Corp

Emdeon Inc

Emera Inc

Emerald Banking & Finance

Emerald Dairy Inc

Emerald Growth

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Inc

Emerald Holding Inc

Emerald Oil, Inc.

Emeren Group Ltd

Emerge Energy Services LP

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EMERGENCY FILTRATION

PRODS

Emergency Medical Services

Corp

Emergent Capital

EMERGENT GROUP INC

Emerging Markets Growth

Emerging Markets Internet &

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Emerging Media Holdings Inc

Emeritus Corp

Emerson Electric Co.

Emerson Radio Corp

Emisphere Technologies Inc

Emmaus Life Sciences Inc

Emmis Communications Corp

Empeiria Acquisition Corp

Empire District Electric Co.

Empire Energy Corp Intl

Empire Petroleum Corp

Empire Resorts Inc

EMPIRE RESOURCES INC

Empire State Realty OP LP

Empire State Realty Trust Inc

Empire Water Corp

Employers Holdings Inc

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Empower Emerging Markets

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Emrise Corp

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Enable Midstream Partners

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Encysce Biosciences Inc

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Endava plc

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ENDESA SA

Endo International plc

Endocardial Solutions Inc

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Endocyte Inc

Endologix Inc

ENDRA Life Sciences Inc

Endurance International

Group Holdings Inc

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Inc

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Enel Americas SA

Enel Generacion Chile SA

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Technologies Corp

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Ennis Inc

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Enovix Corp

ENPATH MEDICAL INC

Enphase Energy Inc

Enpro Inc

Enservco Corp

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ENSTAR GROUP INC

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Entasis Therapeutics

Holdings Inc

Entech Solar Inc

Entegra Financial Corp

Entegris Inc

Entellus Medical Inc

Entera Bio Ltd

ENTERASYS NETWORKS INC

EnterConnect Inc

Entergy corporation

EnteroMedics Inc

Enterprise 4.0 Technology

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Entertainment Gaming Asia

Inc

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Entorian Technologies Inc

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Entravision Communications

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Entree Resources Ltd

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Entrust Inc

Envestnet Inc

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Environmental Control Corp

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Environmental Solutions

Worldwide Inc

Environmental Tectonics

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Envision Healthcare Corp

Envision Healthcare Holdings

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Envista Holdings Corp

Envivio Inc

Envoy Capital Group Inc

Envoy Medical Inc

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ENXNET INC

Enzo Biochem Inc.

Enzon Pharmaceuticals Inc

EOG Resources Inc.

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CORP

EON LABS INC

Eos International Inc

EP Energy Corp

EP MEDSYSTEMS INC

EPAM Systems Inc

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Epiphany Technology

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Epizyme Inc

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EPLUS INC

Epoch Biosciences Inc

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Epocrates Inc

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Equity Bancshares Inc

Equity Commonwealth

Equity Distribution

Acquisition Corp

EQUITY INNS INC

Equity LifeStyle Properties

Inc

EQUITY OFFICE PROPERTIES

Equity Oil Co

Equity One Inc.

Equity Residential

Erasca Inc

ERBA Diagnostics Inc

eResearch Technology Inc

ERF WIRELESS INC

ERHC ENERGY INC

Erickson Inc

ERIE FAMILY LIFE INS CO

Erie Indemnity Co

Ermenegildo Zegna N V

Ero Copper Corp.

Erytech Pharma SA

ESAB Corp

ESB FINANCIAL CORP

Escalade Inc

Escalon Medical Corp.

ESCHELON TELECOM INC

Esg Re Ltd

ESM Acquisition Corp

Esmark Inc

Esperanza Resources Corp

Esperion Therapeutics Inc

Espey Manufacturing &

Electronics Corp.

ESPIRITO SANTO FINANCIAL

GRP

eSports Entertainment

Group Inc

Esquire Financial Holdings Inc

ESS Technology Inc

ESSA Bancorp Inc

ESSA Pharma Inc

Essendant Inc

Essent Group Ltd

Essential Properties Realty

Trust Inc

Essential Reality Inc

Essential Therapeutics Inc

Essential Utilities Inc

ESSEX CORP

Essex Property Trust Inc.

Essex Rental Corp

Establishment Labs Holdings

Inc

Public Company Accounting Oversight Board

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Estee Lauder Cos Inc (The)

Esterline Technologies Corp.

Estre Ambiental Inc

Etablissements Delhaize

Freres Et Cie Le Lion - Groupe

Delhaize

Etelos Inc

Eterna Therapeutics Inc

Eternal Technologies Group

Inc

ETF Series Solutions - Aptus

Defined Risk ETF

ETF Series Solutions Vident

Core U.S. Bond Strategy Fund

ETF Series Solutions Vident

International Equity Fund

ETFis Series Trust I - InfraCap

MLP ETF

ETFis Series Trust I - Virtus

InfraCap U.S. Preferred Stock

Etf

ETFMG Alternative Harvest

ETF

ETFMG Prime Mobile

Payments ETF

Ethan Allen Interiors Inc

ETHOS ENVIRONMENTAL INC

Eton Pharmaceuticals Inc

ETRIALS WORLDWIDE INC

Etsy Inc

Eucrates Biomedical

Acquisition Corp

Euoko Group Inc

Eupa International Corp

Eurand NV

EURASIA ENERGY LTD

Eureka Prime MM

EURO TECH HOLDINGS CO

LTD

EUROGAS INC

Euronav

Euronet Worldwide Inc

Europacific Growth Fund

European Wax Center Inc

Euroseas Ltd

EuroSite Power Inc

EUROTRUST A/S -ADR

EV ENERGY PARTNERS LP

ev3 Inc

Evans & Sutherland

Computer Corp

Evans Bancorp Inc

EVCI CAREER COLLEGES INC

Eve Holding Inc

Evelo Biosciences Inc

Eventbrite Inc

EverBank Financial Corp

Everbridge Inc

EverCommerce Inc

Evercore Inc

Everest Consolidator

Acquisition Corporation

Everest Group Ltd

Ever-Glory International

Group Inc

Evergreen Blue Chip

Evergreen CA Muni Bond

Evergreen CA Muni MM

Evergreen Capital Growth

Evergreen Core Bond

Evergreen Core Equity

Evergreen Core Plus Bond

Evergreen Disciplined Value

Evergreen Emerging Markets

Growth

Evergreen Energy Inc

Evergreen Equity Income

Evergreen Equity Index

Evergreen FL Muni

Evergreen FL Muni MM

Evergreen Foundation

Evergreen Fund

Evergreen Global Leaders

Evergreen Growth

Evergreen Healthcare

Evergreen High Income Muni

Evergreen Instl 100% Treas

Evergreen Instl Enhanced

Income

Evergreen Instl MM

Evergreen Instl Treasury MM

Evergreen Instl US Govt MM

Evergreen International

Equity

Evergreen Intrinsic World

Equity

Evergreen Intrmd Muni Bond

Evergreen Large Company

Growth

Evergreen Limited Duration

Evergreen Market Index

Evergreen Market Index Gro

Evergreen Market Index Val

Evergreen Mid Cap Growth

Evergreen Money Market

Evergreen Muni Bond

Evergreen Muni Money Mkt

Evergreen NC Muni

Evergreen NJ Muni Bond

Evergreen NJ Muni MM

Evergreen PA Muni MM

Evergreen Prime Cash Mgmt

Evergreen Resources

Evergreen SC Muni

Evergreen Select High Yield

Evergreen Short Intrmd Bond

Evergreen Short Intrmd Muni

Evergreen Small Cap Value

Evergreen SNAP Money

Market

Evergreen Solar Inc

Evergreen Special Equity

Evergreen Special Values

Evergreen Strategic Value

Evergreen Treas MMP

Evergreen Ultra Short

Opportunities

Evergreen US Government

Evergreen US Govt Securities

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

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Page 66

Evergreen Utilities & High

Income Fund

Evergreen VA Muni

Evergreen Var Intl Equity

EVERGREENBANCORP INC

Evergy, Inc.

Everi Holdings Inc

EVERLAST WORLDWIDE INC

Evermore Global Value

EverQuote Inc

Eversource Energy

Everspin Technologies Inc

EVERTEC Inc

Evertrust Finl Group Inc

Everyday Health Inc

EveryWare Global, Inc.

EVgo Inc

Evi Industries Inc

EVO Payments Inc

EVO Transportation & Energy

Services Inc

Evofem Biosciences Inc

Evogene Ltd

Evolent Health Inc

Evolus Inc

Evolv Technologies Holdings,

Inc

Evolving Systems Inc

Exa Corp

EXABYTE CORP

Exact Sciences Corporation

Exactech Inc

ExactTarget Inc

Exagen Inc

ExamWorks Group Inc

Exar Corp

Exceed Co Ltd

Excel Maritime Carriers Ltd

EXCEL TECHNOLOGY INC

Excel Trust Inc

ExcelFin Acquisition Corp

EXCELLIGENCE LEARNING

CORP

Excellon Resources Inc

Excelsior Govt MMF

Excelsior Intrmd TxEx

Excelsior NY Tax Exempt

MMF

Excelsior Short Trm Govt Sec

Excelsior Short Trm TxEx

Secu

Excelsior Total Return Bond

Excelsior Treasury MMF

Excelsior TxEx MMF

EXCO Resources Inc

Exe Technologies Inc

EXELA TECHNOLOGIES, INC.

Exelis Inc

EXELIXIS INC

Exelon Corp

EXFO Inc

Exicure Inc

Exide Technologies

ExlService Holdings Inc

Exobox Technologies Corp

ExOne Co (The)

eXp World Holdings Inc

Expedia Group Inc

Expedition MMF

Expeditors International of

Washington Inc.

Exploration Drilling

International Inc

Exponent Inc

Express Inc

Express Scripts Holding Co

ExpressJet Holdings Inc.

EXPRO GROUP HOLDINGS

N.V.

Exscientia plc

Extended Stay America Inc

EXTENDED SYSTEMS INC

EXTENDICARE INC -SVTG

Exterran Corp

Extorre Gold Mines Ltd

Extra Space Storage Inc

Extraction Oil & Gas Inc

Extreme Networks Inc

Exult Inc

EXX INC

Exxon Mobil Corp

EyePoint Pharmaceuticals Inc

EYETECH PHARMACEUTICALS

INC

EZchip Semiconductor Ltd

EZCORP Inc

E-Z-EM INC

EZENIA INC

F & M Bancorp/Md

F & M Bank Corp

F N B CORP/VA

F&C/Claymore Pfd Sec Inc Fd

F.N.B. Corp

F45 Training Holdings Inc

F5 Inc

Fab Industries Inc

FAB Universal Corp

Fabrinet

Facet Biotech Corp

Factory 2-U Inc

FACTORY CARD OUTLET &

PTY CP

FactSet Research Systems

Inc.

Factual Data Corp

Fair Isaac Corporation

Fairchild Semiconductor

International Inc.

Fairfax Financial Holdings Ltd

Fairholme Fund

FAIRMONT HOTELS RESORTS

INC

Fairmount Santrol Holdings

Inc

FairPoint Communications

Inc

Fairway Group Holdings Corp

FALCON NATURAL GAS CORP

FALCON PRODUCTS INC

FALCONBRIDGE LTD

FalconStor Software Inc

FAM Dividend Focus

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FAM Ser Merc Fundmental

Growth Strategy

FAM Value

Family Dollar Stores Inc.

FAMILYMEDS GROUP INC

Fangdd Network Group Ltd

Fanhua Inc

FANTATECH INC

Fao Inc

FAR EAST ENERGY CORP

Far Peak Acquisition Corp

Far Point Acquisition Corp

Farfetch Ltd

FARGO ELECTRONICS INC

Farmer Brothers Co

Farmers & Merchants

Bancorp

Farmers & Merchants

Bancorp Inc

Farmers Capital Bank Corp

Farmers National Banc

Corp/OH

Farmland Partners Inc

FARO Technologies Inc

Fast Acquisition Corp

Fast Radius Inc

Fastenal Co

Fastly Inc

Fate Therapeutics Inc

Fathom Digital

Manufacturing Corporation

Fauquier Bankshares Inc

FB Financial Corp

FBL Financial Group Inc.

FBR & Co

FBR Fund For Govt Inv

FBR Small Cap Financial

FCB Financial Holdings Inc

FCStone Group Inc

FEATHERLITE INC

FEC RESOURCES INC

FEDDERS CORP

Federal Home Loan

Mortgage Corp

Federal National Mortgage

Association

Federal Realty Investment

Trust

FEDERAL SCREW WORKS

Federal Signal Corp.

FEDERAL TRUST CORP

Federal-Mogul Holdings Corp

Federated Adjustable Rate

Sec

Federated American Leaders

Federated Capital

Appreciation

Federated Clover Small Value

Federated Clover Value

Federated Fund for US Govt

Federated GNMA

Federated Government

Income Trust

Federated Govt Inc Sec

Federated Hermes CA

Municipal Cash

Federated Hermes Capital

Income

Federated Hermes Capital

Reserve

Federated Hermes Corporate

Bond

Federated Hermes Equity

Income

Federated Hermes Floating

Rate Strategic Income

Federated Hermes

Government Obligations

Federated Hermes

Government Obligations Tax-

Managed

Federated Hermes

Government Reserves

Federated Hermes

Government Ultrashort

Federated Hermes High

Income Bond

Federated Hermes Inc

Federated Hermes

Institutional High Yield Bond

Federated Hermes

Institutional Money Market

Management

Federated Hermes

Institutional Prime

Obligations

Federated Hermes

Institutional Prime Value

Obligations

Federated Hermes

Institutional Tax-Free Cash

Federated Hermes

International Equity

Federated Hermes

International Growth

Federated Hermes

International Leaders

Federated Hermes

International Strategic Value

Dividend

Federated Hermes Kaufmann

Large Cap

Federated Hermes Kaufmann

Small Cap

Federated Hermes Managed

Volatility II

Federated Hermes MDT All

Cap Core

Federated Hermes MDT

Large Cap Growth

Federated Hermes MDT

Large Cap Value

Federated Hermes MDT Mid

Cap Growth

Federated Hermes MDT

Small Cap Core

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Federated Hermes MDT

Small Cap Growth

Federated Hermes Mortgage

Strategy

Federated Hermes Municipal

& Stock Advantage

Federated Hermes Municipal

High Yield Advantage

Federated Hermes Municipal

Obligations

Federated Hermes Municipal

Ultrashort

Federated Hermes

Opportunistic High Yield

Bond

Federated Hermes Prime

Cash Obligations

Federated Hermes Project &

Trade Finance Tender

Federated Hermes Short-

Intermediate Municipal

Federated Hermes Short-

Intermediate Total Return

Bond

Federated Hermes Short-

Term Income

Federated Hermes Strategic

Income

Federated Hermes Strategic

Value Dividend

Federated Hermes Tax-Free

Obligations

Federated Hermes Total

Return Bond

Federated Hermes Treasury

Obligations

Federated Hermes Trust for

US Treasury Obligations

Federated Hermes Ultrashort

Bond

Federated Hermes US

Treasury Cash Reserves

Federated Hi Yield Bond

Federated High Income Bond

Federated Intercontinental

Federated Intl Equity

Federated Intl Small Mid Co

Federated Intrmd Corporate

Bnd

Federated Intrmd Muni Trust

Federated Large Cap Growth

Federated Limited

Federated Ltd Term Muni

Federated Market

Opportunity

Federated Master Trust

Federated Max-Cap Index

Federated MDT Balanced

Federated Mid Cap Index

Federated Mortgage

Federated Municipal Secs

Federated Municipal Trust

Federated New York

Municipal Cash Trust

Federated NVIT High Inc

Bond

Federated PA Muni Income

Federated Prudent Bear

Federated Prudent

DollarBear

Federated Quality Bond II

Federated Stock & Bond

Federated Total Return

Government Bond

Federated US Government 1-

Federated US Government 2-

FedEx Corp.

FedFirst Financial Corp

FedNat Holding Co

FEI Co.

Feihe International Inc

FelCor Lodging Trust Inc

FELDMAN MALL PROPERTIES

INC

FELLOWS ENERGY LTD

Femasys Inc

Fenix Parts Inc

Fennec Pharmaceuticals Inc

Ferguson PLC

Fermavir Pharmaceuticals Inc

Ferrellgas Partners LP

Ferro Corp.

FFBW Inc

FFI Government

FFI Institutional Tax Exempt

FFI Treasury

FFLC BANCORP INC

FFW CORP

FGT-Franklin Emerging

Markets Debt Opportunities

FGX International Holdings

Ltd

Fibermark Inc

FiberNet Telecom Group Inc

Fibria Celulose SA

Fibrocell Science Inc

FibroGen Inc

Fid Spartan 500 Index

Fid Spartan Government

Income

Fid Spartan Investment

Grade

FIDELIS ENERGY INC

Fidelis Insurance Holdings

Limited

Fidelity & Guaranty Life

Fidelity 500 Index

Fidelity Adv Asset Manager

70%

Fidelity Adv Balanced

Fidelity Adv Biotech

Fidelity Adv Capital

Development

Fidelity Adv Consumer

Discretionary

Fidelity Adv Diversified

International

Fidelity Adv Diversified Stock

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Fidelity Adv Dividend Growth

Fidelity Adv Emerging Asia

Fidelity Adv Emerging

Markets Income

Fidelity Adv Energy

Fidelity Adv Equity Growth

Fidelity Adv Equity Income

Fidelity Adv Financial

Services

Fidelity Adv Floating Rate

High Income

Fidelity Adv Focused

Emerging Markets

Fidelity Adv Freedom 2010

Fidelity Adv Freedom 2015

Fidelity Adv Freedom 2020

Fidelity Adv Freedom 2025

Fidelity Adv Freedom 2030

Fidelity Adv Freedom 2035

Fidelity Adv Freedom 2040

Fidelity Adv Freedom 2045

Fidelity Adv Freedom 2050

Fidelity Adv Freedom 2055

Fidelity Adv Govt Invest

Fidelity Adv Growth &

Income

Fidelity Adv Growth

Opportunities

Fidelity Adv Health Care

Fidelity Adv High Income

Advantge

Fidelity Adv Industrials

Fidelity Adv International

Capital Appreciation

Fidelity Adv Large Cap

Fidelity Adv Latin America

Fidelity Adv Leveraged

Company Stock

Fidelity Adv Mid Cap II

Fidelity Adv Muni Income

Fidelity Adv New Insights

Fidelity Adv Overseas

Fidelity Adv Real Estate

Fidelity Adv Semiconductors

Fidelity Adv Series Equity

Growth

Fidelity Adv Series Equity

Value

Fidelity Adv Series Growth &

Income

Fidelity Adv Series Growth

Opportunities

Fidelity Adv Series

Opportunistic Insights

Fidelity Adv Series Small Cap

Fidelity Adv Series Stock

Selector Large Cap Value

Fidelity Adv Shrt Fxd Inc

Fidelity Adv Small Cap

Fidelity Adv Stock Selector All

Cap

Fidelity Adv Strategic Income

Fidelity Adv Technology

Fidelity Adv Utilities

Fidelity AMT Tax Free Money

Fidelity Asset Manager 20%

Fidelity Asset Manager 30%

Fidelity Asset Manager 40%

Fidelity Asset Manager 50%

Fidelity Asset Manager 60%

Fidelity Asset Manager 70%

Fidelity Asset Manager 85%

Fidelity AZ Muni MM

Fidelity Balanced

Fidelity Balanced K6

Fidelity Bancorp Inc

FIDELITY BANKSHARES INC

Fidelity Blue Chip Growth

Fidelity Blue Chip Growth ETF

Fidelity Blue Chip Growth K6

Fidelity Blue Chip Value

Fidelity CA Limited Term Tax

Free Bond

Fidelity CA Muni MM

Fidelity CA Municipal Income

Fidelity Canada Fund

Fidelity Capital & Income

Fidelity Capital Appreciation

Fidelity China Region

Fidelity Commodity Strategy

Fidelity Conservative Income

Bond

Fidelity Conservative Income

Municipal Bond

Fidelity Contrafund

Fidelity Contrafund K6

Fidelity Convertible Security

Fidelity Corporate Bond

Fidelity Covington Trust -

Fidelity Dividend ETF for

Rising Rate

Fidelity Covington Trust -

Fidelity Low Volatility Factor

ETF

Fidelity Covington Trust -

Fidelity MSCI Information

Technology

Fidelity Covington Trust -

Fidelity MSCI Real Estate

Index ETF

Fidelity Covington Trust -

Fidelity Value Factor ETF

Fidelity CT Muni MM

Fidelity CT Municipal Income

Fidelity D & D Bancorp Inc

Fidelity Disciplined Equity

Fidelity Diversified

International K6

Fidelity Diversified Intl

Fidelity Dividend Growth

Fidelity Dynamic Strategies

Fidelity Emerging Asia

Fidelity Emerging Markets

Discovery

Fidelity Emerging Markets

Index

Fidelity Enhanced

International ETF

Fidelity Enhanced Large Cap

Core ETF

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Fidelity Enhanced Large Cap

Growth ETF

Fidelity Enhanced Large Cap

Value ETF

Fidelity Enhanced Mid Cap

ETF

Fidelity Equity Dividend

Income

Fidelity Equity Income

Fidelity Europe Capital

Apprec

Fidelity Europe Fund

Fidelity

Export&Multinational

Fidelity Extended Market

Index

Fidelity Fifty

Fidelity FL Muni MM

Fidelity FL Municipal Income

Fidelity Flex 500 Index

Fidelity Flex International

Index

Fidelity Flex Municipal

Income

Fidelity Flex US Bond Index

Fidelity Focused High Income

Fidelity Focused Stock

Fidelity Freedom 2000

Fidelity Freedom 2005

Fidelity Freedom 2010

Fidelity Freedom 2015

Fidelity Freedom 2020

Fidelity Freedom 2025

Fidelity Freedom 2030

Fidelity Freedom 2035

Fidelity Freedom 2040

Fidelity Freedom 2045

Fidelity Freedom 2050

Fidelity Freedom 2055

Fidelity Freedom 2060

Fidelity Freedom 2065

Fidelity Freedom Blend 2020

Fidelity Freedom Blend 2025

Fidelity Freedom Blend 2030

Fidelity Freedom Blend 2035

Fidelity Freedom Blend 2040

Fidelity Freedom Blend 2045

Fidelity Freedom Blend 2050

Fidelity Freedom Blend 2055

Fidelity Freedom Income

Fidelity Freedom Index 2010

Fidelity Freedom Index 2015

Fidelity Freedom Index 2020

Fidelity Freedom Index 2025

Fidelity Freedom Index 2030

Fidelity Freedom Index 2035

Fidelity Freedom Index 2040

Fidelity Freedom Index 2045

Fidelity Freedom Index 2050

Fidelity Freedom Index 2055

Fidelity Freedom Index 2060

Fidelity Freedom Index 2065

Fidelity Freedom Index

Income

Fidelity Freedom K 2000

Fidelity Freedom K 2010

Fidelity Freedom K 2015

Fidelity Freedom K 2020

Fidelity Freedom K 2025

Fidelity Freedom K 2030

Fidelity Freedom K 2035

Fidelity Freedom K 2040

Fidelity Freedom K 2045

Fidelity Freedom K 2050

Fidelity Freedom K 2055

Fidelity Freedom K Income

Fidelity Fund

Fidelity Global Balanced

Fidelity Global Commodity

Stock

Fidelity Global ex US Index

Fidelity GNMA Portfolio

Fidelity Government Cash

Reserves

Fidelity Government Income

Fidelity Government Money

Market

Fidelity Growth & Income I

Fidelity Growth Company

Fidelity Growth Company K6

Fidelity Growth Discovery

Fidelity Growth Strategies

Fidelity High Dividend ETF

Fidelity High Income

Fidelity IL Short Intrmd Govt I

Fidelity Independence

Fidelity Inflation Protected

Bond

Fidelity Inflation-Protected

Bond Index

Fidelity Intermediate Bond

Fidelity Intermediate Govt

Inc

Fidelity Intermediate Muni

Income

Fidelity Intermediate Term

Treasury Bond Index

Fidelity International Bond

Index

Fidelity International Cap

Appreciation

Fidelity International Capital

Appreciation K6

Fidelity International

Discovery

Fidelity International

Discovery K6

Fidelity International

Enhanced Index

Fidelity International Growth

Fidelity International Index

Fidelity International Real

Estate

Fidelity International Small

Cap

Fidelity International Small

Cap Opportunities

Fidelity International Value

Fidelity Investment Grade

Bond

Fidelity Investments MM

Government

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Fidelity Investments MM

Money Market

Fidelity Investments MM

Prime

Fidelity Investments MM

Prime Reserves

Fidelity Investments MM

Treasury

Fidelity Investments MM

Treasury Only

Fidelity Investments MM

TxEx Money Mkt

Fidelity Japan Fund

Fidelity Japan Smaller Comp

Fidelity Large Cap Core

Enhanced Index

Fidelity Large Cap Growth

Enhanced Index

Fidelity Large Cap Growth

Index

Fidelity Large Cap Stock

Fidelity Large Cap Value

Enhanced Index

Fidelity Large Cap Value

Index

Fidelity Latin America

Fidelity Leveraged Company

Stock

Fidelity Limited Term Bond

Fidelity Limited Term Muni

Fidelity Long Term Treasury

Bond Index

Fidelity Low Priced Stock

Fidelity Low Priced Stock K6

Fidelity MA Muni MM

Fidelity MA Municipal

Income

Fidelity Magellan Fund

Fidelity Mega Cap Stock

Fidelity MI Muni MM

Fidelity MI Municipal Income

Fidelity Mid Cap Enhanced

Index

Fidelity Mid Cap Growth

Index

Fidelity Mid Cap Index

Fidelity Mid Cap Stock

Fidelity Mid Cap Stock K6

Fidelity Mid Cap Value

Fidelity Mid Cap Value Index

Fidelity MN Municipal

Income

Fidelity Money Market

Fidelity Mortgage Securities

Fidelity MSCI Communication

Services Index ETF

Fidelity MSCI Consumer

Discretionary Index ETF

Fidelity MSCI Consumer

Staples Index ETF

Fidelity MSCI Energy Index

ETF

Fidelity MSCI Financials Index

ETF

Fidelity MSCI Health Care

Index ETF

Fidelity MSCI Industrials

Index ETF

Fidelity MSCI Utilities Index

ETF

Fidelity Multi-Asset Income

Fidelity Multi-Asset Index

Fidelity Muni MM

Fidelity Municipal Income

Fidelity NASDAQ Composite

Idx

Fidelity Nasdaq Composite

Index ETF

Fidelity National Financial Inc

FNF Group

FIDELITY NATIONAL FINL INC

Fidelity National Information

Services Inc

Fidelity New Markets Income

Fidelity New Millennium

Fidelity NJ Muni MM

Fidelity NJ Municipal Income

Fidelity Nordic

Fidelity NY Muni MM

Fidelity NY Municipal Income

Fidelity OH Muni MM

Fidelity OH Municipal Income

Fidelity OTC K6

Fidelity OTC Portfolio

Fidelity Overseas

Fidelity PA Muni MM

Fidelity PA Municipal Income

Fidelity Pacific Basin

Fidelity Prime MM

Fidelity Puritan Fund

Fidelity Puritan K6

Fidelity Real Estate High

Income I

Fidelity Real Estate Income

Fidelity Real Estate Index

Fidelity Real Estate Inv

Fidelity SAI Emerging

Markets Index

Fidelity SAI Emerging

Markets Low Volatility Index

Fidelity SAI Emerging

Markets Value Index

Fidelity SAI High Income

Fidelity SAI Inflation-Focused

Fidelity SAI International

Index

Fidelity SAI International Low

Volatility Index

Fidelity SAI International

Momentum Index

Fidelity SAI International

Quality Index

Fidelity SAI International

SMA Completion

Fidelity SAI International

Small Cap Index

Fidelity SAI International

Value Index

Fidelity SAI Investment

Grade Securitized

Fidelity SAI Japan Stock Index

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Fidelity SAI Long-Term

Treasury Bond Index

Fidelity SAI Low Duration

Income

Fidelity SAI Municipal Income

Fidelity SAI Real Estate Index

Fidelity SAI Short-Term Bond

Fidelity SAI Small-Mid Cap

500 Index

Fidelity SAI Tax-Free Bond

Fidelity SAI Total Bond

Fidelity SAI US Large Cap

Index

Fidelity SAI US Low Volatility

Index

Fidelity SAI US Momentum

Index

Fidelity SAI US Quality Index

Fidelity SAI US Treasury Bond

Index

Fidelity SAI US Value Index

Fidelity Select Banking

Fidelity Select Biotechnology

Fidelity Select Brokrg/Inv

Mgt

Fidelity Select Chemicals

Fidelity Select

Communication Services

Fidelity Select

Communications Equipment

Fidelity Select

Constr/Housing

Fidelity Select Consumer

Discretionary

Fidelity Select Consumer

Staples

Fidelity Select Defense &

Aero

Fidelity Select Energy

Fidelity Select Energy Service

Fidelity Select Enterprise

Technology Services

Fidelity Select Environment

& Alternative Energy

Fidelity Select Financials

Fidelity Select Gold

Fidelity Select Health Care

Services

Fidelity Select Healthcare

Fidelity Select Home Finance

Fidelity Select Industrials

Fidelity Select Insurance

Fidelity Select Leisure

Fidelity Select Materials

Fidelity Select Medical

Technology and Devices

Fidelity Select Money Market

Fidelity Select Natural Gas

Fidelity Select Natural

Resources

Fidelity Select

Pharmaceuticals

Fidelity Select Retailing

Fidelity Select

Semiconductors

Fidelity Select Software and

IT Services

Fidelity Select Tech

Hardware

Fidelity Select Technology

Fidelity Select

Telecommunctns

Fidelity Select Transportation

Fidelity Select Utilities

Fidelity Select Wireless

Fidelity Series 0-5 Year

Inflation-Protected Bond

Index

Fidelity Series 100 Index

Fidelity Series 5+ Year

Inflation-Protected Bond

Index

Fidelity Series All Sector

Equity

Fidelity Series Blue Chip

Growth

Fidelity Series Bond Index

Fidelity Series Canada

Fidelity Series Commodity

Strategy

Fidelity Series Emerging

Markets

Fidelity Series Emerging

Markets Debt

Fidelity Series Emerging

Markets Opportunity

Fidelity Series Floating Rate

High Income

Fidelity Series Global ex US

Index

Fidelity Series Government

Bond Index

Fidelity Series Government

Money Market

Fidelity Series Growth

Company

Fidelity Series High Income

Fidelity Series Inflation

Protected Bond Index

Fidelity Series International

Developed Markets Bond

Index

Fidelity Series International

Growth

Fidelity Series International

Small Cap

Fidelity Series International

Value

Fidelity Series Intrinsic

Opportunities

Fidelity Series Investment

Grade Bond

Fidelity Series Investment

Grade Securitized

Fidelity Series Large Cap

Growth Index

Fidelity Series Large Cap

Stock

Fidelity Series Large Cap

Value

Fidelity Series Large Cap

Value Index

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Fidelity Series Long-Term

Treasury Bond Index

Fidelity Series Opportunistic

Insights

Fidelity Series Overseas

Fidelity Series Real Estate

Equity

Fidelity Series Real Estate

Income

Fidelity Series Short Term

Credit

Fidelity Series Small Cap

Discovery

Fidelity Series Small Cap

Opportunities

Fidelity Series Stock Selector

Large Cap Value

Fidelity Series Total Market

Index

Fidelity Series Treasury Bill

Index

Fidelity Series Value

Discovery

Fidelity Short Term Bond

Fidelity Short Term Treasury

Bond Index

Fidelity Short-Term Bond

Index

Fidelity Small Cap Discovery

Fidelity Small Cap Enhanced

Index

Fidelity Small Cap Growth

Fidelity Small Cap Growth K6

Fidelity Small Cap Index

Fidelity Small Cap Stock

Fidelity Small Cap Value

Index

Fidelity Southern Corp

Fidelity Stock Selector All Cap

Fidelity Stock Selector Large

Cap Value

Fidelity Stock Selector Mid

Cap

Fidelity Stock Selector Small

Cap

Fidelity Strategic Div & Inc

Fidelity Strategic Income

Fidelity Strategic Real Return

Fidelity Tax Exempt Money

Market

Fidelity Tax Free Bond

Fidelity Telecom & Utilities

Fidelity Total Bond

Fidelity Total Bond ETF

Fidelity Total Bond K6

Fidelity Total Emerging

Markets

Fidelity Total International

Index

Fidelity Total Market Index

Fidelity Treasury Money

Market

Fidelity Treasury Only Money

Market

Fidelity Trend

Fidelity Ultra Short Bond

Fidelity US Bond Index

Fidelity US Government

Reserv

Fidelity US Sustainability

Index

Fidelity Value Discovery

Fidelity Value Fund

Fidelity Value Strategies

Fidelity VIP Asset Manager

Fidelity VIP Asset Mgr Gro

Fidelity VIP Balanced

Fidelity VIP Bond Index

Fidelity VIP Contrafund

Fidelity VIP Emerging

Markets

Fidelity VIP Energy

Fidelity VIP Equity Income

Fidelity VIP Freedom 2020

Fidelity VIP Freedom 2030

Fidelity VIP FundsManager

20%

Fidelity VIP FundsManager

50%

Fidelity VIP FundsManager

60%

Fidelity VIP FundsManager

70%

Fidelity VIP FundsManager

85%

Fidelity VIP Government

Money Market

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Field Trip Health Ltd

FIELDPOINT PETROLEUM

CORP

FIELDSTONE INVESTMENT

CORP

Fiesta Restaurant Group Inc

Fifth Street Asset

Management Inc

Fifth Third All Cap Value

Fifth Third Balanced

Fifth Third Bancorp

Fifth Third Displ Lg Cap Value

Fifth Third Equity Index

Fifth Third Govt MMF

Fifth Third Instl Govt MM

Fifth Third Instl MM

Fifth Third Intermediate

Bond

Fifth Third International GDP

Fifth Third Intl Equity

Fifth Third Intrmd Muni Bond

Fifth Third Large Cap Core

Fifth Third LifeModel Mod

Aggrsv

Fifth Third LifeModel

Moderate

Fifth Third MI Muni MM

Fifth Third Mid Cap Growth

Fifth Third Muni MM

Fifth Third Prime MMF

Fifth Third Qlty Growth

Fifth Third Short Term Bond

Fifth Third Small Cap Growth

Fifth Third Total Return Bond

Fifth Third US Treasury MM

Figs Inc

Figure Acquisition Corp I

FILENET CORP

Finance of America

Companies Inc

Financial Engines Inc

Financial Federal Corp.

Financial Industries Corp

Fingermotion Inc

Finisar Corp

Finish Line Inc (The)

FINLAY ENTERPRISES INC

FINOVA GROUP INC

Fintech Acquisition Corp III

Fintech Acquisition Corp V

FinTech Acquisition Corp VI

Finwise Bancorp

FIREARMS TRAINING SYS -CL

FIRST ACCEPTANCE CORP

First Advantage Bancorp

First Advantage Corp

First Am Balanced

First Am Bond IMMDEX

First Am Growth & Income

First Am Intrmd Govt

First Am Large Cap Growth

First Am Large Cap Select

First Am Mid Cap Growth

First Am MN Intrmd TxFr

First Am Relative Value

First Am Retail TxFr

Obligation

First Am Small Cap Gro

Opport

First Am Small Cap Growth

First Am Treasury Reserve

First Am US Govt Mortgage

First American Financial Corp

First Asia Holdings Ltd

FIRST AVE NETWORKS INC

FIRST AVIATION SERVICES

INC

First BanCorp (Puerto Rico)

First Bancorp Inc/ME (The)

First Bancorp of Indiana Inc

First Bancorp/NC

First Bancshares Inc

(The)/MS

First BancTrust Corp

First Bell Bancorp Inc

First Busey Corp

First Business Financial

Services Inc

First Caliber Equity

First California Financial

Group Inc

First Capital Bancorp Inc/VA

FIRST CAPITAL INC

First Carolina Investors

FIRST CENTURY BANKSHARES

INC

FIRST CHARTER CORP

First Chester County Corp

First China Pharmaceutical

Group Inc

First Choice Bancorp

First Citizens Bancshares Inc

First Clover Leaf Financial

Corp

First Colonial Group Inc

First Commonwealth

Financial Corp.

First Community Bancshares

Inc

First Community Bank Corp

of America

First Community Corp

First Community Financial

Partners Inc

First Connecticut Bancorp Inc

FIRST CONSULTING GROUP

INC

First Data Corp.

First Eagle Fund of America

First Eagle High Yield

First Eagle VA Overseas

First Essex Bancorp

First Fds Core Equity

First Fds Intrmd Bond

FIRST FED BANCSHARES

INC/DE

First Fed Cap Corp

FIRST FED NOR MICH

BANCORP

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FIRST FEDERAL BANC

SOUTHWEST

First Federal Bancorp Inc/Oh

First Federal Bankshares Inc

First Financial Bancorp.

First Financial Bankshares Inc

First Financial Corp/IN

First Financial Fund Inc

First Financial Holdings Inc

First Financial Northwest Inc

First Financial Service Corp

First Focus US Govt MM

First Foundation Inc

FIRST FRANKLIN CORP

First Funds Cash Reserve

First Georgia Community

Corp

First Guaranty Bancshares

Inc

First Hawaiian Inc

First Health Group Corp

First Horizon Corp

FIRST INDIANA CORP

First Industrial Realty Trust

Inc

First Internet Bancorp

First Interstate BancSystem

Inc

First Investors Blue Chip

First Investors Financial

Services Group Inc

First Investors Government

First Investors Inv Grade

Bond

First Keystone Corp

First Keystone Financial Inc

First Liberty Power Corp

First Litchfield Financial Corp

First M & F Corp

First Majestic Silver Corp

First Marblehead Corp (The)

First Mariner Bancorp

First Merchants Corp

First Mercury Financial Corp

First Mid Bancshares Inc

First Midwest Bancorp Inc

First Mining Gold Corp

FIRST MUTUAL BANCSHARES

INC

First National Bancshares

Inc/SC

FIRST NATIONAL BANCSHS FL

First National Corp/VA

First Niagara Financial Group

Inc

First Northwest Bancorp

First of Long Island Corp

(The)

First Place Financial Corp/DE

First Potomac Realty Trust

First Real Estate Investment

Trust of New Jersey Inc

First Regional Bancorp

First Republic Cp -Cl A

First Reserve Sustainable

Growth Corp

First Savings Financial Group

Inc

First Security Group Inc

First Securityfed Finl Inc

First Sentinel Bancorp Inc

First Solar Inc

First South Bancorp Inc

First State Bancorporation

Inc

First State Financial

Corporation

First Surgical Partners Inc

First Tr Value Line Divid Fd

First Trust / Aberdeen Global

Opportunity Income Fund

First Trust Cloud Computing

ETF

First Trust Consumer

Discretionary AlphaDEX Fund

First Trust Consumer Staples

AlphaDEX Fund

First Trust Developed

Markets ex-US AlphaDEX

Fund

First Trust Dorsey Wright

Focus 5 ETF

First Trust Dow Jones

Dividend & Income

Allocation

First Trust Dow Jones Global

Select Dividend Index Fund

First Trust Dow Jones

Internet Index Fund

First Trust Emerging Markets

AlphaDEX Fund

First Trust Energy AlphaDEX

Fund

First Trust Energy Income

and Growth Fund

First Trust Enhanced Equity

Income Fund

First Trust Europe AlphaDEX

Fund

First Trust Exchange Traded

AlphaDEX Fund First Trust

Large Cap

First Trust Exchange Traded

Fund First Trust Capital

Strength ET

First Trust Exchange Traded

Fund IV - First Trust

Enhanced Short

First Trust Exchange Traded

Fund VI First Trust NASDAQ

Technolog

First Trust Exchange Traded

Fund VI Multi Asset

Diversified Inco

First Trust Exchange-Traded

Fund - First Trust Value Line

Divide

First Trust Exchange-Traded

Fund II First Trust

International Eq

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First Trust Exchange-Traded

Fund VI - First Trust SMID

Cap Risin

First Trust Exchange-Traded

Fund VII - First Trust Global

Tactic

First Trust Exchange-Traded

Fund VIII - First Trust TCW

Opportun

First Trust Exchange-Traded

Fund VIII - First Trust TCW

Unconstr

First Trust Exchange-Traded

Trust VI Dorsey Wright

Dynamic Focus

First Trust Exchange-Traded

Trust VI Dorsey Wright

International

First Trust Financials

AlphaDEX Fund

First Trust Health Care

AlphaDEX Fund

First Trust High Income

Long/Short Fund

First Trust High Yield

Opportunities 2027 Term

Fund

First Trust

Industrials/Producer

Durables AlphaDEX Fund

First Trust Indxx NextG ETF

First Trust Institutional

Preferred Securities and

Income ETF

First Trust Intermediate

Duration Preferred & Income

Fund

First Trust Large Cap Core

AlphaDEX Fund

First Trust Large Cap Value

AlphaDEX Fund

First Trust Limited Duration

Investment Grade Corporate

ETF

First Trust Long/Short Equity

ETF

First Trust Low Duration

Opportunities ETF

First Trust Managed

Municipal ETF

First Trust Materials

AlphaDEX Fund

First Trust Merger Arbitrage

First Trust Mid Cap Core

AlphaDEX Fund

First Trust MLP and Energy

Income Fund

First Trust Morningstar

Dividend Leaders

First Trust Nasdaq Bank ETF

First Trust NASDAQ Clean

Edge Green Energy Index ETF

First Trust NASDAQ Clean

Edge Smart Grid

Infrastructure Index Fu

First Trust NASDAQ

Cybersecurity ETF

First Trust Nasdaq Food &

Beverage ETF

First Trust Nasdaq Oil & Gas

ETF

First Trust Nasdaq

Semiconductor ETF

First Trust Nasdaq

Transportation ETF

First Trust NASDAQ-100

Equal Weighted Index Fund

First Trust NASDAQ-100

Technology Sector Index

Fund

First Trust Natural Gas ETF

First Trust North American

Energy Infrastructure Fund

First Trust NYSE Arca

Biotechnology Index Fund

First Trust Preferred

Securities and Income ETF

First Trust Rising Dividend

Achievers ETF

First Trust RiverFront

Dynamic Developed

International ETF

First Trust Senior Floating

Rate Income Fund II

First Trust Senior Loan Fund

ETF

First Trust Small Cap Core

AlphaDEX Fund

First Trust Tactical High Yield

ETF

First Trust Technology

AlphaDEX Fund

First Trust US Equity

Opportunities ETF

First Trust Utilities AlphaDEX

Fund

First Trust Value Line 100 Fd

First Trust Water ETF

First United Corp

FIRST WASH FINANCIAL

CORP

First Watch Restaurant

Group Inc

First West Virginia Bancorp

Inc.

First Western Financial Inc

First Years Inc

Firstbank Corp

FirstBank Financial Services

Inc

FIRSTBANK NW CORP/DE

FirstCash Holdings Inc

FIRSTCITY FINANCIAL CORP

Firstfed Amer Bancorp Inc

FirstFed Financial Corp.

Firstgold Corp

Firsthand Technology Value

FirstMerit Corp

FISCHER IMAGING CORP

Fiserv Inc.

Fisher Communications Inc

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FISHER SCIENTIFIC INTL INC

FIT American Freedom US

Govt Money Market

Five Below Inc

Five Point Holdings LLC

Five Star Bancorp

Five9 Inc

Fiverr International Ltd

FL Muni Cash Trust

FLAG FINANCIAL CORP

FLAGSHIP GLOBAL HEALTH

INC

Flagstar Bancorp Inc

Flagstone Reinsurance

Holdings SA

Flaherty & Crumrine

Dynamic Preferred & Income

Fund Inc

Flaherty & Crumrine

Preferred Securities Income

Fund Inc

FLANDERS CORP

Fleetboston Financial Corp

FleetMatics Group plc

Fleetwood Enterprises Inc.

Fletcher Challenge Forests

Flex Fuels Energy Inc

Flex LNG Ltd

Flex Ltd

Flex Pharma Inc

Flexible Solutions

International Inc

Flexion Therapeutics Inc

FLEXPOINT SENSOR SYSTEMS

INC

FlexShares Global Upstream

Natural Resources Index

Fund

FlexShares High Yield Value-

Scored US Bond Index Fund

FlexShares iBoxx 3-Year

Target Duration TIPS Index

Fund

FlexShares iBoxx 5-Year

Target Duration TIPS Index

Fund

FlexShares International

Quality Dividend Index Fund

FlexShares Morningstar

Developed Markets ex-US

Factor Tilt Index

FlexShares Morningstar

Emerging Markets Factor Tilt

Index Fund

FlexShares Morningstar US

Market Factors Tilt Index

Fund

FlexShares Quality Dividend

Index Fund

FlexShares STOXX Global

Broad Infrastructure Index

Fund

FlexShares Ultra Short

Income Fund

Flexsteel Industries Inc

FLIR Systems Inc

Floor & Decor Holdings Inc

Florida Banks Inc

Florida Community Banks Inc

FLORIDA EAST COAST INDS

FLORIDA GAMING CORP

FLORIDA PUBLIC UTILITIES

FLORIDA ROCK INDUSTRIES

INC

FLORIDAFIRST BANCORP INC

Flotek Industries Inc

Flow International Corp

Flowers Foods Inc.

Flowserve Corp.

Fluent Inc

Fluor Corp

Flushing Financial Corp

Flutter Entertainment PLC

Flux Power Holdings Inc

Fly Leasing Ltd

FLYI INC

Flywire Corp

FMC Corp.

FMC Select

FMC Strategic Value

FMC TECHNOLOGIES INC

FMI Common Stock

FMI International

FMI Large Cap

FMMT Retirement

Government Money Market

FMMT Retirement

Government Money Market

FMS FINANCIAL CORP

FNB Bancorp

FNB FINANCIAL SERVICES

CORP

FNBH Bancorp Inc

FNCB Bancorp Inc

FNX MINING CO INC

Foamix Pharmaceuticals Ltd

FOCUS Enhancements Inc

Focus Financial Partners Inc

Focus Impact Acquisition

Corp

Focus Media Holding Ltd

FOG CUTTER CAPITAL GROUP

INC

Foghorn Therapeutics Inc

Fomento Economico

Mexican SAB de CV

FONAR CORP

FONIX CORP

FOODARAMA

SUPERMARKETS

Foot Locker Inc.

FOOTHILL INDPT BANCORP

Foothills Resources Inc

Footstar Inc.

Forbes Energy Services Ltd

FORBES MEDI-TECH INC

Force Protection Inc

ForceField Energy Inc

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FORDING CANADIAN COAL

TRUST

ForeScout Technologies Inc

Foresight Autonomous

Holdings Ltd

Foresight Energy LP

Forest City Realty Trust Inc

Forest Laboratories Inc

Forestar Group Inc

ForgeHouse Inc

ForgeRock Inc

Forma Therapeutics Holdings

Inc

FormFactor Inc

Forrester Research Inc

Forster Drilling Corp

Fortegra Financial Corp

Fortem Resources Inc

Forterra Inc

Fortified Holdings Corp

Fortinet Inc

Fortis Govt MM

Fortis Inc

Fortis Instl Prime MM

FORTISSIMO ACQUISITION

CORP

Fortistar Sustainable

Solutions Corp

Fortive Corp

Fortrea Holdings Inc

Fortress Biotech Inc

Fortress Capital Acquisition

Corp

Fortress International Group

Inc

Fortress Investment Group

LLC

Fortress Value Acquisition

Corp III

Fortress Value Acquisition

Corp IV

FORTUNA GAMING CORP

Fortuna Silver Mines Inc

Fortune Brands Innovations

Inc

FORTUNE INDUSTRIES INC

FORTUNET INC

Forty Seven Inc

Forum Energy Technologies

Inc

Forum National Investments

Ltd

Forward Air Corp

Forward Credit Analysis

Long/Short

Forward Emerging Markets

FORWARD INDUSTRIES INC

Forward Intl Small Company

Forward Pharma A/S

Forward Small Cap Equity

Forward US Government

Fossil Group Inc

Foster Wheeler AG

Foundation Building

Materials

Foundation Medicine Inc

FOUNDRY NETWORKS INC

FOUNTAIN POWERBOAT

INDS INC

Four Corners Property Trust

Inc

FOUR OAKS FINCORP INC

Four Rivers BioEnergy Inc

FOUR SEASONS HOTELS -LTD

VTG

Fox Chase Bancorp Inc

Fox Corp

FOX ENTERTAINMENT

GROUP INC

Fox Factory Holding Corp

Fox Petroleum Inc

FOXHOLLOW TECHNOLOGIES

INC

FOXO Technologies Inc

FPA Capital

FPA Crescent

FPA Flexible Fixed Income

FPA International Value

FPA New Income

FPA Paramount

FPA Perennial

FPB BANCORP INC

FPIC INSURANCE GROUP INC

Francescas Holdings Corp

Franchise Group Inc

Franco-Nevada Corp

FRANKFORT FIRST BANCORP

INC

Franklin AL TxFr Income

Franklin AZ TxFr Income

Franklin Bancorp Inc

Franklin Biotech Discovery

Franklin Blue Chip

Franklin CA High Yield Muni

Franklin CA Insrd TxFr

Income

Franklin CA Intmd TxFr

Franklin CA TxEx Money

Market

Franklin CA TxFr Income

Franklin Capital Growth

Franklin CO TxFr Income

Franklin Conservative

Allocation

Franklin Convertible Security

Franklin Corefolio Allocation

Franklin Covey Co.

Franklin Credit Management

Corp

Franklin CT TxFr Income

Franklin Double TxFr Income

Franklin DynaTech Series

Franklin Electric Co Inc

FRANKLIN ELECTRONIC

PUBLISH

Franklin Equity Income

Franklin Fed Intermediate

Tax-Free Income

Franklin Fed Ltd Trm TxFr Inc

Franklin Federal TxFr Income

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Franklin Financial Corp

Franklin Financial Network

Inc

Franklin Financial Services

Corp

Franklin Finl Corp Tenn

Franklin FL TxFr Income

Franklin Flex Cap Growth

Franklin Floating Rate Daily

Franklin Floating Rate Trust

Franklin FTSE Japan ETF

Franklin FTSE United

Kingdom ETF

Franklin GA TxFr Income

Franklin Global Allocation

Franklin Gold & Precious

Metal

Franklin Growth

Franklin Growth Allocation

Franklin Growth

Opportunities

Franklin Hi Yield TxFr Income

Franklin High Income

Franklin Income

Franklin Insrd TxFr Income

Franklin International Core

Equity (IU)

Franklin International Small

Cap

Franklin Intl Growth

Franklin Investment Grade

Corporate ETF

Franklin LA TxFr Income

Franklin Low Duration Total

Return

Franklin Low Duration US

Government Securities

Franklin Ltd Maturity US

Govt

Franklin MA TxFr Income

Franklin Managed Income

Franklin MD TxFr Income

Franklin MI TxFr Income

Franklin MN TxFr Income

Franklin MO TxFr Income

Franklin Moderate Allocation

Franklin Multi-Asset Dynamic

Multi-Strategy VIT

Franklin Multi-Asset Growth

Franklin Multi-Asset

Moderate Growth

Franklin Mutual Beacon

Franklin Mutual Financial

Services

Franklin Mutual Global

Discovery

Franklin Mutual International

Value

Franklin Mutual Quest

Franklin Mutual Recovery

Franklin Mutual Shares

Franklin Natural Resources

Franklin NC TxFr Income

Franklin NJ TxFr Income

Franklin NY Insrd TxFr

Income

Franklin NY Intrmd TxFr

Income

Franklin NY TxFr Income

Franklin OH TxFr Income

Franklin OR TxFr Income

Franklin PA TxFr Income

Franklin Real Estate Sec

Franklin Real Return

FRANKLIN RESOURCES INC

Franklin Rising Dividends

Franklin Small Cap Growth

Franklin Small-Mid Cap

Growth

Franklin Stable Value

Franklin Strategic Income

Franklin Strategic Mortgage

Franklin Street Properties

Corp

Franklin Templeton Limited

Duration Income Trust

Franklin Templeton

Moderate Model

Franklin Templeton

Moderately Aggressive

Model

Franklin Templeton Money

Franklin Templeton Perspct

Allocation

Franklin TN Muni Bond

Franklin Total Return

Franklin Towers Enterprises

Inc

Franklin U.S. Core Bond ETF

Franklin U.S. Equity Index ETF

Franklin US Core Equity (IU)

Franklin US Government

Money

Franklin US Government

Securities

Franklin US Large Cap

Multifactor Index ETF

Franklin US Low Volatility

High Dividend Index ETF

Franklin Utilities

Franklin VA TxFr Income

Franklin Wireless Corp

Franklin/Templeton HardCur

FREDERICK COUNTY

BANCORP INC

Fredericks of Hollywood

Group Inc

Fred's Inc

Freedom 100 Emerging

Markets ETF

FREEDOM ACQSTN HLDGS -

REDH

Freedom Holding Corp

Freegold Ventures Ltd

Freeline Therapeutics

Holdings plc

Freemarkets Inc

Freeport-McMoRan Inc

FREESCALE

SEMICONDUCTOR INC

FreeSeas Inc

FreightCar America Inc

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Fremont Global

Fremont Michigan

InsuraCorp Inc

Fremont Money Market

Frequency Electronics Inc.

Fresenius Medical Care AG

FRESH BRANDS INC

Fresh Del Monte Produce

Inc.

Fresh Market Inc (The)

Freshpet Inc

Freshworks Inc

FREYR Battery Inc

Friedman Industries Inc

Friedmans Inc

FriendFinder Networks Inc

FRIENDLY ICE CREAM CORP

Frisch's Restaurants Inc.

FRMO CORP

Front Yard Residential Corp

Fronteer Gold Inc

Frontegra Columbus Core

Plus

Frontegra New Star Intl

Equity

Frontier Airlines Holdings Inc

Frontier Communications

Parent Inc

Frontier Group Holdings Inc

Frontier MFG Core

Infrastructure

Frontier MFG Global Equity

Frontier MFG Global Plus

Frontier Oil Corp.

Frost Core Growth Equity

Frost International Equity

Frost Total Return Bond

Frozen Food Express

Industries Inc

FRP Holdings Inc

FS Bancorp Inc

FS Chiron Capital Allocation

FS Credit Opportunities Corp

FS Energy and Power Fund

FS KKR Capital Corp

FS KKR Capital Corp II

FS Multi-Strategy

Alternatives

Fsf Financial Corp

FSI International Inc

FST OAK BROOK BANCSHR -

CL A

F-star Therapeutics Inc

FT Vest Fund of Buffer ETFs

FT Vest Fund of Deep Buffer

ETF

FT Vest S&P 500 Dividend

Aristocrats Target Income

ETF

FTAC Athena Acquisition

Corp

FTAC Emerald Acquisition

Corp

FTAC Hera Acquisition Corp

FTAC Parnassus Acquisition

Corp

FTAC Zeus Acquisition Corp

FTAI Infrastructure Inc

FTD Companies Inc

FTD INC

FTE Networks Inc

FTI Consulting Inc

FTS International Inc

FTV Frnkln Flex Cap Growth

Securities

FTV Frnkln Global Commun

Sec

FTV Frnkln Global Real Estate

Securities

FTV Frnkln Growth & Income

FTV Frnkln High Income

Securities

FTV Frnkln Large Cap Gro Sec

FTV Tmpltn Developing Mkts

FTV Tmpltn Global Asset

Alloc

FTVIP Franklin Allocation VIP

FTVIP Franklin Income VIP

FTVIP Franklin Mutual Global

Discovery VIP

FTVIP Franklin Mutual Shares

VIP

FTVIP Franklin Rising

Dividends VIP

FTVIP Franklin Small Cap

Value VIP

FTVIP Franklin Small-Mid Cap

Growth VIP

FTVIP Franklin Strategic

Income VIP

FTVIP Franklin US Govt

Securities VIP

FTVIP Templeton Foreign VIP

FTVIP Templeton Global

Bond VIP

FTVIP Templeton Growth VIP

FuboTV Inc

Fuel Systems Solutions Inc

Fuel Tech Inc

FuelCell Energy Inc

Fulcrum Therapeutics Inc

Fulgent Genetics Inc

Full House Resorts Inc

Full Truck Alliance Co Ltd

FullerThaler Behavioral Small

Cap Equity

Fulton Financial Corp

Fundamental Investors Inc

Fundtech Ltd

FundX Aggressive Upgrader

FundX Upgrader

Funko Inc

Funtalk China Holdings Ltd

Fuqi International Inc

Furiex Pharmaceuticals Inc

Furmanite Corp

Furniture Brands

International Inc.

Fury Gold Mines Ltd

Fushi Copperweld Inc

Fusion Fuel Green PLC

Fusion Pharmaceuticals Inc

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Fusion-io Inc

Futu Holdings Limited

Future Canada China

Environment Inc

Future FinTech Group Inc

Future Health ESG Corp

Future Now Group Inc

FutureFuel Corp

FUTUREMEDIA PLC

FutureTech II Acquisition

Corp

FVCBankcorp Inc

FVIT Franklin Large Cap Value

FVIT Franklin Micro Cap

Value

FVIT Franklin Mutual US Mid

Cap Value

FVIT Frnkln Small Cap Value

FX Energy Inc

FX Real Estate &

Entertainment Inc

FXCM Inc

G III Apparel Group Ltd

G Squared Ascend I Inc

G&K Services Inc

G3 VRM Acquisition Corp

Ga Financial Inc

GA Muni Cash Trust

Gabelli ABC

Gabelli Asset

Gabelli Dividend & Income

Trust

Gabelli ENT Mergers &

Acquisitions

Gabelli Equity Income

Gabelli Equity Trust Inc.

Gabelli Focus Five

Gabelli Gold

Gabelli Growth

Gabelli Small Cap Growth

Gabelli US Treas MM

Gabelli Utilities

Gabelli Utility Trust

Gabelli Value 25

Gabelli Westwood Equity

GABLES RESIDENTIAL TRUST

GABRIEL TECHNOLOGIES

CORP

Gadzooks Inc

Gafisa SA

Gaia Inc

Gainsco Inc

GALAXY ENERGY CORP

Galaxy Gaming Inc

Galaxy Govt MMF

Galaxy Instl Govt MMF

Galaxy Instl Treasury MM

Galaxy Money Market

GALAXY NUTRITIONAL

FOODS INC

Galaxy Prime Reserves MM

Galaxy Treasury MMF

Galaxy TxEx MM

Galectin Therapeutics Inc

Galecto Inc

Galen Holdings Plc

Galena Biopharma Inc

Galera Therapeutics Inc

GALLAHER GROUP PLC

Gallery Of History Inc

Galmed Pharmaceuticals Ltd

Galyans Trading Co Inc

GAMBLING.COM GROUP

LIMITED

GAMCO Global Gold Natural

Resources & Income Trust

GAMCO Global Telecomm

Gamco Investors Inc

Game Trading Technologies

Inc

GAMETECH INTERNATIONAL

INC

Gamida Cell Ltd

Gaming and Leisure

Properties Inc

Gaming Partners

International Corp

GAMMACAN

INTERNATIONAL INC

GAN Ltd

GANDER MOUNTAIN CO

Gannett Co Inc

Gaotu Techedu Inc

Gap Inc

GARDEN FRESH RESTAURANT

CORP

Garden Stage Ltd

Garmin Ltd

Garnero Group Acquisition

Garrett Motion Inc

Gartmore Enhanced Income

Gartmore GVIT Growth

Gartmore Morley Cap Accum

Gartmore NVIT Develop

Mrkts

Gartmore Short Dura Bond

GARTNER INC

Gas Natural Inc

Gasco Energy Inc

GasLog Ltd

GasLog Partners LP

Gastar Exploration Inc

GATEHOUSE MEDIA INC

Gates Industrial Corporation

plc

Gateway

Gateway Financial Holdings

Inc

GATEWAY INC

GATEWAY INTL HOLDINGS

INC

Gatos Silver Inc

GATX Corp.

Gazit-Globe Ltd

GB HOLDINGS INC

GB&T Bancshares

Gbc Bancorp/Ca

GC China Turbine Corp

GCI Liberty Inc

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GCP Applied Technologies

Inc

GCT Semiconductor Holding

Inc

GDL Fund (The)

GE Fixed Income

GE HealthCare Technologies

Inc

GE Instl Income

GE Instl Premier Growth

Equity

GE Investments Money

Market

GE Investments S&P 500

Index

GE Premier Growth Equity

GE Strategic Investment

GEAC COMPUTER CORP LTD

Geeknet Inc

GEHL CO

GELSTAT CORP

Gemphire Therapeutics Inc

GEMPLUS INTERNATIONAL

Gemstar TV Guide

International Inc

Gen Digital Inc

Gen2Media Corp

GENAERA CORP

GENAISSANCE

PHARMACEUTICALS

Genasys Inc

Genco Shipping & Trading

Ltd

Gencor Industries Inc

GeneDx Holdings Corp

GENELABS TECHNOLOGIES

INC

GENENCOR INTL INC

GENENTECH INC

Gener8 Maritime Inc

GENER8XION

ENTERTAINMENT INC

General American Investors

Co Inc

GENERAL BINDING CORP

General Cable Corp.

General Cannabis Corp

General Dynamics Corp

GENERAL ENVIRONMENTAL

MGMT

General Finance Corp

General Mills Inc.

General Moly Inc

General Motors Co

General Steel Holdings Inc

Generation Asia I Acquisition

Ltd

Generation Bio Co

Generex Biotechnology Corp

Genesee & Wyoming Inc.

Genesis Energy LP

GENESIS HEALTHCARE CORP

Genesis Healthcare, Inc.

Genesis Lease Ltd

GENESIS MICROCHIP INC

Genesis Unicorn Capital Corp

GENESYS SA

Genetron Holdings Ltd

Geneva Acquisition Corp

Geneva Resources Inc

Genitope Corp

GENIUS PRODUCTS INC

GENLYTE GROUP INC

Genmab A/S

GenMark Diagnostics Inc

Genmed Holding Corp

GENOIL INC

Genomic Health Inc

GenOn Energy, Inc.

Genoptix Inc

GeNOsys Inc

Genpact Ltd

Genprex Inc

Gen-Probe Inc

Genta Inc

GENTEK INC

Gentex Corporation

Gentherm Inc

Gentium SPA

Gentiva Health Services Inc

Gentor Resources Inc

Genuine Parts Co

GENUS INC

GENVEC INC

Genworth Financial Inc

GENZYME CORP

GEO Group Inc (The)

GeoBio Energy Inc

GeoEye Inc

Geoglobal Resources Inc

GEOKINETICS INC

GEOMET INC

GeoPark Ltd

GEOPETRO RESOURCES CO

GEOPHARMA INC

GEORESOURCES INC

George Putnam Balanced

GEORGETOWN BANCORP

INC

GEORGIA BANCSHARES INC

GEORGIA CAROLINA

BANCSHARES

GEORGIA-PACIFIC CORP

Geospace Technologies Corp

Geovax Labs Inc

Geovic Mining Corp

GERBER SCIENTIFIC INC

Gerdau AmeriSteel Corp

GERDAU SA SIDERURG

German American Bancorp

Inc

Getaround Inc

Getty Images Holdings Inc

Getty Images Inc

Getty Realty Corp.

GEVITY HR INC

Gevo Inc

GEXA CORP

GFI Group Inc

GFL Environmental Inc

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 83

GFSB BANCORP INC

GHL Acquisition Corp

GI Dynamics Inc

GIANT INDUSTRIES INC

Giant Interactive Group Inc

Gibraltar Industries Inc

GIGABEAM CORP

GigaCloud Technology Inc

GigaMedia Ltd

Gigamon Inc

GigInternational1 Inc

GigPeak Inc

Gilat Satellite Networks Ltd

Gildan Activewear Inc

GILLETTE CO

Ginkgo Bioworks Holdings Inc

GitLab Inc

Given Imaging Ltd

Glacier Bancorp Inc

GLACIER WATER SERVICES

GLADSTONE CAPITAL CORP

GLADSTONE COMMERCIAL

CORP

Gladstone Land Corporation

GLAMIS GOLD LTD

Glass House Brands Inc

Glass Houses Acquisition

Corp

Glatfelter Corp

Glaukos Corp

Gleacher & Company Inc

Glen Burnie Bancorp

GLENBOROUGH REALTY

TRUST INC

Glenmede Core Fixed Income

Glenmede Govt Cash

Glenmede International

Equity

Glenmede Philadelphia

International

Glenmede Quantitative US

Large Cap Core Equity

Glenmede Quantitative US

Large Cap Growth Equity

Glenmede Secured Options

Glenmede Small Cap Equity

Glenmede TxEx Cash

GLG Life Tech Corp

GLG Partners Inc

Glimcher Realty Trust

Glimpse Group Inc(The)

Global Aircraft Solutions Inc

Global Atlantic BlackRock

Disciplined Core

GLOBAL AXCESS CORP

GLOBAL BEV SOLUTIONS INC

Global Blood Therapeutics

Inc

Global Blue Group Holding

Global Brands Acquisition

Corp

Global Brass and Copper

Holdings Inc

Global Business Travel Group

Inc

Global Cord Blood Corp

Global Cornerstone Holdings

Ltd

Global Crossing Ltd

Global Defense Technology &

Systems Inc

Global Eagle Entertainment

Inc

Global Ecology Corp

Global Education &

Technology Group Ltd

GLOBAL ENTERTAINMENT

CORP

Global Environmental Energy

Corp

GLOBAL EPOINT INC

Global Geophysical Services

Inc

GLOBAL GOLD CORP

Global Green Inc

Global High Income Fund Inc

GLOBAL IMAGING SYSTEMS

Global Indemnity Group LLC

Global Industrial Co

Global Industries Ltd

Global Investor Services Inc

GLOBAL MED

TECHNOLOGIES INC

Global Medical REIT Inc

Global Opportunities Bond

Global Partners LP

GLOBAL PAYMENT

TECHNOLOGIES

GLOBAL PAYMENTS INC

GLOBAL PHARMATECH INC

Global Realty Development

GLOBAL RESOURCE CORP

Global Services Partners

Acquisition Corp

Global Ship Lease Inc

GLOBAL SIGNAL INC

Global Sources Ltd

Global Tech Industries Group

Inc

Global Technology

Acquisition Corp I

Global Traffic Network Inc

Global Water Resources Inc

Global X FinTech ETF

Global X Funds - Global X

Cloud Computing ETF

Global X MLP & Energy

Infrastructure ETF

Global X MSCI China

Consumer Discretionary ETF

Global X Telemedicine &

Digital Health ETF

Global X Video Games &

Esports ETF

GLOBALNET CORP

GlobalOptions Group Inc

GLOBALSANTAFE CORP

GlobalSCAPE Inc

Globalstar Inc

Global-Tech Advanced

Innovations Inc

Public Company Accounting Oversight Board

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Page 84

Globe Life Inc

Globe Specialty Metals Inc

GLOBECOMM SYSTEMS INC

GLOBESPANVIRATA INC

GLOBETEL

COMMUNICATIONS CORP

Globus Maritime Ltd

Glori Energy Inc

GLORY STAR NEW MEDIA

GROUP HOLDINGS Ltd

Glowpoint Inc

Glu Mobile Inc

GLYCOGENESYS INC

GlycoMimetics Inc

Glyeco Inc

GMH Communities Trust

GMO Alpha Only

GMO Asset Allocation Bond

GMO Benchmark Free

Allocation

GMO Benchmark Free

Allocation Series

GMO Climate Change

GMO Core Plus Bond

GMO Curency Hedgd Intl Bd

GMO Currency Hedgd Intl

Equity

GMO Developed World Stock

GMO Domestic Bond

GMO Emerging Countries

GMO Emerging Country Debt

GMO Emerging Domestic

Opportunities

GMO Emerging Markets

GMO Emerging Mrkts Quality

GMO Flexible Equities

GMO Foreign

GMO Foreign Small Co

GMO Global Asset Allocation

Series

GMO Global Bond

GMO Global Developed

Equity Allocation Fund

GMO Global Equity

Allocation

GMO Growth

GMO Implementation

GMO Inflation Indexed Bond

GMO Inflation Indexed Plus

Bond

GMO International

Developed Equity Allocation

GMO International Equity

GMO International Growth

Equity

GMO International

Large/Mid Cap Equity

GMO Intl Bond

GMO Intl Disciplined Eqty

GMO Intl Equity Allocation

GMO Intl Growth

GMO Intl Small Company

GMO Opportunistic Income

GMO Quality

GMO Real Estate

GMO Resources

GMO Risk Premium

GMO SGM Major Markets

GMO Special Opportunities

GMO Strategic Fixed Income

GMO Strategic Opportunities

Allocation

GMO Tax Managed Intl

Equities

GMO Tobacco Free Core

GMO U.S. Equity

GMO US Core

GMO US Growth

GMO US Treasury

GMS Inc

GMX Resources Inc

GNC Holdings Inc

GO Acquisition Corp

Gobi Acquisition Corp

GoDaddy Inc

Gogo Inc

GoHealth Inc

Gol Linhas Aereas

Inteligentes SA

Golar LNG Ltd

GOLD BANC CORP INC

Gold Fields Ltd

Gold Horse International Inc

GOLD KIST INC/DE

GOLD RESERVE INC

Gold Resource Corp

Gold Royalty Corp

Gold Standard Ventures Corp

Goldcorp Inc.

Golden Autumn Holdings Inc

GOLDEN CYCLE GOLD CORP

GOLDEN EAGLE INTL INC

Golden Enterprises Inc

Golden Entertainment Inc

Golden Falcon Acquisition

Corp

Golden Growers Cooperative

Golden Heaven Group

Holdings Ltd

Golden Minerals Co

Golden Nugget Online

Gaming, Inc.

Golden Ocean Group Ltd

GOLDEN PHOENIX MINERALS

INC

Golden Pond Healthcare Inc

Golden Queen Mining Co Ltd

Golden River Resources Corp

GOLDEN TELECOM INC

GOLDEN WEST FINANCIAL

CORP

Goldfield Corp (The)

Goldleaf Financial Solutions

Inc

Goldman Sachs Access

Investment Grade Corporate

Bond ETF

Goldman Sachs

AccessTreasury 0-1 Year ETF

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 85

Goldman Sachs ActiveBeta

Emerging Markets Equity ETF

Goldman Sachs ActiveBeta

International Equity ETF

Goldman Sachs ActiveBeta

U.S. Large Cap Equity ETF

Goldman Sachs ActiveBeta

World Low Vol Plus Equity

ETF

Goldman Sachs BDC Inc

Goldman Sachs ETF Trust -

Goldman Sachs Access Ultra

Short Bond

Goldman Sachs Group Inc

(The)

Goldman Sachs MarketBeta

U.S. 1000 Equity ETF

Goldman Sachs MLP and

Energy Renaissance Fund

Goldman Sachs MLP Income

Opportunities Fund

Goldmining Inc

Goldsands Development Co

GOLF GALAXY INC

Golfsmith International

Holdings Inc.

Golub Capital BDC Inc

Good Guys Inc

Good Harbor Tactical Core

GOOD TIMES RESTAURANTS

INC

Good Works II Acquisition

Corp

GoodHaven Fund

GOODMAN GLOBAL INC

Goodness Growth Holdings

Inc

Goodrich Corp

Goodrich Petroleum Corp.

GoodRx Holdings Inc

Goodyear Tire & Rubber Co

GOODYS FAMILY CLOTHING

INC

Goosehead Insurance Inc

Gopher Protocol Inc

GoPro Inc

Gordmans Stores Inc

GOREMOTE INTERNET

COMM INC

Gores Holdings IX Inc

Gores Holdings V Inc

Gores Holdings VII Inc

GORES HOLDINGS VIII INC

Gores Technology Partners II

Inc

Gores Technology Partners

Inc

Gorilla Technology Group Inc

Gorman-Rupp Co (The)

Gossamer Bio Inc

Gotham Absolute Return

Gotham Enhanced Return

Gotham Index Plus

Gotham Neutral

GOTTAPLAY INTERACTIVE

INC

Gottschalks Inc.

GOUVERNEUR BANCORP INC

Government Cash Series

GOVERNMENT PROPERTIES

TRUST

GP Strategies Corp

GPS INDUSTRIES INC

GQG Partners Emerging

Markets Equity

GQG Partners Global Quality

Equity

GQG Partners US Select

Quality Equity

Grab Holdings Limited

Grace (W R) & Co

Gracell Biotechhnologies Inc

Graco Inc.

Graftech International Ltd

GRAHAM CORP

Graham Holdings Co

Graham Packaging Co Inc

Grainger (W.W.) Inc

Gramercy Property Trust

Gramercy Property Trust Inc

Gran Tierra Energy Inc

Granahan McCourt

Acquisition Corp

Grand Canyon Education Inc

GRAND TOYS INTL LTD -ADR

Grandeur Peak Emerging

Markets Opportunities

Grandeur Peak Global

Opportunities

Grandeur Peak International

Opportunities

Grandeur Peak International

Stalwarts

GRANDSOUTH

BANCORPORATION

Granite Broadcasting

Granite City Food & Brewery

Ltd

Granite Construction Inc

Granite Falls Energy LLC

Granite Point Mortgage Trust

Inc

Granite Real Estate

Investment Trust

Granite Ridge Resources Inc

GraniteShares Gold Trust

Grant Park Multi Alternative

Strategies

Grant Prideco Inc.

Graphic Packaging Holding

Graphic Packaging Intl Corp

GRAVITY Co Ltd

Gray Television Inc.

Graybug Vision Inc

GrayMark Healthcare Inc

Grayscale Bitcoin Cash Trust

(BCH)

Grayscale Bitcoin Trust (BTC)

Grayscale Digital Large Cap

Fund LLC

Public Company Accounting Oversight Board

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Page 86

Grayscale Ethereum Trust

Grayscale Litecoin Trust (LTC)

Great Ajax Corp

Great American Bancorp Inc

GREAT AMERN FINL

RESOURCES

Great Atlantic & Pacific Tea

Co Inc. (The)

Great China International

Holdings Inc

GREAT CHINA MINING INC

Great East Bottles & Drinks

(China) Holdings Inc

Great Elm Capital Group Inc

Great Hall Prime MM

GREAT LAKES AVIATION LTD

GREAT LAKES BANCORP INC

GREAT LAKES CHEMICAL

CORP

Great Lakes Dredge & Dock

Corp

Great Lakes Reit Inc

Great Northern Iron Ore

Properties

Great Panther Mining

Limited

GREAT PEE DEE BANCORP

INC

Great Plains Energy Inc

Great Southern Bancorp Inc

Great Western Bancorp Inc

Great Wolf Resorts Inc

GREATER BAY BANCORP

Greater China Fund Inc

GREATER COMMUNITY

BANCORP

Great-West American

Century Growth

Great-West Core Bond

Great-West Global Bond

Great-West International

Growth

Great-West Lifetime 2015 II

Great-West Lifetime 2025 II

Great-West Lifetime 2035 II

Great-West Lifetime 2045 II

Great-West Putnam Equity

Income

Green Bancorp Inc

Green Bankshares Inc

Green Brick Partners, Inc.

Green Century Equity

Green Dot Corp

Green Earth Technologies Inc

Green Energy Live Inc

Green Energy Management

Services Holdings, Inc.

GREEN MOUNTAIN POWER

CORP

Green Plains Inc

Green Plains Partners LP

Green Plains Renewable

Energy Inc

Green Thumb Industries Inc

Greenbrier Cos Inc (The)

Greenbrook TMS Inc

Greenchek Technology Inc

Greene County Bancorp Inc

Greenfield Online Inc

GREENHILL & CO INC

GreenHunter Energy Inc

Greenidge Generation

Holdings Inc

Greenkraft Inc

Greenland Technologies

Holding Corp

GreenLight Biosciences

Holdings

Greenlight Capital Re Ltd

Greenman Technologies Inc

Greenpoint Financial Corp

Greenpower Motor Co Inc

Greenpro Capital Corp

Greenrose Holding Co Inc.

GreenSky Inc

Greenspring Fund

Greenway Medical

Technologies Inc

Greenwich Lifesciences Inc

GREER BANCSHARES INC

Greka Energy Corp

GREY GLOBAL GROUP INC

Grey Wolf Inc.

Greystone Housing Impact

Investors LP

GRID DYNAMICS HOLDINGS,

INC.

Grid Petroleum Corp

Gridsum Holding Inc

Griffon Corp.

Grifols S A

GRILL CONCEPTS INC

Grindr Inc

Grindrod Shipping Holdings

Ltd

Gritstone Bio Inc

Grocery Outlet Inc

GROEN BROS AVIATION INC

Group 1 Automotive Inc.

Group 1 Software Inc

Grove Collaborative Holdings

Inc

Grove Inc

Growers Direct Coffee Co Inc

GrowGeneration Corp

Growlife Inc

Grubb & Ellis Co.

Grubb & Ellis Realty Advisors

Inc

GrubHub Inc

Gruma SAB De CV

Grupo Aeroportuario Del

Pacifico SA

Grupo Aeroportuario del

Sureste SAB de CV

Grupo Casa SAba SA De CV,

Mexico

GRUPO ELEKTRA SA DE CV

GRUPO IMSA SA DE CV

Grupo Iusacell Sa

Grupo Radio Centro SA De

CV Rcentro

Public Company Accounting Oversight Board

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Page 87

Grupo Simec SA De C.V.

Grupo Televisa SAB

Grupo Tmm S.A.B.

GRYPHON GOLD CORP

Gryphon Resources Inc

GS Absolute Return Tracker

GS Balanced Strategy

GS Bond

GS BRIC

GS Commodity Strategy

GS Concentrated Growth

GS Core Fixed Income

GS Credit Strategies

GS Dynamic Allocation

GS Dynamic Global Equity

GS Dynamic Municipal

Income

GS Emerging Markets Debt

GS Emerging Markets Equity

Insights

GS Enhanced Dividend Global

Equity

GS Enhanced Income

Gs Financial Corp

GS Financial Square Federal

Instruments

GS Financial Square

Government

GS Financial Square MM

GS Financial Square Prime

Oblig MM

GS Financial Square Treas

Oblig MM

GS Financial Square Treasury

Instruments MM

GS Financial Square Treasury

Solutions Money Market

GS FnclSq CA TxEx

GS Global Core Fixed Income

GS Global Managed Beta

GS Government Income

GS GQG Partners

International Opportunities

GS Growth & Income

Strategy

GS Growth Strategy

GS High Quality Floating Rate

GS High Yield

GS High Yield Floating Rate

GS High Yield Muni

GS ILA Federal

GS ILA Money Market

GS ILA NY TxEx

GS ILA Prime Obligation

GS ILA Treasury Instrument

GS ILA Treasury Obligation

GS ILA TxEx Diversified

GS Income Builder

GS Inflation Protected

Securities

GS International Equity ESG

GS International Equity

Income

GS International Equity

Insights

GS International Small Cap

Insights

GS International Tax

Managed Equity

GS Intl Real Estate Securities

GS Investment Grade Credit

GS Investor Money Market

GS Investor Tax-Exempt

Money Market

GS Large Cap Core

GS Large Cap Growth Insights

GS Large Cap Value

GS Local Emerging Markets

Debt

GS Mid Cap Growth

GS Mid Cap Value

GS MLP Energy Infrastructure

GS Multi Manager

Alternatives

GS Real Estate Securities

GS Research Select

GS Rising Dividend Growth

GS Satellite Strategies

GS Short Duration Bond

GS Short Duration

Government

GS Short Duration TxFr

GS Short-Term Conservative

Income

GS Small Cap Equity Insights

GS Small Cap Growth Insights

GS Small Cap Value

GS Small Cap Value Insights

GS Small/Mid Cap Growth

GS Strategic Factor

Allocation

GS Strategic Growth

GS Strategic Income

GS Strategic Volatility

Premium

GS Structured International

Equity Flex

GS Structured Large Cap

Value

GS Tactical Tilt Overlay

GS Tax Advantaged Global

Equity

GS TCU Money Market

GS Technology Opportunities

GS US Equity Dividend and

Premium

GS US Equity Insights

GS US Mortgage

GS US Tax Managed Equity

GS VIT Core Fixed Income

GS VIT Equity Index

GS VIT Government Money

Market

GS VIT Growth Opportunities

GS VIT Large Cap Value

GS VIT Mid Cap Value

GS VIT Strategic Growth

GS VIT Strategic Intl Equity

GS VIT Structured US Equity

GSC Acquisition Co

Public Company Accounting Oversight Board

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Share as of September 1, 2024

Page 88

GSE Systems Inc

GSI Commerce Inc

GSI Technology Inc

GSK plc

GT Advanced Technologies

Inc

GT Biopharma Inc

GTC BIOTHERAPEUTICS INC

GTECH HOLDINGS CORP

GTSI Corp.

GTX Corp

GTx Inc.

GUANGSHEN RAILWAY CO

LTD

GuangZhou Global Telecom

Inc

Guaranty Bancorp

Guaranty Bancshares Inc

Guaranty Federal Bancshares

Inc

Guaranty Financial Corp/Va

Guaranty Financial Group Inc

Guardant Health Inc

Guardian Small Cap

Guardian Technologies

International Inc

Gucci Group Nv

Guess ? Inc.

Guggenheim Active

Allocation Fund

Guggenheim Biotechnology

Guggenheim BRIC ETF

Guggenheim Build America

Bonds Managed Duration

Trust

Guggenheim BulletShares

2015 Corporate Bond ETF

Guggenheim BulletShares

2015 High Yield Corporate

Bond ETF

Guggenheim BulletShares

2016 Corporate Bond ETF

Guggenheim BulletShares

2016 High Yield Corporate

Bond ETF

Guggenheim BulletShares

2017 Corporate Bond ETF

Guggenheim BulletShares

2017 High Yield Corporate

Bond ETF

Guggenheim China Small Cap

ETF

Guggenheim Core Bond

Guggenheim Directional

Allocation

Guggenheim Floating Rate

Strategies

Guggenheim High Yield

Strategy

Guggenheim Limited

Duration

Guggenheim Macro

Opportunities

Guggenheim Managed

Futures Strategy

Guggenheim Mid Cap Value

Institutional

Guggenheim Multi-Asset

Income ETF

Guggenheim Risk Managed

Real Estate

Guggenheim Spin-Off ETF

Guggenheim Strategic

Opportunities Fund

Guggenheim Total Return

Bond

Guggenheim Ultra Short

Duration

Guidance Software Inc

GUIDANT CORP

Guided Therapeutics Inc

GUIDELINE INC

GuideMark Core Fixed Inc

GuideMark Large Cap Core

GuidePath Growth Allocation

GuidePath Managed Futures

Strategy

GuidePath Tactical Allocation

GuideStone Aggressive

Allocation

GuideStone Balanced

Allocation

GuideStone Balanced

Allocation I

GuideStone Conservative

Allocation

GuideStone Defensive

Market Strategies

GuideStone Emerging

Markets Equity

GuideStone Equity Index

GuideStone Extended Dur

Bond

GuideStone Global Bond

GuideStone Growth

Allocation

GuideStone Growth Equity

GuideStone International

Equity

GuideStone International

Equity Index

GuideStone Low Duration

Bond

GuideStone Medium

Duration Bond

GuideStone Money Market

GuideStone MyDestination

2015

GuideStone MyDestination

2025

GuideStone MyDestination

2035

GuideStone MyDestination

2045

GuideStone MyDestination

2055

GuideStone Small Cap Equity

GuideStone Value Equity

Guild Holdings Co

Public Company Accounting Oversight Board

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Share as of September 1, 2024

Page 89

Guilford Mills Inc

GUILFORD

PHARMACEUTICAL INC

Guinness Exploration Inc

GUITAR CENTER INC

Gulf Coast Ultra Deep

Royalty Trust

GULF ISLAND FABRICATION

INC

Gulf United Energy Inc

GulfMark Offshore Inc

Gulfport Energy Corp

GulfSlope Energy Inc

Gulfterra Energy Partners-Lp

Gundle/Slt Environmental Inc

Gushan Environmental

Energy Ltd

GVI SECURITIES SOLUTIONS

INC

GVIT Enhanced Income

GW Pharmaceuticals PLC

GWG Holdings Inc

GX Acquisition Corp II

GXO Logistic Inc

Gymboree Corp (The)

GYRE THERAPEUTICS, INC.

Gyrodyne Company of

America Inc

H D F C Bank Ltd

H World Group Limited

H&E EQUIPMENT SERVICES

INC

H&R Block Inc

H.B. Fuller Co.

H.I.G. Acquisition Corp

Habersham Bancorp

Habit Restaurants Inc (The)

Hackett Group Inc (The)

Hadera Paper Ltd

HAEMONETICS CORP

Hagerty Inc

HAGGAR CORP

Hain Celestial Group Inc

(The)

Halcyon Jets Holdings Inc

Haleon plc

Hall Kinion & Associates Inc

Hallador Energy Co

HALLIBURTON CO

Hallmark Financial Services

Inc

Hallwood Group Inc (The)

Hallwood Realty Ptnrs -Lp

Halozyme Therapeutics Inc

Hamilton Beach Brands

Holding Co

Hamilton Lane Alliance

Holdings I Inc

Hamilton Lane Inc

Hamlin High Dividend Equity

Hammerhead Energy Inc

HAMMONS JOHN Q HOTELS

-CL A

Hampshire Group Ltd

HAMPTONS LUXURY HOMES

INC

Hana Biosciences Inc

Hancock (John) Bank and

Thrift Opportunity Fund

Hancock (John) Financial

Opportunities Fund

Hancock (John) Premium

Dividend Fund

Hancock Fabrics Inc.

Hancock Horizon Burkenroad

Small Cap

Hancock Horizon Diversified

International

Hancock Horizon

Government MM

Hancock John Finl Svcs Inc

Handeni Gold Inc

HANDLEMAN CO

Handspring Inc

Handy & Harman Ltd

Hanger Inc

Hanlon Managed Income

Hanmi Financial Corp

Hannon Armstrong

Sustainable Infrastructure

Capital Inc

Hanover Bancorp Inc

Hanover Capital Mortgage

Holdings Inc.

HANOVER DIRECT INC

Hanover Insurance Group Inc

(The)

Hansberger Emerging Mkts

Hansberger Intl Growth

Hansberger Intl Value

Hansen Medical Inc

HANSON PLC

Hanwha Q CELLS Co Ltd

Happiness Biotech Grp Ltd

Harbin Electric Inc

HARBOR ACQUISITION CORP

Harbor Capital Appreciation

Harbor Core Plus

Harbor Diversified

International All Cap

HARBOR FLORIDA

BANCSHARES

HARBOR GLOBAL CO LTD

Harbor High Yield

Harbor International

Harbor International Growth

Harbor Large Cap Value

Harbor Mid Cap Growth

Harbor Mid Cap Value

Harbor Real Return

Harbor Small Cap Growth

Harbor Small Cap Value

HarborOne Bancorp Inc

Hardinge Inc

HARLAND (JOHN H.) CO

Harleysville Group Inc

Harleysville National Corp

Harleysville Savings Bank

Harman International

Industries Inc.

Harpoon Therapeutics Inc

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 90

Harrington West Financial

Group Inc

Harris & Harris Group

Harris Assoc Focus Value

Harris Assoc Large Cap Value

Harris Insight Index

Harris Insight Intrmd TxEx

HARRIS INTERACTIVE INC

Harris Teeter Supermarkets

Inc

HARTCOURT COMPANIES INC

Harte Hanks Inc.

Hartford Balanced Income

Hartford Capital Appreciation

Hartford Checks and

Balances

Hartford Core Equity

Hartford Corporate

Opportunities

Hartford Dividend & Growth

Hartford Equity Growth Alloc

Hartford Equity Income

Hartford Financial Services

Group Inc (The)

Hartford Floating Rate

Hartford Floating Rate High

Income

Hartford Global All Asset

Hartford Global Capital

Appreciation

Hartford Global Growth

Hartford Global Real Asset

Hartford Great Health Corp

Hartford Growth

Hartford Growth Allocation

Hartford Growth

Opportunities

Hartford Healthcare

Hartford High Yield

Hartford HLS Balanced

Hartford HLS Cap

Appreciation

Hartford HLS Disciplined

Equity

Hartford HLS Dividend &

Growth

Hartford HLS Equity Income

Hartford HLS Global Adviser

Hartford HLS Global Growth

Hartford HLS Global Health

Hartford HLS Growth

Opportunities

Hartford HLS High Yield

Hartford HLS International

Opportunities

Hartford HLS Intl Growth

Hartford HLS Intl Sm

Company

Hartford HLS Mid Cap

Hartford HLS Mid Cap Value

Hartford HLS Mortgage Sec

Hartford HLS Small Cap

Growth

Hartford HLS Small Company

Hartford HLS Stock

Hartford HLS Total Return

Bond

Hartford HLS Ultrashort Bond

Hartford HLS US Government

Securities

Hartford HLS Value

Hartford HLS Value Opport

Hartford Inflation Plus

Hartford International Equity

Hartford International

Growth

Hartford International

Opportunities

Hartford International Value

Hartford Intl Small Company

Hartford Mid Cap

Hartford Mid Cap Value

Hartford Moderate

Allocation

Hartford Money Market

Hartford Multi-Asset Income

Hartford Multifactor

Developed Markets (ex-US)

ETF

Hartford Municipal

Opportunities

Hartford Schroders Emerging

Markets Equity

Hartford Schroders

International Multi Cap Value

Hartford Schroders

International Stock

Hartford Schroders Tax-

Aware Bond

Hartford Schroders US Mid

Cap Opportunities

Hartford Short Duration

Hartford Small Cap Growth

Hartford Small Company

Hartford Stock

Hartford Strategic Income

Hartford Total Return Bond

ETF

Hartford TxFr National

Hartford US Govt Securities

Hartford Value

Hartford Value Opport

Hartford World Bond

Harvard Bioscience Inc

HARVEST ENERGY TRUST

Harvest Natural Resources

Inc.

HashiCorp Inc

Hastings Entertainment Inc

Hatteras Alpha Hedged

Strategies

Hatteras Financial Corp

Hatteras Long Short Debt

HAUPPAUGE DIGITAL INC

HAVAS

Haverty Furniture Cos Inc

Hawaiian Electric Industries

Inc.

Hawaiian Holdings Inc

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 91

Hawaiian Telcom Holdco Inc

Hawaiian TxFr Trust

HAWK CORP

Hawkins Inc

Hawthorn Bancshares Inc

Hawthorne Financial Corp

Hayes Lemmerz International

Inc

Haymaker Acquisition Corp II

HAYNES INTERNATIONAL INC

Hayward Holdings Inc

HBT Financial Inc

HC Innovations Inc

HCA Healthcare Inc

Hcb Bancshares Inc

HCC Insurance Holdings Inc.

HCM Dividend Sector Plus

HCM Income Plus

HCM Tactical Growth

HCSB Financial Corp

HCW Biologics Inc

HD Partners Acquisition Corp

HD Supply Holdings Inc

Head NV, Rotterdam

HeadHunter Group PLC

Headwaters Inc

HEALTH BENEFITS DIRECT

CORP

Health Catalyst Inc

Health Enhancement

Products Inc

Health Fitness Corp

Health Grades Inc

Health Management

Associates Inc.

Health Net Inc.

Healthaxis Inc

Healthcare Realty Trust Inc

Healthcare Services

Acquisition Corp

Healthcare Services Group

Inc

HealthEquity Inc

Healthetech Inc

HealthLynked Corp

Healthpeak Properties Inc

HEALTHSPORT INC

HealthSpring Inc

HealthStream Inc

HealthTronics Inc

Healthtronics Surgical Svcs

Healthwell Acquisition Corp I

Hearst-Argyle Television Inc.

Heartland Express Inc

Heartland Financial USA Inc

Heartland Media Acquisition

Corp

HEARTLAND OIL & GAS CORP

Heartland Payment Systems

Inc

Heartland Select Value

Heartland Value

Heartland Value Plus

HeartWare International Inc

HEARUSA INC

Heat Biologics Inc

Hecla Mining Co

HECTOR COMMUNICATIONS

CORP

Heelys Inc

HEI INC

HEICO Corp

Heidrick & Struggles

International Inc

Helen of Troy Ltd

Helicos BioSciences Corp

Heliogen Inc

Helios Technologies Inc

Helius Medical Technologies

Inc

Helix BioPharma Corp

Helix Energy Solutions Group

Inc

Helix TCS Inc

HELIX TECHNOLOGY CORP

Helix Wind Corp

Hellenic Telecommunications

Organizations OTE

Hello Group Inc

Helmerich & Payne Inc.

Hemisphere Media Group Inc

Hemlock Fed Finl Corp

HemoBioTech Inc

HEMOSENSE INC

HEMOSOL CORP

Hendrx Corp.

Hennessy Advisors Inc

Hennessy Cornerstone

Growth

Hennessy Cornerstone

Growth II

Hennessy Cornerstone Mid

Cap 30

Hennessy Focus

Hennessy Gas Utility

Hennessy Japan

Henry (Jack) & Associates Inc

HENRY BROS ELECTRONICS

INC

HEPALIFE TECHNOLOGIES

INC

Hepion Pharmaceuticals Inc

Herbalife Ltd

Herc Holdings Inc

Hercules Capital Inc

Hercules Inc

Hercules Offshore Inc

Here Enterprises Inc

Heritage Bankshares Inc

Heritage Commerce Corp

Heritage Financial Corp

Heritage Financial Group Inc

Heritage Global Inc

Heritage Growth Equity

Heritage Insurance Holdings

Inc

Heritage Oaks Bancorp

HERITAGE PPTY INVESTMENT

Heritage-Crystal Clean Inc

Herley Industries Inc

Heron Therapeutics Inc

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 92

Hersha Hospitality Trust

Hershey Co (The)

HERTZ GLOBAL HOLDINGS,

INC

Heska Corp

HESS CORP

Hess Midstream LP

Hestia Insight Inc

Hewitt Associates Inc.

Hewlett Packard Enterprise

Hexcel Corp

Hexo Corp

HF Financial Corp.

HFF INC

hhgregg Inc

Hi Tech Pharmacal Co Inc

hi/fn Inc

Hibbett Inc

Hibernia Cap Appreciation

HIBERNIA CORP -CL A

Hickory Tech Corp

Hicks Acquisition Co I Inc

Hicks Acquisition Company II

Inc

Hi-Crush Inc

HIENERGY TECHNOLOGIES

INC

High Sierra Technologies Inc

High Speed Access Corp

Highbury Financial Inc

Higher One Holdings Inc

Highland Floating Rate

Opportunities

Highland Global Allocation

HIGHLAND HOSPITALITY

CORP

Highland Long/Short Equity

Highland Long/Short

Healthcare

Highland Money Market II

Highland Opportunities And

Income Fund

Highland US Equity

Highland/iBoxx Senior Loan

ETF

Highlands Acquisition Corp

HIGHLANDS BANKSHARES

INC

HIGHLANDS BANKSHARES

INC/VA

Highlands REIT Inc

HighMark 100% US Treas

HighMark CA TxFr MM

HighMark Diversified MMF

Highmark International

Opportunities

HighMark Large Cap Value

HighMark Small Cap Value

HighMark US Govt MM

HighMark Value Momentum

HighPeak Energy, Inc.

HighPoint Resources Corp

Highwoods Properties Inc.

HILAND HOLDINGS GP LP

HILAND PARTNERS LP

Hilb Rogal & Hobbs Co

Hill International Inc

Hillenbrand Inc

HilleVax Inc

Hilliard Lyons Government

Hill-Rom Holdings Inc

Hills Bancorporation

Hillshire Brands Co

Hilltop Holdings Inc

Hilton Grand Vacations Inc

Hilton Worldwide Holdings

Inc

Himax Technologies Inc

HIMCO VIT Index

HIMS & HERS HEALTH, INC.

HINES HORTICULTURE INC

Hippo Holdings Inc

HireQuest Inc

HireRight Holdings Corp

HireRight Inc

Hirsch International Corp.

HI-SHEAR TECHNOLOGY

CORP

Hispanic Broadcasting

Histogenics Corp

HITACHI LTD

Hitor Group Inc

Hittite Microwave Corp

HKN Inc

HLF Emerging Markets

HLF Frontier Emerging

Markets

HLF Global Equity

HLF Institutional Emerging

Markets

HLF International Equity

HLF International Small

Companies

HLTH Corp

HMN Financial Inc

HMS Holdings Corp

HNI Corp

Hodges Fund

Hodges Small Cap

Hoegh LNG Partners LP

Hoku Corp

Holbrook Income

Hollinger Inc

Holloman Energy Corp

HOLLY ENERGY PARTNERS LP

Hollywood Entmt Corp

Hollywood Media Corp.

Hologic Inc

Home Bancorp Inc

Home Bancshares Inc

Home Depot Inc. (The)

Home Diagnostics Inc

Home Federal Bancorp Inc

Home Federal Bancorp/LA

HOME LOAN FINL CORP

Home Loan Servicing

Solutions Ltd

Home Plate Acquisition

Corporation

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 93

Home Point Capital Inc

Home Products Intl Inc

Home Properties Inc.

HomeAway Inc

HOMEFED CORP

Homeinns Hotel Group

Homestead Short Term Bond

Homestead Small Co Stock

Homestead Value

HomeStreet Inc

HomeTrust Bancshares Inc

Homology Medicines Inc

Honda Motor Co Ltd

Hondo Minerals Corp

Honeywell International Inc

Hong Kong Television

Network Ltd

Hong Kong Winalite Group

Inc

Hood River Small Cap Growth

Hooker Furnishings

Corporation

HOOKIPA Pharma Inc

Hooper Holmes Inc.

Hope Bancorp Inc

HopFed Bancorp Inc

Horace Mann Educators Corp

Horizon Acquisition Corp

Horizon Bancorp Inc

HORIZON BANCORPORATION

INC

Horizon Financial Corp

Horizon Global Corp

HORIZON HEALTH CORP

Horizon Lines Inc

Horizon Medical Products Inc

HORIZON OFFSHORE INC

Horizon Organic Holding

Horizon Therapeutics Public

Ltd Co

Hormel Foods Corp

Hornbeck Offshore Services

Inc.

HORNE INTERNATIONAL

INCHORNE

Horsehead Holding Corp

Hortonworks Inc

Hospira Inc

Host Hotels & Resorts Inc

Hostess Brands Inc

Hot Topic Inc

Hotchkis & Wiley Diversified

Value

Hotchkis & Wiley High Yield

Hotchkis & Wiley Large Cap

Val

Hotchkis & Wiley Mid Cap

Val

Hotchkis & Wiley Small Cap

Diversified Value

Hotchkis & Wiley Small Cap

Value

Hotchkis & Wiley Value

Opportunities

Houghton Mifflin Harcourt

Houlihan Lokey Inc

Hour Loop Inc

HOUSE OF BRUSSELS

CHOCOLATES

HOUSERAISING INC

Houston American Energy

Corp

HOUSTON EXPLORATION CO

Houston Wire & Cable Co

Hovnanian Enterprises Inc.

Howard Bancorp Inc

Howard Hughes Holdings Inc

Howmet Aerospace Inc

HP Inc

Hpsc Inc

HQ Sustainable Maritime

Industries Inc

HS3 TECHNOLOGIES INC

HSBC Holdings PLC

HSBC Inv Fixed Income

HSBC Inv Intl Equity

HSBC Inv NY TxFr MM

HSBC Inv Small Cap Equity

HSBC Prime Money Market

HSBC Total Return

HSN Inc

HST Global Inc

HTG Molecular Diagnostics

Inc

Huaneng Power International

Inc

Hub Group Inc

HUB INTERNATIONAL LTD

Hubbell Inc

HubSpot Inc

HUDBAY MINERALS INC

Hudson City Bancorp Inc

Hudson Executive

Investment Corp II

Hudson Executive

Investment Corp III

Hudson Global Inc

HUDSON HOLDING CORP

Hudson Ltd

Hudson River Bancorp Inc

Hudson Technologies Inc

HUDSON UNITED BANCORP

Hudson Valley Holding Corp

Huffy Corp

Hughes Communications Inc

HUGHES SUPPLY INC

Hughes Telematics Inc

Hugoton Royalty Trust

Huiheng Medical Inc

Humacyte, Inc

HUMAN BIOSYSTEMS

HUMAN GENOME SCIENCES

INC

Humana Inc.

Humboldt Bancorp

HUMMINGBIRD LTD

Hunt Companies Acquisition

Corp I

Hunt Global Resources Inc

Huntington Bancshares Inc

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 94

Huntington Fixed Income Sec

Huntington Growth

Huntington Ingalls Industries

Inc

Huntington Intl Equity

Huntington MM

Huntington OH Muni MM

Huntington US Treas MM

HuntMountain Resources Ltd

HUNTSMAN CORP

Hurco Cos Inc

Husky Energy Inc

Hussman Strategic Growth

Hussman Strategic Total

Return

Hut 8 Corp

Hutchinson Technology Inc

Hutchison

Telecommunications

International Ltd

HUTCHMED (China) Limited

Huttig Building Products Inc

HUYA Inc

Hyatt Hotels Corp

HYBRID FUEL SYSTEMS INC

Hycor Biomedical Inc

HYCROFT MINING HOLDING

CORP

Hyde Park Acquisition Corp II

HYDRIL CO

Hydrocarb Energy Corp

Hydrofarm Holdings Group

Inc

HYDROGEN CORP

HYDROGEN ENGINE CENTER

INC

Hydrogen Hybrid

Technologies Inc

HYDROGEN POWER INC

HYDROGENICS CORP

Hyliion Holdings Corp.

Hypercom Corp

Hyperdynamics Corp

Hyperfine Inc

Hyperion Brookfield Total

Return Fund Inc (The)

HYPERION SOLUTIONS CORP

Hyperion Therapeutics Inc

Hyster-Yale Materials

Handling Inc

Hy-Tech Technology Group

Inc

Hyzon Motors Inc

I/O Magic Inc

I2 Technologies Inc

I3 Verticals Inc

I-80 Gold Corp

IA Global Inc.

IAA Inc

IAC Inc

IAMGold Corp

Iao Kun Group Holding Co Ltd

IB3 Networks Inc

IBasis Inc

IBERIABANK Corp

Ibex Ltd

iBio Inc

IBIS TECHNOLOGY CORP

IBT BANCORP INC

Icagen Inc.

Icahn Enterprises LP

ICARBON CORP

IceCure Medical Ltd

ICF International Inc

Icg Communications

Ichor Holdings Ltd

Icici Bank Ltd

ICI-IMPERIAL CHEM INDS PLC

iClick Interactive Asia Group

Ltd

ICO Inc

ICON Energy

ICON Financial Services

ICON Healthcare

ICON Information

Technology

ICON Long Short

Icon PLC

ICONIX BRAND GROUP INC

ICOP DIGITAL INC

ICORIA INC

ICOS CORP

ICOS VISION SYSTEM NV

Icosavax Inc

ICP Solar Technologies Inc

ICT Govt Cash & Agency

ICT GROUP INC

ICT TECHNOLOGIES INC

ICTS INTERNATIONAL NV

ICU Medical Inc

ICx Technologies Inc

ID BIOMEDICAL CORP

IDACORP Inc.

Ideal Power Inc

Ideanomics Inc

Ideation Acquisition Corp

IDEAYA Biosciences Inc

Idenix Pharmaceuticals Inc

Identiv Inc

IDENTIX INC

IDERA PHARMACEUTICALS

INC

IDEX Corp

IDEXX Laboratories Inc

IDM PHARMA INC

IDO Security Inc

iDreamSky Technology Ltd

IDT Corp

IDX SYSTEMS CORP

IEC Electronics Corp

IEG Holdings Corp

IES Holdings Inc

IF Bancorp Inc

I-FLOW CORP

IFM Investments Ltd

Ifresh Inc

IFT Money Market Portfolio

IG Acquisition Corp

IGATE Corp

Igen Inc

IGM Biosciences Inc

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 95

IGNIS PETROLEUM GROUP

INC

Ignite Restaurant Group Inc

Ignyta Inc

iGo Inc

IHS Holding Limited

IHS Inc

IHS Markit Ltd

IHuman Inc

iKang Healthcare Group Inc

Ikanos Communications Inc

Ikena Oncology Inc

IKON Office Solutions Inc.

iLearningEngines Inc

Ilex Oncology Inc

ILG Inc

Illinois Tool Works Inc.

Illumina Inc

Ilog SA, Gentilly

ILX RESORTS INC

IM Cannabis Corp

IMAGE ENTERTAINMENT INC

Image Sensing Systems Inc

ImageWare Systems Inc.

Imaging Diagnostic Systems

Inc

IMAGING3 INC

IMAGISTICS INTERNATIONAL

INC

Imago BioSciences Inc

Imanage Inc

I-many Inc

ImaRx Therapeutics Inc

Imation Corp

Imax Corp

Imc Global Inc

IMCLONE SYSTEMS INC

IMCOR PHARMACEUTICAL

iMedia Brands Inc

IMEDIA INTERNATIONAL INC

iMGP Alternative Strategies

Immatics N.V.

Immersion Corp

IMMTECH

PHARMACEUTICALS INC

IMMUCOR INC

Immune Design Corp

IMMUNE RESPONSE

CORP/DE

Immuneering Corp

Immunicon Corp

ImmunityBio, Inc

ImmunoCellular Therapeutics

Ltd

Immunocore Holdings plc

IMMUNOGEN INC

Immunomedics Inc

ImmunoPrecise Antibodies

Ltd

Immunovant Inc

IMPAC MEDICAL SYSTEMS

INC

Impac Mortgage Holdings

Inc.

IMPART MEDIA GROUP

Impax Core Bond

Impax Ellevate Global

Women's Leadership

Impax Global Environmental

Markets

Impax High Yield Bond

Impax International

Sustainable Economy

Impax Laboratories Inc

Impax Large Cap

Impax Small Cap

Impax Sustainable Allocation

Impel Pharmaceuticals Inc

Imperial Capital Bancorp Inc

IMPERIAL INDUSTRIES INC

Imperial Oil Ltd

IMPERIAL PARKING CORP

IMPERIAL SUGAR CO

IMPERIAL TOBACCO GROUP

PLC

Imperva Inc

Impinj Inc

IMPLANT SCIENCES CORP

Imprivata Inc

IMPSAT FIBER NETWORKS

INC

IMS Health Holdings Inc

IN8bio Inc

INAMED CORP

Inari Medical Inc

INCO LTD

Income Opportunity Realty

Investors Inc.

inContact Inc

INCYTE CORP

INDEPENDENCE CMNTY BK

CORP

Independence Contract

Drilling Inc

Independence Holding Co

Independence Holdings Corp

Independence Realty Trust

Inc

Independent Bank Corp

Independent Bank Corp.

Independent Bank Group Inc

INDEVUS PHARMACEUTICALS

INC

Index Oil & Gas Inc

IndexIQ Hedge Multi-

Strategy Tracker ETF

India Fund Inc. (The)

India Globalization Capital

Inc

Indiana Community Bancorp

Indie Semiconductor Inc

Indigo-Energy Inc

Indivior PLC

INDUS INTERNATIONAL INC

INDUS Realty Trust Inc

Industrial Distribution Group

Inc.

Industrial Logistics Properties

Trust

Industrial Services of

America Inc

Public Company Accounting Oversight Board

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Share as of September 1, 2024

Page 96

Industrial Tech Acquisitions II

Inc

Industrias Bachoco SAB De

INERGY HOLDINGS LP

Inet Technologies Inc

Infineon Technologies AG,

Muenchen

Infinera Corp

Infinity Augmented Reality

Inc

INFINITY ENERGY

RESOURCES

Infinity Pharmaceuticals Inc

Infinity Property & Cas Corp

Infinity Property and

Casualty Corp

Infinity Q Diversified Alpha

InflaRx NV

Infoblox Inc

INFOCROSSING INC

Infocus Corp (USA)

infoGROUP Inc

InfoLogix Inc

Infonet Services Corp

Informatica Corp

Informatica Inc

INFORMATION HOLDINGS

INC

Information Resources Inc

Information Services Group

Inc

INFORTE CORP

INFOSMART GROUP INC

INFOSONICS CORP

Infosys Ltd

INFRASOURCE SERVICES

Infrastructure and Energy

Alternatives Inc

INFRASTRUCTURE

DEVELOPMENTS CORP.

Infusion Brands International

inc

InfuSystem Holdings Inc

ING Alliance Mid Cap Growth

ING Am Century Select

ING American Funds Asset

Allocation

ING American Funds Bond

ING American Funds Gro &

Inc

ING American Funds Growth

ING American Funds Intl

ING Artio Foreign

ING Asia Pacific High

Dividend Equity Income Fund

ING Balanced

ING BlackRock Large Cap

Growth

ING BlackRock Science &

Tech Opportunity

ING Brokerage Cash Reserves

ING CapGuardian Small Mid

Cap

ING CapGuardian US Equities

ING Clarion Global Real

Estate Port

ING Clarion RE Inc Fd

ING Classic Money Market

ING Columbia Small Cap

Value

ING Core Equity Research

ING Davis New York Venture

ING Disciplined Intl Sm Cap

ING Diversified International

ING Emerging Countries

ING Emerging Mkts Fixed

Income

ING Euro STOXX 50 Index

ING Fidelity VIP Contrafund

ING Financial Services

ING Foreign

ING FTSE 100 Index

ING Get US Core

ING GetD Fund

ING GetE Fund

ING GetS Fund

ING GetV Fund

ING Global Advantage &

Premium Opportunity Fund

ING GLOBAL ADVTG PREM

OPP FD

ING Global Bond Portfolio

ING Global Equity Dividend

ING Global Value Choice

ING Goldman Sachs

Commodities

ING Groep NV

ING Growth & Value

ING High Yield Opportunity

ING Index + Small Cap

Portfolio

ING Index Plus Large Cap

ING Index Plus Mid Cap

ING Infrastructure Industrials

and Materials Fund

ING Institutional Prime

Money Market

ING International Small Cap

Multimgr

ING International Val

Portfolio

ING International Value

ING Janus Contrarian

ING Japan TOPIX Index

ING JPM Intl

ING JPM Value Opportunities

ING Legg Mason P Aggressive

Growth

ING Legg Mason P All Cap

ING Legg Mason Value

ING Lifestyle Aggrsv Growth

ING Lifestyle Growth

ING Lifestyle Moderate

Growth

ING Limited Maturity Bond

ING Lord Abbett Affiliated

ING Magna Cap

ING Marsico Growth

ING MFS Total Return

ING MFS Utilities

Public Company Accounting Oversight Board

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ING Mid Cap Gro

ING Money Market

ING Morgan Stanley Global

Franchise

ING Neuberger Berman

Partners

ING Oppenheimer Main

Street

ING Pioneer Mid Cap Value

ING Principal Protect IV

ING Principal Protection I

ING Principal Protection II

ING Principal Protection III

ING Principal Protection V

ING Principal Protection VI

ING Principal Protection VII

ING Risk Managed Natural

Resources Fund

ING Russia

ING T Rowe International

Stock

ING Thornburg Value

ING Total Return Bond

ING UBS US Large Cp Eqty

ING Value Choice

ING Van Kampen Capital

Growth

ING Van Kampen Large Cap

Growth

ING VP Index Plus

International Equity

ING VP Strategic Alloc

Growth

ING VP Strategic Alloc

Moderate

ING Wells Fargo Disciplined

Value

Ingersoll Rand Inc

Ingevity Corp

Ingles Markets Inc

Ingram Micro Inc.

Inhibitex Inc

Inhibrx Inc

INKINE PHARMACEUTICAL

CO INC

Inksure Technologies Inc

Inland Land Appreciation

Fund II LP

Inland Real Estate Corp

Inland Real Estate Income

Trust Inc

InMode Ltd

INmune Bio Inc

INNCARDIO INC

INNKEEPERS USA TRUST

Innocoll Holdings Plc

Innodata Inc

Innospec Inc

INNOTRAC CORP

InnovAge Holding Corp

Innovaro Inc

INNOVATE Corp

Innovation Pharmaceuticals

Inc

Innovative Card Technologies

Inc.

Innovative Industrial

Properties Inc

Innovative International

Acquisition Corp

Innovative Software Tech Inc

Innovative Solutions and

Support Inc

INNOVEX INC

Innovid Corp

Innoviva Inc

INNOVIVE

PHARMACEUTICALS INC

INNUITY INC

Inogen Inc

Inotiv Inc

Inovalon Holdings Inc

Inovio Pharmaceuticals Inc

Inphi Corp

Inpixon

INSIGHT COMMUNICATIONS

INC

Insight Enterprises Inc

InSight Health Services

Holdings Corp

Insightful Corp

INSIGNIA SOLUTIONS PLC -

ADR

INSIGNIA SYSTEMS INC

InSite Vision Inc

Insmed Inc

Insperity Inc.

Inspirato Inc

INSPIRE PHARMACEUTICALS

INC

InspireMD Ltd

Installed Building Products

Inc

Insteel Industries Inc

Instil Bio Inc

INSTINET GROUP INC

Institutional Financial

Markets Inc

Institutional Money Market

INSU Acquisition Corp III

Insulet Corporation

INSURANCE AUTO AUCTIONS

INC

Insurance Mgmt Solutions

Grp

INSURE.COM INC

InsWeb Corp

INTAC INTERNATIONAL

Intapp Inc

INTECH US Core

Integer Holdings Corp

Integra Bank Corp

Integra LifeSciences Holdings

Corp

Integra Resources Corp

Integral Acquisition

Corporation 1

Integral Ad Science Holding

Corp

Integral Systems Inc

Public Company Accounting Oversight Board

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Share as of September 1, 2024

Page 98

INTEGRAL TECHNOLOGIES

INC

INTEGRAL VISION INC

IntegraMed America Inc

INTEGRATED ALARM SVCS

GROUP

INTEGRATED BIOPHARMA

INC

INTEGRATED CIRCUIT

SYSTEMS

Integrated Data Corp

Integrated Defense Tech Inc

Integrated Device

Technology Inc.

Integrated Enviro

Technologies Ltd

Integrated Healthcare

Holdings Inc

INTEGRATED SECURITY SYS

INC

Integrated Silicon Solution

Inc

INTEGRITY BANCSHARES INC

INTEGRITY FINANCIAL CORP

Integrys Energy Group Inc

Intel Corp

INTELIDATA TECHNOLOGIES

CORP

Inteliquent Inc

Intellia Therapeutics Inc

Intellicheck Inc

Intelligent Communication

Enterprise Corp

Intelligent Medicine

Acquisition Corp

Intelligentias Inc

Intelligroup Inc

IntelliPharmaCeutics

International Inc

INTELLISYNC CORP

Intellon Corp

Intelsat SA

Inter Parfums Inc

INTERACTIVE BRAND DEV

INC

Interactive Brokers Group Inc

Interactive Data Corp

Interactive Intelligence

Group Inc

INTERACTIVE SYSTEMS

WORLDWDE

Interactive Television

Networks

InterAmerican Acquisition

Group Inc

Inter-Atlantic Financial Inc

Intercept Inc

Intercept Pharmaceuticals

Inc

INTERCHANGE FINL SVCS

CP/NJ

interCLICK Inc

Intercontinental Exchange

Inc

Intercontinental Hotels

Group PLC

Intercorp Financial Services

Inc

InterDigital Inc

Interface Inc

INTERGRAPH CORP

INTERLEUKIN GENETICS INC

Interline Brands Inc.

INTERLINK ELECTRONICS

Interlott Technologies Inc

INTERMAGNETICS GENERAL

CORP

Intermec Inc

Intermediate Bond Fund

America

Intermet Corp

InterMetro Communications

Inc

INTERMIX MEDIA INC

Intermolecular Inc

Intermountain Community

Bancorp

INTERMUNE INC

Internap Corp

International Absorbents Inc

INTERNATIONAL ALUMINUM

CORP

International Bancshares

Corp

International Business

Machines Corp

International Coal Group Inc

INTERNATIONAL

COMMERCIAL TV

INTERNATIONAL ENERGY INC

International Fight League

Inc

International Fuel

Technology Inc

International Game

Technology

International Game

Technology PLC

International General

Insurance Holdings Ltd.

International Hi-Tech

Industries Inc

INTERNATIONAL ISOTOPES

INC

International Monetary

Systems

International Money Express,

Inc.

International Paper Co

International Power Group

Ltd

INTERNATIONAL POWER PLC

International Rectifier Corp

INTERNATIONAL ROYALTY

CORP

International Seaways Inc

International Shipholding

Corp

International Speedway Corp

INTERNATIONAL STEEL GRP

INC

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 99

International Stem Cell Corp

International Textile Group

Inc

International Tower Hill

Mines Ltd

International Wire Group Inc

Internet Brands Inc

Internet Gold-Golden Lines

Ltd

INTERNET INITIATIVE JAPAN

INC

INTERNET SECURITY SYS INC

INTERPHASE CORP

INTERPOOL INC

Interpore International

Intersect ENT Inc

Intersections Inc

Intersil Corp

Interstate Bakeries Corp

Interstate Hotels & Resorts

Inc.

Intertan Inc

Intertape Polymer Group Inc.

INTER-TEL INC -SER A

Intervest Bancshares Corp.

INTERVIDEO INC

INTERVOICE INC

Interwave Commun Intl Ltd

Interwoven Inc

InterXion Holding NV

Intevac Inc

INTIER AUTOMOTIVE INC

INTL DISPLAYWORKS INC

Intl Multifoods Corp

INTL SECURITIES EXCHNG

HLDGS

Intra-Cellular Therapies Inc

INTRADO INC

INTRALASE CORP

IntraLinks Holdings Inc

Intraware Inc

INTRAWEST CORP

Intrawest Resorts Holdings

Inc

Intrepid Potash Inc

Intrepid Small Cap

Intricon Corp

Intrusion Inc

Intuit Inc.

Intuitive Machines Inc

Intuitive Surgical Inc

Inuvo Inc

Invacare Corp

InvenSense Inc

INVENTIV HEALTH INC

Inveresk Research Group Inc

Invesco Active Allocation

Invesco Advantage Municipal

Income Trust II

INVESCO Advntg Glbl Hlth Sci

Invesco Aerospace &

Defense ETF

Invesco American Franchise

Invesco American Value

Invesco AMT-Free Municipal

Income

INVESCO Balanced

Invesco Balanced Risk

Allocation

Invesco Balanced-Risk

Commodity Strategy

Invesco Basic Balanced

Invesco Basic Value

Invesco BulletShares 2018

Corporate Bond ETF

Invesco BulletShares 2018

High Yield Corporate Bond

ETF

Invesco BulletShares 2019

Corporate Bond ETF

Invesco BulletShares 2019

High Yield Corporate Bond

ETF

Invesco BulletShares 2020

Corporate Bond ETF

Invesco BulletShares 2020

High Yield Corporate Bond

ETF

Invesco BulletShares 2021

Corporate Bond ETF

Invesco BulletShares 2021

High Yield Corporate Bond

ETF

Invesco BulletShares 2022

Corporate Bond ETF

Invesco BulletShares 2022

High Yield Corporate Bond

ETF

Invesco BulletShares 2023

Corporate Bond ETF

Invesco BulletShares 2023

High Yield Corporate Bond

ETF

Invesco BulletShares 2024

Corporate Bond ETF

Invesco BulletShares 2024

High Yield Corporate Bond

ETF

Invesco BulletShares 2025

Corporate Bond ETF

Invesco BulletShares 2025

High Yield Corporate Bond

ETF

Invesco BulletShares 2026

Corporate Bond ETF

Invesco BulletShares 2027

Corporate Bond ETF

Invesco BulletShares 2028

Corporate Bond ETF

Invesco CA TxFr Inc

Invesco California Municipal

Invesco California Value

Municipal Income Trust

Invesco Capital Appreciation

Invesco Capital Development

INVESCO Cash Reserves

Invesco Charter

Invesco Comstock

Invesco Comstock Select

Invesco Conservative Income

Invesco Constellation

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 100

Invesco Convertible

Securities

Invesco Core Bond

Invesco Core Plus Bond

Invesco Corporate Bond

Invesco CurrencyShares

Australian Dollar Trust

Invesco CurrencyShares

British Pound Sterling Trust

Invesco CurrencyShares

Canadian Dollar Trust

Invesco CurrencyShares Euro

Trust

Invesco CurrencyShares

Japanese Yen Trust

Invesco CurrencyShares

Swiss Franc Trust

Invesco DB Agriculture Fund

Invesco DB Base Metals Fund

Invesco DB Commodity Index

Tracking Fund

Invesco DB Energy Fund

Invesco DB Gold Fund

Invesco DB Oil Fund

Invesco DB Precious Metals

Fund

Invesco DB USD Index Bullish

Fund ETF

Invesco Developing Markets

Invesco Discovery

Invesco Discovery Mid Cap

Growth

Invesco Diversified Dividend

Invesco Dividend Growth

Securities

Invesco Dividend Income

Invesco Dorsey Wright

Momentum ETF

Invesco Dorsey Wright

SmallCap Momentum ETF

Invesco Dynamic Credit

Opportunities Fund

Invesco Dynamic Leisure and

Entertainment ETF

Invesco Dynamic

Pharmaceuticals ETF

Invesco Dynamic Software

ETF

Invesco Dynamics

Invesco Emerging Markets

Innovators

Invesco Emerging Markets

Sovereign Debt

Invesco Endeavor

Invesco Energy

Invesco Equal Weight 0-30

Year Treasury ETF

Invesco Equally Weighted

S&P 500

Invesco Equity & Income

Invesco EQV Asia Pacific

Equity

Invesco EQV Emerging

Markets All Cap

Invesco EQV European Equity

Invesco EQV International

Equity

INVESCO European

Invesco European Small

Company

Invesco Exchange Traded

Fund Trust II - Invesco FTSE

RAFI Develo

Invesco Exchange Traded

Fund Trust Invesco FTSE RAFI

US 1000

Invesco Exchange-Traded

Fund Trust II - China

Technology ETF

Invesco Exchange-Traded

Fund Trust II - Invesco

California AMT-F

Invesco Exchange-Traded

Fund Trust II - Invesco CEF

Income Compo

Invesco Exchange-Traded

Fund Trust II - Invesco S&P

500 Low Vola

Invesco Exchange-Traded

Fund Trust II - Invesco S&P

500 QVM Mult

Invesco Exchange-Traded

Fund Trust II - Invesco S&P

Emerging Mar

Invesco Exchange-Traded

Fund Trust II - Invesco S&P

Internationa

Invesco Exchange-Traded

Fund Trust II - Invesco Solar

ETF

Invesco Exchange-Traded

Fund Trust II- Invesco S&P

500 High Beta

Invesco Exchange-Traded

Fund Trust II Invesco S&P

SmallCap Healt

Invesco Exchange-Traded

Fund Trust Invesco BuyBack

Achievers ETF

Invesco Exchange-Traded

Fund Trust Invesco Dividend

Achievers ET

Invesco Exchange-Traded

Fund Trust Invesco DWA

Healthcare Moment

Invesco Exchange-Traded

Fund Trust Invesco Nasdaq

Internet ETF

Invesco Financial Preferred

ETF

Invesco Floating Rate ESG

Invesco FTSE RAFI Developed

Markets ex-U.S. ETF

Invesco FTSE RAFI Emerging

Markets ETF

Invesco FTSE RAFI US 1500

Small-Mid ETF

Invesco Fundamental

Alternatives

Invesco Fundamental High

Yield Corporate Bond

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 101

Invesco Glbl Small & Mid Cap

Growth

Invesco Global

Invesco Global Allocation

Invesco Global Core Equity

Invesco Global Dividend

Growth Securities

Invesco Global Focus

Invesco Global Growth

Invesco Global Opportunities

Invesco Global Real Estate

Income

Invesco Global Strategic

Income

Invesco Gold & Precious

Metals

Invesco Gold & Special

Minerals

Invesco Government Money

Market

Invesco Govt & Agency

INVESCO Growth

Invesco Growth & Income

Invesco Health Care

Invesco High Income Muni

INVESCO High Yield

Invesco High Yield Equity

Dividend Achievers ETF

Invesco High Yield Municipal

Invesco Income

Invesco Income Allocation

Invesco Intermediate

Municipal Income

Invesco International Bond

Invesco International Core

Equity

Invesco International

Diversified

Invesco International

Dividend Achievers ETF

Invesco International Equity

Invesco International Small

Company

Invesco International Small-

Mid Company

Invesco KBW Bank ETF

Invesco Large Cap Growth

ETF

Invesco Large Cap Value ETF

Invesco Large Relative Value

Invesco Leisure

Invesco Limited Term

California Municipal

Invesco Limited Term Muni

Income

Invesco Liquid Assets

Invesco Ltd

Invesco Main Street

Invesco Main Street All Cap

Invesco Main Street Mid Cap

Invesco Main Street Small

Cap

Invesco Mid Cap Core Equity

Invesco Mid Cap Growth

Invesco Moderate Allocation

Invesco Moderate Growth

Allocation

Invesco Mortgage Capital Inc

Invesco MSCI USA ETF

Invesco Multi Sector

Invesco Multi-Asset Income

Invesco Muni Bond

Invesco Municipal

Invesco Municipal Income

Invesco Municipal

Opportunity Trust

Invesco Municipal Trust

Invesco NASDAQ 100 ETF

Invesco NASDAQ Next Gen

100 ETF

Invesco National AMT-Free

Municipal Bond ETF

Invesco Oppenheimer Capital

Income

Invesco Oppenheimer Equity

Income

Invesco Oppenheimer

Government Cash Reserves

Invesco Oppenheimer

International Growth

Invesco Oppenheimer

Limited-Term Bond

Invesco Oppenheimer

Limited-Term Govt

Invesco Oppenheimer Mid

Cap Value

Invesco Oppenheimer Real

Estate

Invesco Oppenheimer

Rochester Short Duration

High Yield Muni

Invesco Oppenheimer V.I.

International Growth

Invesco Optimum Yield

Diversified Commodity

Strategy No K-1 ETF

Invesco Pennsylvania

Municipal

Invesco Preferred

Invesco Premier Portfolio

Invesco Prime Income Trust

Invesco QQQ Trust Series 1

Invesco Quality Income

Invesco Quality Municipal

Income Trust

Invesco Real Estate

Invesco Rising Dividends

Invesco Rochester AMT Free

NY Municipal

Invesco Rochester Limited

Term New York Municipal

Invesco Rochester Municipal

Opportunities

Invesco Rochester New York

Municipals

Invesco Russell 1000

Dynamic Multifactor ETF

Invesco Russell 1000 Equal

Weight ETF

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

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Invesco Russell 2000 Pure

Value Etf

Invesco Russell Midcap Pure

Growth Etf

Invesco S&P 500 Equal

Weight Consumer

Discretionary ETF

Invesco S&P 500 Equal

Weight Consumer Staples

ETF

Invesco S&P 500 Equal

Weight Energy ETF

Invesco S&P 500 Equal

Weight ETF

Invesco S&P 500 Equal

Weight Health Care ETF

Invesco S&P 500 Equal

Weight Materials ETF

Invesco S&P 500 Equal

Weight Technology Etf

Invesco S&P 500 GARP

Invesco S&P 500 High

Dividend Low Volatility ETF

Invesco S&P 500 Index

Invesco S&P 500 Pure

Growth Etf

Invesco S&P 500 Pure Value

Etf

Invesco S&P 500 Quality Etf

Invesco S&P 500 Revenue

ETF

INVESCO S&P 500 TOP 50

ETF

Invesco S&P Global Water

Index ETF

Invesco S&P Midcap 400

Pure Growth ETF

Invesco S&P Midcap Low

Volatility Etf

Invesco S&P MidCap Quality

ETF

Invesco S&P SmallCap 600

Revenue ETF

Invesco S&P SmallCap Low

Volatility ETF

Invesco S&P Ultra Dividend

Revenue ETF

Invesco Select Companies

INVESCO Select Income

Invesco Select Risk:

Conservative Investor

Invesco Select Risk: Growth

Investor

Invesco Select Risk: High

Growth Investor

Invesco Select Risk:

Moderate Investor

Invesco Semiconductors ETF

Invesco Senior Floating Rate

Invesco Senior Income Trust

Invesco Senior Loan

Invesco Short Duration High

Yield Municipal

Invesco Short Duration

Inflation Protected

Invesco Short Term

Municipal

Invesco Short Term Treasury

ETF

Invesco Small Cap Discovery

Invesco Small Cap Equity

Invesco Small Cap Growth

Invesco Small Cap Value

Invesco Special Value

Invesco SteelPath MLP Alpha

Invesco SteelPath MLP

Income

Invesco SteelPath MLP Select

Invesco STIC Prime

Invesco STIT TxFr Cash

Reserve

Invesco Summit Fund

Invesco Tax Exempt

Securities

Invesco Taxable Municipal

Bond

Invesco Technology

INVESCO

Telecommunications

Invesco Total Return Bond

ETF

Invesco Treasury

Invesco Treasury Obligations

Invesco Trust for Investment

Grade Municipals

Invesco Ultra Short Duration

Etf

Invesco US Government

Money

Invesco US Small Cap Value

Invesco V.I. American

Franchise

Invesco V.I. Balanced Risk

Allocation

Invesco V.I. Basic Value

Invesco V.I. Capital

Appreciation

Invesco V.I. Comstock

Invesco V.I. Core Equity

Invesco V.I. Discovery Mid

Cap Growth

Invesco V.I. Diversified

Dividend

Invesco V.I. Equity & Income

Invesco V.I. EQV

International Equity

Invesco V.I. Global

Invesco V.I. Global Strategic

Income

Invesco V.I. Government

Money Market

Invesco V.I. Government

Securities

Invesco V.I. Growth &

Income

Invesco V.I. Main Street

Small Cap

Invesco V.I. Mid Cap Core

Equity

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

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Invesco V.I. US Government

Money

Invesco Value Municipal

Income Trust

Invesco Value Opportunity

Invesco Van Kampen Capital

Growth

Invesco Van Kampen

Emerging Markets

Invesco Van Kampen

Enterprise

Invesco Van Kampen Global

Franchise

Invesco Van Kampen

Government Security

Invesco Van Kampen Harbor

Invesco Van Kampen High

Yield

Invesco Van Kampen Insured

Tax Free Income

Invesco Van Kampen

International Growth

Invesco Van Kampen

Pennsylvania Value

Municipal Income Trust

Invesco Van Kampen Real

Estate Security

Invesco Van Kampen V.I.

Government

Invesco Van Kampen V.I. Mid

Cap Value

Invesco Variable Rate

Investment Grade ETF

Invesco Variable Rate

Preferred Etf

Invesco Water Resources ETF

Invesco Wilderhill Clean

Energy Etf

Investar Holding Corp

Investcorp India Acquisition

Corp

Investment Technology

Group Inc.

Investors Bancorp Inc

Investors Capital Holdings

Ltd

INVESTORS FINANCIAL SVCS

Investors Title Co

Investview Inc

INVISA INC

Invision Technologies Inc

Invitae Corp

Invitation Homes Inc

Invitel Holdings A/S

Invivo Corp

InVivo Therapeutics Holdings

Corp

Invivyd Inc

Invuity Inc

INX Inc

INYX INC

IO Biotech Inc

IOMAI CORP

Iomega Corp

ION Geophysical Corp

ION MEDIA NETWORKS INC

IONA TECHNOLOGIES PLC

IONICS INC

Ionis Pharmaceuticals Inc

IOTA Communications Inc

Iovance Biotherapeutics Inc

Iowa Telecommunications

Services Inc

iPass Inc

IPAYMENT INC

IPC Healthcare Inc

IPC Holdings Ltd

iPCS Inc.

Ipec Holdings Inc

IPG Photonics Corp

IPIX CORP

iPower Inc

IPSCO INC

Ipsidy Inc

IQ 50 Percent Hedged FTSE

International ETF

iQIYI Inc

IQVIA Holdings Inc

IR BIOSCIENCES HOLDINGS

INC

iRadimed Corp

IRELAND INC

iRhythm Technologies Inc

IRIDEX Corp

Iridium Communications Inc

IRIS International Inc.

iRobot Corp

Iron Mountain Inc

Iron Strategic Income

IronBridge Small Cap

IronBridge SMID Cap

Ironclad Encryption Corp

Ironclad Performance Wear

Corp

Ironwood Pharmaceuticals

Inc

IRSA Propiedades

Comerciales SA

IRVINE SENSORS CORP

ISAACS I C & CO INC

Isabella Bank Corp

Isco Inc

ISCO International Inc.

Isecuretrac Corp

ishare Inc - iShares MSCI

Taiwan ETF

iShares 0-3 Month Treasury

Bond ETF

iShares 0-5 Year High Yield

Corporate Bond ETF

iShares 0-5 Year Investment

Grade Corporate Bond ETF

iShares 0-5 Year TIPS Bond

ETF

iShares 10-20 Year Treasury

Bond ETF

iShares 1-3 Year Treasury

Bond ETF

iShares 1-5 Year Investment

Grade Corp Bond ETF

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

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iShares 3-7 Year Treasury

Bond ETF

iShares 5-10 Year Investment

Grade Corp Bond ETF

iShares 7-10 Year Treasury

Bond ETF

iShares Aaa - A Rated

Corporate Bond ETF

iShares Agency Bond ETF

iShares Asia 50 ETF

iShares Biotechnology ETF

iShares Broad USD High Yield

Corporate Bond ETF

iShares Broad USD

Investment Grade Corporate

Bond

iShares California Muni Bond

ETF

iShares China Large-Cap ETF

iShares Climate Conscious &

Transition MSCI USA ETF

iShares CMBS ETF

iShares Cohen & Steers REIT

ETF

iShares Convertible Bond ETF

iShares Core 1-5 Year USD

Bond ETF

iShares Core Aggressive

Allocation Fund

iShares Core Conservative

Allocation Fund

iShares Core Dividend

Growth ETF

iShares Core Growth

Allocation Fund

iShares Core High Dividend

ETF

iShares Core International

Aggregate Bond ETF

iShares Core Moderate

Allocation Fund

iShares Core MSCI EAFE ETF

iShares Core MSCI Emerging

Markets ETF

iShares Core MSCI Europe

ETF

iShares Core MSCI

International Developed

Markets ETF

iShares Core MSCI Pacific ETF

iShares Core MSCI Total

International Stock ETF

iShares Core S&P 500 ETF

iShares Core S&P Mid-Cap

ETF

iShares Core S&P Small-Cap

ETF

iShares Core S&P Total U.S.

Stock Market ETF

iShares Core S&P U.S.

Growth ETF

iShares Core S&P U.S. Value

ETF

iShares Core Total USD Bond

Market ETF

iShares Core US Aggregate

Bond ETF

iShares Core US REIT ETF

iShares Currency Hedged

MSCI EAFE ETF

iShares Currency Hedged

MSCI Eurozone ETF

iShares Currency Hedged

MSCI Germany ETF

iShares Currency Hedged

MSCI Japan ETF

iShares Cybersecurity and

Tech ETF

iShares Developed Real

Estate Index

iShares Dow Jones US ETF

iShares Edge MSCI Intl

Momentum Factor ETF

iShares Edge MSCI USA Size

Factor ETF

iShares Emerging Markets

Dividend ETF

iShares Emerging Markets

Equity Factor ETF

iShares Emerging Markets

High Yield Bond ETF

iShares ESG Advanced MSCI

USA ETF

Ishares ESG Advanced Total

USD Bond Market ETF

iShares ESG Aware 1-5 Year

USD Corporate Bond

iShares ESG Aware MSCI

EAFE ETF

iShares ESG Aware MSCI USA

Small-Cap ETF

iShares ESG Aware USD

Corporate Bond ETF

iShares ESG MSCI EM

Leaders ETF

iShares Europe ETF

IShares Expanded Tech-

Software Sector ETF

iShares Exponential

Technologies ETF

iShares Fallen Angels USD

Bond ETF

iShares Floating Rate Bond

ETF

iShares Frontier and Select

EM ETF

iShares Global 100 ETF

iShares Global Clean Energy

ETF

iShares Global Consumer

Staples ETF

iShares Global Energy ETF

iShares Global Financials ETF

iShares Global Infrastructure

ETF

iShares Global Materials ETF

iShares Global REIT ETF

iShares Global Tech ETF

iShares Global Telecom ETF

ISHARES GOLD SACHS

NTWKG FD

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 105

iShares Gold Trust

iShares Gold Trust Micro

iShares GSCI Commodity

Dynamic Roll Strategy ETF

iShares iBonds Dec 2019

Term Corporate ETF

iShares iBonds Dec 2020

Term Corporate ETF

iShares iBonds Dec 2021

Term Corporate ETF

iShares iBonds Dec 2022

Term Corporate ETF

iShares iBonds Dec 2023

Term Corporate ETF

iShares iBonds Dec 2023

Term Treasury ETF

iShares iBonds Dec 2024

Term Corporate ETF

iShares iBonds Dec 2024

Term Treasury ETF

iShares iBonds Dec 2025

Term Corporate ETF

iShares iBonds Dec 2025

Term Treasury ETF

iShares iBonds Dec 2026

Term Corporate ETF

iShares iBonds Dec 2027

Term Corporate ETF

iShares iBonds Dec 2029

Term Corporate ETF

iShares iBoxx High Yield

Corporate Bond ETF

iShares iBoxx Investment

Grade Corporate Bond ETF

iShares Inc - iShares ESG

Aware MSCI EM ETF

iShares Inc iShares MSCI

Brazil ETF

iShares Inc iShares MSCI

Emerging Markets ETF

iShares India 50 ETF

iShares Interest Rate Hedged

Corporate Bond ETF

iShares Interest Rate Hedged

Long-Term Corporate Bond

ETF

iShares Intermediate

Government/Credit Bond

ETF

iShares International

Developed Real Estate ETF

iShares International

Dividend Growth ETF

iShares International Equity-

ETFs iShares MSCI Japan ETF

iShares International Equity

Factor ETF

iShares International Select

Dividend ETF

iShares International Small-

Cap Equity Factor ETF

iShares International

Treasury Bond ETF

iShares JP Morgan EM Local

Currency Bond ETF

iShares JPMorgan USD

Emerging Markets Bond

Fund

iShares Latin America 40 ETF

iShares MBS ETF

iShares Micro-Cap ETF

iShares Morningstar Growth

ETF

iShares Morningstar Mid-Cap

ETF

iShares Morningstar Mid-Cap

Growth ETF

iShares Morningstar Mid-Cap

Value ETF

iShares Morningstar Small-

Cap Growth ETF

iShares Morningstar US

Equity ETF

iShares Morningstar Value

ETF

iShares Mortgage Real Estate

ETF

iShares MSCI ACWI ETF

iShares MSCI ACWI ex US ETF

iShares MSCI ACWI Low

Carbon Target ETF

iShares MSCI All Country Asia

ex Japan ETF

iShares MSCI All Peru Capped

Index Fund

iShares MSCI Australia ETF

iShares MSCI Austria Fund

iShares MSCI Belgium Fund

iShares MSCI BRIC ETF

iShares MSCI Canada ETF

iShares MSCI Chile ETF

iShares MSCI China A ETF

iShares MSCI China ETF

iShares MSCI Developed

World Index

iShares MSCI EAFE ETF

iShares MSCI EAFE

International Index

iShares MSCI EAFE Min Vol

Factor ETF

iShares MSCI EAFE Small-Cap

ETF

iShares MSCI EAFE Value ETF

iShares MSCI Emerging

Markets Asia ETF

iShares MSCI Emerging

Markets ex China ETF

iShares MSCI Emerging

Markets Min Vol Factor ETF

iShares MSCI Europe

Financials ETF

iShares MSCI Eurozone ETF

iShares MSCI France ETF

iShares MSCI Germany ETF

iShares MSCI Global Gold

Miners ETF

iShares MSCI Global Metals

& Mining Producers ETF

iShares MSCI Global Min Vol

Factor ETF

iShares MSCI Hong Kong ETF

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iShares MSCI Indonesia ETF

iShares MSCI Intl Quality

Factor ETF

iShares MSCI Intl Value

Factor ETF

iShares MSCI Italy ETF

iShares MSCI KLD 400 Social

ETF

iShares MSCI KLD 400 Social

Index Fund

iShares MSCI Malaysia ETF

iShares MSCI Mexico ETF

iShares MSCI Netherlands

Fund

iShares MSCI Pacific ex Japan

ETF

iShares MSCI Russia ETF

iShares MSCI Saudi Arabia

ETF

IShares MSCI Singapore ETF

iShares MSCI South Africa

ETF

iShares MSCI South Korea

ETF

iShares MSCI Spain ETF

iShares MSCI Sweden ETF

iShares MSCI Switzerland ETF

iShares MSCI Thailand

Capped ETF

iShares MSCI Total

International Index

iShares MSCI Turkey ETF

iShares MSCI United

Kingdom ETF

iShares MSCI USA Equal

Weighted ETF

iShares MSCI USA ESG Select

ETF

iShares MSCI USA Min Vol

Factor ETF

iShares MSCI USA

Momentum Factor ETF

iShares MSCI USA Quality

Factor ETF

iShares MSCI USA Small-Cap

Min Vol Factor ETF

iShares MSCI USA Value

Factor ETF

iShares MSCI World ETF

iShares National Muni Bond

ETF

iShares New York Muni Bond

ETF

iShares North American

Natural Resources ETF

iShares Paris-Aligned Climate

MSCI USA ETF

iShares Preferred and

Income Securities ETF

iShares Residential Real

Estate ETF

iShares Russell 1000 ETF

iShares Russell 1000 Growth

ETF

iShares Russell 1000 Large

Cap Index

iShares Russell 1000 Value

ETF

iShares Russell 2000 Growth

ETF

iShares Russell 2000 Small

Cap Index

iShares Russell 2000 Value

ETF

iShares Russell 2500 ETF

iShares Russell 3000 ETF

iShares Russell Mid-Cap ETF

iShares Russell Mid-Cap

Growth ETF

iShares Russell Mid-Cap

Index

iShares Russell Mid-Cap

Value ETF

iShares Russell Small/Mid

Cap Index

iShares Russell Top 200 ETF

iShares Russell Top 200

Growth ETF

iShares Russell Top 200

Value ETF

iShares S&P 100 ETF

iShares S&P 500 Growth ETF

iShares S&P 500 Index

iShares S&P 500 Value ETF

iShares S&P Global Utilities

Sector Index Fund

iShares S&P GSCI

Commodity-Indexed Trust

iShares S&P Mid-Cap 400

Growth ETF

iShares S&P Mid-Cap 400

Value ETF

iShares S&P Small-Cap 600

Growth ETF

iShares S&P Small-Cap 600

Value ETF

iShares S&P TOPIX 150 Index

Fund

iShares Select Dividend ETF

iShares Semiconductor ETF

iShares Short Treasury Bond

ETF

iShares Short-Term National

Muni Bond ETF

iShares Silver Trust

iShares TIPS Bond ETF

iShares Total US Stock

Market Index

iShares Treasury Floating

Rate Bond ETF

iShares Trust - iShares ESG

Aware MSCI USA ETF

iShares Trust - iShares ESG

Aware US Aggregate Bond

ETF

iShares Trust - iShares ESG

MSCI USA Leaders ETF

iShares Trust - iShares Global

Healthcare ETF

iShares Trust - iShares iBonds

Dec 2024 Term Muni Bond

ETF

Public Company Accounting Oversight Board

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iShares Trust - iShares iBonds

Dec 2028 Term Corporate

ETF

iShares Trust - iShares Long-

Term Corporate Bond ETF

iShares Trust - iShares MSCI

India ETF

iShares Trust - iShares Russell

2000 ETF

iShares Trust Expanded Tech

Sector ETF

iShares Trust iShares 20 Year

Treasury Bond ETF

iShares Trust iShares MSCI

EAFE Growth ETF

iShares Trust iShares MSCI

Global Sustainable

Development Goals

iShares Trust iShares U S

Healthcare ETF

iShares Trust NYSE 100 Index

Fund

iShares U.S. Aerospace &

Defense ETF

iShares U.S. Basic Materials

ETF

iShares U.S. Broker-Dealers &

Securities Exchanges ETF

iShares U.S. Healthcare

Providers ETF

iShares U.S. Home

Construction ETF

iShares U.S. Medical Devices

ETF

iShares U.S. Oil & Gas

Exploration & Production ETF

iShares U.S. Oil Equipment &

Services ETF

iShares U.S. Pharmaceuticals

ETF

iShares U.S. Regional Banks

ETF

iShares U.S. Small-Cap Equity

Factor ETF

iShares U.S. Transportation

ETF

iShares U.S. Treasury Bond

ETF

iShares US Aggregate Bond

Index

iShares US Consumer

Discretionary ETF

iShares US Consumer Goods

ETF

iShares US Energy ETF

iShares US Equity Factor ETF

iShares US Financial Services

ETF

iShares US Financials ETF

iShares US Industrials ETF

iShares US Infrastructure ETF

iShares US Intermediate

Credit Bond Index

iShares US Intermediate

Government Bond Index

iShares US Long Credit Bond

Index

iShares US Long Government

Bond Index

iShares US Real Estate ETF

iShares US Securitized Bond

Index

iShares US Technology ETF

iShares US

Telecommunications ETF

iShares US Utilities ETF

ISI North American Govt

Isilon Systems Inc

ISLAND PACIFIC INC

ISLE OF CAPRI CASINOS INC

iSoftStone Holdings Ltd

ISONICS CORP

IsoPlexis Corp

Ispire Technology Inc

ISRAMCO INC

Issuer Direct Corp

ISTA Pharmaceuticals Inc

I-Stat Corp

ITC Deltacom Inc

ITC Holdings Corp

Item 9 Labs Corp

iTeos Therapeutics Inc

Iteris Inc

Iterum Therapeutics plc

itLinkz Group Inc

I-trax Inc.

Itron Inc

ITT Educational Services Inc

ITT Inc

Ituran Location and Control

Ltd

Itxc Corp

IVA International

IVA Worldwide

Ivanhoe Electric Inc

IVANHOE ENERGY INC

IVAX CORP

IVERIC bio Inc

IVILLAGE INC

Ivivi Technologies Inc

Ivy Advantus Real Estate

Securities

Ivy Apollo Multi-Asset

Income

Ivy Capital Appreciation

Ivy Cundill Global Value

Ivy Dividend Opportunities

Ivy Energy

Ivy European Opportunities

Ivy Global Income Allocation

Ivy Money Market

Ivy Mortgage Securities

Ivy Natural Resources

Ivy VIP Balanced

Ivy VIP Dividend

Opportunities

Ivy VIP Government Money

Market

Ivy VIP Intl Growth

Ivy VIP Limited Term Bond

Ivy VIP Small Cap Growth

Ivy VIP Value

Public Company Accounting Oversight Board

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IXI Mobile Inc

Ixia

IXYS CORP

IZEA Worldwide Inc

J & J Snack Foods Corp

J Crew Group Inc

J Hancock Balanced

J Hancock Bond

J Hancock CA TxFr Income

J Hancock Classic Value

J Hancock Core Equity

J Hancock Disciplined Value

International

J Hancock Diversified Macro

J Hancock Diversified Real

Assets

J Hancock Emerging Markets

Equity

J Hancock Financial Indust

J Hancock Fundamental

Large Cap Core

J Hancock Global

Opportunities

J Hancock Govt Income

J Hancock Greater China

Opportunities

J Hancock Growth Trends

J Hancock Health Sciences

J Hancock High Yield

J Hancock High Yield Muni

J Hancock Income

J Hancock Infrastructure

J Hancock Investment Grade

Bond

J Hancock Mid Cap Growth

J Hancock Money Market

J Hancock Municipal

Opportunities

J Hancock Regional Bank

J Hancock Seaport

Long/Short

J Hancock Short Duration

Bond

J Hancock Small Cap Core

J Hancock Small Cap Equity

J Hancock Small Cap Growth

J Hancock Small Cap Intrinsic

Value

J Hancock Sovereign Invest

J Hancock Technology

J Hancock US Glbl Leadrs Gro

J Hancock Va Tr Equity Indx

J Hancock Va Tr Lg Cap Gro

J Hancock Va Tr Lg Cap Val

J Hancock Va Tr Money

Markt

J Hancock Va Tr Real Estate

J Hancock Value Equity

J JILL GROUP INC

J Jill Inc

J. Alexander's Holdings Inc

J. W. Mays Inc

J.B. Hunt Transport Services

Inc.

J.C. Penney Company Inc.

J.G. Wentworth Co (The)

J.P. Morgan Exchange-

Traded Fund Trust -

JPMorgan U.S. Quality F

J.P. Morgan Exchange-

Traded Fund Trust -

JPMorgan U.S. Value Fac

Jabil Inc

Jacada Ltd

Jack in the Box Inc.

Jackson Acquisition Co

Jackson Financial Inc

Jackson Hewitt Tax Service

Inc

Jackson Square Large Cap

Growth

Jacksonville Bancorp

Jacksonville Bancorp Inc/FL

JACKSONVILLE BANCORP

INC/IL

JACO ELECTRONICS INC

Jacobs Solutions Inc

JACUZZI BRANDS INC

Jade Art Group Inc

Jag Media Holdings Inc

Jagged Peak Energy Inc

Jaguar Health Inc

Jaguar Mining Inc

JAKKS Pacific Inc

JAMDAT MOBILE INC

James Balanced Golden

Rainbow

James Hardie Industries Plc

JAMES MONROE BANCORP

INC

James River Coal Co

James River Group Holdings

Ltd

James Small Cap

JAMESON INNS INC

Jamf Holding Corp

Janus Adv Long Short

Janus Balanced

JANUS CAPITAL GROUP INC

Janus Contrarian Fund

Janus Enterprise

Janus Flexible Bond

Janus Fund

Janus Fund II

Janus Govt MMF

Janus Growth & Income

Janus Henderson AAA CLO

ETF

Janus Henderson Absolute

Return Income Opportunities

Janus Henderson Adaptive

Risk Managed US Equity

Janus Henderson Balanced

Portfolio

Janus Henderson Contrarian

Janus Henderson Developed

World Bond

Janus Henderson Enterprise

Portfolio

Public Company Accounting Oversight Board

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Page 109

Janus Henderson European

Focus

Janus Henderson Flexible

Bond

Janus Henderson Flexible

Bond Portfolio

Janus Henderson Forty

Portfolio

Janus Henderson Global

Equity Income

Janus Henderson Global Life

Sciences

Janus Henderson Global Real

Estate

Janus Henderson Global

Research

Janus Henderson Global

Research Portfolio

Janus Henderson Global

Select

Janus Henderson Global

Technology & Innovation

Janus Henderson Global

Technology & Innovation

Portfolio

Janus Henderson Group PLC

Janus Henderson Growth &

Income

Janus Henderson High Yield

Bond

Janus Henderson

International Opportunities

Janus Henderson Mid Cap

Value

Janus Henderson MMF

Janus Henderson Mortgage-

Backed Securities ETF

Janus Henderson Multi

Sector Income

Janus Henderson Overseas

Portfolio

Janus Henderson Research

Portfolio

Janus Henderson Short

Duration Flexible Bond

Janus Henderson Short

Duration Income ETF

Janus Henderson Small Cap

Value

Janus Henderson Triton

Janus Henderson US Low

Volatility Portfolio

Janus Henderson Venture

Janus High Yield Bond

Janus Instl Cash

Management

Janus Instl Cash Reserves

Janus Instl Government

Money Market

Janus Instl Money Market

Janus INTECH Risk Managed

Growth

Janus INTECH Risk Mngd

Core

Janus International Group Inc

Janus Olympus

Janus Orion Fund

Janus Overseas

Janus Perkins Mid Cap Value

Janus Perkins Small Cap

Value

Janus Research Core

Janus Special Situations

Janus Twenty

Janus TxEx MMF

Janus Worldwide

Janux Therapeutics Inc

Jarden Corp

Jason Industries Inc

Jasper Therapeutics, Inc.

Java Detour Inc

JAVELIN Mortgage

Investment Corp

Javelin Pharmaceuticals Inc

Jaws Hurricane Acquisition

Corp

Jaws Juggernaut Acquisition

Corp

JayHawk Energy Inc

Jazz Pharmaceuticals plc

JAZZ TECHNOLOGIES INC

JBG SMITH Properties

JBI Inc

JD.com Inc

JDA Software Group Inc

JED OIL INC

Jefferies Financial Group Inc

Jefferies Group LLC

Jefferson Bancshares Inc

JEFFERSON-PILOT CORP

Jeffersonville Bancorp

JELD-WEN Holding Inc

Jennifer Convertibles Inc.

Jennison Conservative

Growth

Jennison Global Growth

JER Investors Trust Inc

Jernigan Capital Inc

JETBLUE AIRWAYS CORP

JFrog Ltd

JHF II 2025 Lifetime Blend

JHF II 2025 Preservation

Blend

JHF II 2030 Lifetime Blend

JHF II 2030 Preservation

Blend

JHF II 2035 Lifetime Blend

JHF II 2035 Preservation

Blend

JHF II 2040 Lifetime Blend

JHF II 2040 Preservation

Blend

JHF II 2045 Preservation

Blend

JHF II 2050 Preservation

Blend

JHF II 500 Index

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

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Page 110

JHF II Absolute Return

Currency

JHF II Active Bond

JHF II All Cap Core

JHF II All Cap Value

JHF II Alpha Opportunities

JHF II Alternative Asset

Allocation

JHF II Blue Chip Growth

JHF II Capital Appreciation

Value

JHF II Core Bond

JHF II Core Equity

JHF II Emerging Markets

JHF II Emerging Markets Debt

JHF II Equity Income

JHF II Floating Rate Income

JHF II Fundamental Global

Franchise

JHF II Fundamental Large Cap

Value

JHF II Fundamental Value

JHF II Global Bond

JHF II Global Equity

JHF II Global Income

JHF II Global Real Estate

JHF II Health Sciences

JHF II High Income

JHF II High Yield

JHF II Income Preservation

Blend

JHF II Index 500

JHF II International Equity

Index

JHF II International Growth

Opportunities

JHF II International Growth

Stock

JHF II International

Opportunities

JHF II International Small Cap

JHF II International Small

Company

JHF II International Strategic

Equity Allocation

JHF II International Value

JHF II Intl Core

JHF II Investment Quality

Bond

JHF II Large Cap

JHF II Large Cap Value

JHF II Lifecycle 2010

JHF II Lifestyle Blend

Balanced

JHF II Lifestyle Blend Growth

JHF II Mid Cap Core

JHF II Mid Cap Index

JHF II Mid Cap Intersection

JHF II Mid Value

JHF II Multi-Asset Absolute

Return

JHF II Multi-Index 2020

Preservation

JHF II MultiManager 2020

Lifetime

JHF II MultiManager 2025

Lifetime

JHF II MultiManager 2030

Lifetime

JHF II MultiManager 2035

Lifetime

JHF II MultiManager 2040

Lifetime

JHF II MultiManager 2045

Lifetime

JHF II MultiManager 2050

Lifetime

JHF II MultiManager Lifestyle

Aggressive

JHF II MultiManager Lifestyle

Balanced

JHF II MultiManager Lifestyle

Conservative

JHF II MultiManager Lifestyle

Growth

JHF II MultiManager Lifestyle

Moderate

JHF II Mutual Shares

JHF II Natural Resources

JHF II New Opportunities

JHF II Optimized Value

JHF II Real Estate Equity

JHF II Real Estate Securities

JHF II Real Return Bond

JHF II Redwood

JHF II Retirement Living

through 2015

JHF II Science & Technology

JHF II Short Duration Credit

Oppts

JHF II Small Cap Growth

JHF II Small Cap Value

JHF II Small Co Value

JHF II Spectrum Income

JHF II Strategic Bond

JHF II Strategic Equity

Allocation

JHF II Strategic Income

Opportunities

JHF II Technical

Opportunities

JHF II Total Bond Market

JHF II Total Return

JHF II US Global Leaders

Growth

JHF II US Growth

JHF II US High Yield Bond

JHF II US Sector Rotation

JHF II Value & Restructuring

JHF III Core High Yield

JHF III Disciplined Value

JHF III Disciplined Value Mid

Cap

JHF III Global Shareholder

Yield

JHF III International Core

JHF III International Growth

JHF III International Value

Equity

JHF III Select Growth

JHF III US Growth

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

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Page 111

JHT 500 Index

JHT 500 Index Trust

JHT Active Bond

JHT All Cap Core

JHT All Cap Growth

JHT All Cap Value

JHT Alpha Opportunities

JHT Amer Bond

JHT Amer International

JHT American Asset

Allocation

JHT American Growth

Income

JHT Blue Chip Growth

JHT Capital Appreciation

Value

JHT Core Bond

JHT Core Equity

JHT Core Strategy

JHT Disciplined

Diversification

JHT Emerging Markets Value

JHT Emerging Small Co

JHT Equity Income

JHT Floating Rate Income

JHT Franklin Templeton

Founding Allocation

JHT Fundamental All Cap

Core

JHT Fundamental Holdings

JHT Fundamental Large Cap

Value

JHT Fundamental Value

JHT Global Allocation

JHT Global Bond

JHT Global Diversification

JHT Global Real Estate

JHT Global Trust

JHT Growth & Income

JHT Growth Equity

JHT High Income

JHT High Yield

JHT Income

JHT Income & Value

JHT International Growth

Stock

JHT International Index

JHT International

Opportunities

JHT International Small Cap

JHT International Small

Company

JHT International Value

JHT Intl Core

JHT Intl Equity Index A

JHT Intl Equity Index Trust

JHT Investment Quality Bd

JHT Large Cap

JHT Large Cap Growth

JHT Large Cap Value

JHT Lifestyle Aggressive

JHT Lifestyle Balanced

JHT Lifestyle Growth

JHT Managed

JHT Managed Volatility

Balanced

JHT Managed Volatility

Conservative

JHT Managed Volatility

Growth

JHT Managed Volatility

Moderate

JHT Mid Cap Growth

JHT Mid Cap Index

JHT Mid Cap Intersection

JHT Mid Cap Value

JHT Mid Value

JHT Money Market

JHT Money Market B

JHT Mutual Shares

JHT Natural Resources

JHT New Income

JHT Overseas Equity

JHT Real Estate Equity

JHT Real Estate Securities

JHT Real Return Bond

JHT Science & Tech

JHT Select Bond Trust

JHT Short Term

JHT Short Term Government

Income

JHT Small Cap Growth

JHT Small Cap Index

JHT Small Cap Opportunity

JHT Small Cap Value

JHT Small Co Value

JHT Strategic Bond

JHT Strategic Equity

Allocation

JHT Strategic Income

Opportunity

JHT Strategic Opportunity

JHT Total Bond Market Trust

JHT Total Return

JHT Total Stock Market Index

JHT US Core

JHT US Equity Trust

JHT US Global Leaders Gro

JHT US Govt Securities

JHT US High Yield Bond

JHT US Large Cap

JHT Utilities

JHT Value

JHT Value & Restructuring

Jiangbo Pharmaceuticals Inc

Jianpu Technology Inc

Jiayuan.com International

Ltd

Jingwei International Ltd

JinkoSolar Holding Co Ltd

Jinpan International Ltd

JK ACQUISITION CORP

JLG INDUSTRIES INC

JMAR TECHNOLOGIES INC

JMG EXPLORATION INC

JMP Group LLC

JNAM Guidance-Mod Gro

Jni Corp

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

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Page 112

JNL Aggressive Growth

Allocation

JNL Alt 65

JNL Bond Index

JNL Conservative Allocation

JNL Emerging Markets Index

JNL Government Money

Market

JNL Growth Allocation

JNL Institutional Alt 25

JNL Institutional Alt 35

JNL Institutional Alt 50

JNL International Index

JNL Mid Cap Index

JNL Moderate Allocation

JNL Moderate Growth

Allocation

JNL Multi-Manager

Alternative

JNL Multi-Manager Emerging

Markets Equity

JNL Multi-Manager

International Small Cap

JNL Multi-Manager Mid Cap

JNL Multi-Manager Small Cap

Growth

JNL Multi-Manager Small Cap

Value

JNL Securities Lending

Collateral

JNL Small Cap Index

JNL/Alger Growth

JNL/American Funds

Balanced

JNL/American Funds Capital

World Bond

JNL/American Funds Global

Growth

JNL/American Funds Global

Small Capitalization

JNL/American Funds Growth

& Income

JNL/American Funds Growth

Allocation

JNL/American Funds

International

JNL/American Funds

Moderate Growth Allocation

JNL/American Funds New

World

JNL/American Funds

Washington Mutual

Investors

JNL/AQR Large Cap Relaxed

Constraint Equity

JNL/AQR Managed Futures

Strategy

JNL/Baillie Gifford

International Growth

JNL/BlackRock Global

Allocation

JNL/BlackRock Global Natural

Resources

JNL/BlackRock Large Cap

Select Growth

JNL/Boston Partners Global

Long Short Equity

JNL/Capital Guardian Global

Diversified Research

JNL/Causeway International

Value Select

JNL/ClearBridge Large Cap

Growth

JNL/DFA US Core Equity

JNL/DFA US Small Cap

JNL/DoubleLine Core Fixed

Income

JNL/DoubleLine Emerging

Markets Fixed Income

JNL/DoubleLine Shiller

Enhanced CAPE

JNL/DoubleLine Total Return

JNL/Fidelity Institutional

Asset Management Total

Bond

JNL/First Sentier Global

Infrastructure

JNL/FPA + DoubleLine

Flexible Allocation

JNL/Franklin Templeton

Global

JNL/Franklin Templeton

Global Multisector Bond

JNL/Franklin Templeton

Growth Allocation

JNL/Franklin Templeton

Income

JNL/Franklin Templeton

International Small Cap

JNL/Goldman Sachs 4

JNL/Goldman Sachs

Competitive Advantage

JNL/Goldman Sachs Dividend

Income & Growth

JNL/Goldman Sachs

Emerging Markets Debt

JNL/Goldman Sachs Intrinsic

Value

JNL/Goldman Sachs

Managed Aggressive Growth

JNL/Goldman Sachs

Managed Conservative

JNL/Goldman Sachs

Managed Growth

JNL/Goldman Sachs

Managed Moderate

JNL/Goldman Sachs

Managed Moderate Growth

JNL/Goldman Sachs Total

Yield

JNL/GQG Emerging Markets

Equity

JNL/Harris Oakmark Global

Equity

JNL/Invesco China India

JNL/Invesco Diversified

Dividend

JNL/Invesco Global Growth

Public Company Accounting Oversight Board

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Page 113

JNL/Invesco Large Cap

Growth

JNL/Invesco Mid Cap Value

JNL/Invesco Small Cap

Growth

JNL/JPMorgan Global

Allocation

JNL/JPMorgan Hedged Equity

JNL/JPMorgan Mid Cap

Growth

JNL/JPMorgan US Gov &

Qual Bd

JNL/JPMorgan US Value

JNL/Lazard International

Strategic Equity

JNL/Loomis Sayles Global

Growth

JNL/Lord Abbett Short

Duration Income

JNL/Mel Cap 25

JNL/Mel Cap S&P 24

JNL/Mel Cap Value Line 30

JNL/Mel Mgmt Dow Dividend

JNL/Mel Mgmt Global 15

JNL/Mel Mgmt JNL

Optimized 5

JNL/Mel Mgmt S&P 10

JNL/Mel Mgmt Select Small

Cap

JNL/Mel Mgmt VIP

JNL/Mellon Bond Index

JNL/Mellon Capital

Management Global Alpha

JNL/Mellon Consumer

Discretionary Sector

JNL/Mellon Dow Index

JNL/Mellon Emerging

Markets Index

JNL/Mellon Energy Sector

JNL/Mellon Financial Sector

JNL/Mellon Healthcare

Sector

JNL/Mellon Index 5

JNL/Mellon Information

Technology Sector

JNL/Mellon International

Index

JNL/Mellon Nasdaq 100

Index

JNL/Mellon S&P 400 MidCap

Index

JNL/Mellon S&P 500 Index

JNL/Mellon Small Cap Index

JNL/Mellon US Stock Market

Index

JNL/Mellon Utilities Sector

JNL/MFS Mid Cap Value

JNL/Morningstar Wide Moat

Index

JNL/Neuberger Berman

Strategic Income

JNL/Newton Equity Income

JNL/Oppenheimer Emerging

Markets Innovator

JNL/PIMCO Income

JNL/PIMCO Investment

Grade Credit Bond

JNL/PIMCO Real Return

JNL/PPM America Floating

Rate Income

JNL/PPM America High Yield

Bond

JNL/PPM America Low

Duration Bond

JNL/PPM America Mid Cap

Value

JNL/PPM America Small Cap

Value

JNL/PPM America Total

Return

JNL/Putnam Value Equity

JNL/RAFI Fundamental US

Small Cap

JNL/RAFI Multi-Factor US

Equity

JNL/Red Rocks Listed Pvt Eq

JNL/Scout Unconstrained

Bond

JNL/T Rowe Price Capital

Appreciation

JNL/T. Rowe Price Balanced

JNL/T. Rowe Price US High

Yield

JNL/T.Rowe Price Established

Growth

JNL/T.Rowe Price Mid Cap

Growth

JNL/T.Rowe Price Short Term

Bond

JNL/T.Rowe Price Value

JNL/Vanguard Growth ETF

Allocation

JNL/Vanguard Moderate ETF

Allocation

JNL/Vanguard Moderate

Growth ETF Allocation

JNL/WCM Focused Intl Equity

JNL/William Blair

International Leaders

JNL/WMC Balanced

JNL/WMC Equity Income

JNL/WMC Global Real Estate

JNL/WMC Government

Money Market

JNL/WMC Value

JOANN Inc

Jo-Ann Stores Inc.

Joby Aviation, Inc.

Joe's Jeans Inc

JOHCM Emerging Markets

Opportunities

JOHCM International Select

JOHN B SANFILIPPO & SON

INC

John Bean Technologies Corp

John Hancock Multifactor

Emerging Markets ETF

John Hancock Multifactor

Mid Cap ETF

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

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Page 114

John Hancock Preferred

Income Fund

John Hancock Preferred

Income Fund II

John Hancock Preferred

Income Fund III

John Marshall Bancorp Inc

John Wiley & Sons Inc.

JOHNSON & JOHNSON

Johnson Controls Inc.

Johnson Fixed Income

Johnson Outdoors Inc

Joint Corp (The)

Jones Energy Inc

Jones Group Inc (The)

Jones Lang LaSalle Inc

Jones Soda Co

Jos. A. Bank Clothiers Inc

JOUNCE THERAPEUTICS INC

Journal Communications Inc.

Journal Media Group Inc

JOURNAL REGISTER CO

Jowell Global Ltd

Joy Global Inc

JPM Insurance Trust Mid Cap

Value

JPMorgan 100% US Treasury

Securities MM

JPMorgan Access Balanced

JPMorgan Access Growth

JPMorgan ActiveBuilders

Emerging Markets Equity ETF

JPMorgan Asia Equity

JPMorgan BetaBuilders

Canada ETF

JPMorgan BetaBuilders

Developed Asia Pacific ex-

Japan ETF

JPMorgan BetaBuilders

Europe ETF

JPMorgan BetaBuilders

International Equity ETF

JPMorgan BetaBuilders Japan

ETF

JPMorgan BetaBuilders MSCI

US REIT ETF

JPMorgan BetaBuilders U.S.

Equity ETF

JPMorgan BetaBuilders U.S.

Mid Cap Equity ETF

JPMorgan BetaBuilders U.S.

Small Cap Equity ETF

JPMorgan BetaBuilders USD

High Yield Corporate Bond

ETF

JPMorgan Bond

JPMorgan Bond II

JPMorgan CA Municipal

Money Market

JPMorgan CA TxFr Bond

JPMorgan Capital Growth

JPMorgan Chase & Co

JPMorgan Core Bond

JPMorgan Core Plus Bond

ETF

JPMorgan Corporate Bond

JPMorgan Diversified

JPMorgan Diversified Return

International Equity ETF

JPMorgan Diversified Return

U.S. Equity ETF

JPMorgan Divrsfd Mid Cap

Val

JPMorgan Emerging

Economies

JPMorgan Emerging Markets

Debt

JPMorgan Emerging Markets

Equity

JPMorgan Emerging Markets

Research Enhanced Equity

JPMorgan Emerging Markets

Strategic Debt

JPMorgan Enhanced Income

JPMorgan Equity Income

JPMorgan Equity Income II

JPMorgan Equity Index

JPMorgan Equity Premium

Income

JPMORGAN EQUITY

PREMIUM INCOME ETF

JPMorgan Europe Dynamic

JPMorgan Federal MM

JPMorgan Floating Rate

Income

JPMorgan Global Allocation

JPMorgan Global Bond

Opportunities

JPMorgan Global Research

Enhanced Index

JPMorgan Global Select

Equity ETF

JPMorgan Govt Bond

JPMorgan Growth Advantage

JPMorgan Hedged Equity

JPMorgan Hedged Equity 2

JPMorgan Hedged Equity 3

JPMorgan High Yield

Municipal

JPMorgan Highbridge

Dynamic Commodities

Strategy

JPMorgan Highbridge

Statistical Market Neutral

JPMorgan Income

JPMorgan Income Builder

JPMorgan Income ETF

JPMorgan Inflation Managed

Bond

JPMorgan Inflation Managed

Bond ETF

JPMorgan Institutional Tax

Free Money Market

JPMorgan International

Advantage

JPMorgan International

Currency Income

JPMorgan International

Equity

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

Share as of September 1, 2024

Page 115

JPMorgan International

Focus

JPMorgan International

Opportunities

JPMorgan International

Research Enhanced Equity

JPMorgan International

Research Enhanced Equity

ETF

JPMorgan International

Value

JPMorgan Intrepid America

JPMorgan Intrepid MidCap

JPMorgan Intrepid Value

JPMorgan Intrmd Bond

JPMorgan Investor Balanced

JPMorgan Investor

Conservative Growth

JPMorgan Investor Growth

JPMorgan Investor Growth &

Income

JPMorgan Japan

JPMorgan Large Cap Growth

JPMorgan Large Cap Value

JPMorgan Limited Duration

Bond

JPMorgan Limited Duration

Bond ETF

JPMorgan Liq Assets MM

(old)

JPMorgan Liquid Assets

Money Market

JPMorgan Managed Income

JPMorgan Market Expansion

Enhanced Equity ETF

JPMorgan Market Expansion

Enhanced Index

JPMorgan MI Muni Bond

JPMorgan Mid Cap Core

JPMorgan Mid Cap Equity

JPMorgan Mid Cap Growth

JPMorgan Mid Cap Value

JPMorgan Mortgage Backed

Sec

JPMorgan Multi Cap Market

Neutral

JPMorgan MultiMgr Small

Cap Growth

JPMorgan MultiMgr Small

Cap Value

JPMorgan Muni Income

JPMorgan Muni Money

Market

JPMorgan Municipal ETF

JPMorgan Nasdaq Equity

Premium Income ETF

JPMorgan National Municipal

Income

JPMorgan NY Muni Money

Market

JPMorgan NY TxFr Bond

JPMorgan OH Muni Bond

JPMorgan Opportunistic

Equity Long/Short

JPMorgan Preferred and

Income Securities

JPMorgan Prime Money

Market

JPMorgan Realty Income

JPMorgan Research Market

Neutral

JPMorgan Securities Lending

Money Market

JPMorgan Ser Tr II Mid Cp Val

JPMorgan Short Duration

Bond

JPMorgan Short Duration

Core Plus

JPMorgan Short

Intermediate Muni Bond

JPMorgan Short Term Bond

JPMorgan Short Term Bond II

JPMorgan Small Cap Blend

JPMorgan Small Cap Core

JPMorgan Small Cap Equity

JPMorgan Small Cap Growth

JPMorgan Small Cap Value

JPMorgan Smart Index

JPMorgan SmartRetirement

2015

JPMorgan SmartRetirement

2020

JPMorgan SmartRetirement

2025

JPMorgan SmartRetirement

2030

JPMorgan SmartRetirement

2035

JPMorgan SmartRetirement

2040

JPMorgan SmartRetirement

2045

JPMorgan SmartRetirement

2050

JPMorgan SmartRetirement

2055

JPMorgan SmartRetirement

2060

JPMorgan SmartRetirement

Blend 2020

JPMorgan SmartRetirement

Blend 2025

JPMorgan SmartRetirement

Blend 2030

JPMorgan SmartRetirement

Blend 2035

JPMorgan SmartRetirement

Blend 2040

JPMorgan SmartRetirement

Blend 2045

JPMorgan SmartRetirement

Blend 2050

JPMorgan SmartRetirement

Blend 2055

JPMorgan SmartRetirement

Blend Income

JPMorgan SmartRetirement

Income

JPMorgan Strategic Income

Opportunities

JPMorgan Tax Aware Equity

Public Company Accounting Oversight Board

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Page 116

JPMorgan Tax Aware Real

Return

JPMorgan TaxFree Bond

JPMorgan TaxFree Money

Market

JPMorgan Total Return

JPMorgan Treas & Agency

JPMorgan Treas Plus MM

JPMorgan Tx Aware Core

Equity

JPMorgan Tx Aware

Diversified Equity

JPMorgan Tx Aware

Enhanced

JPMorgan Tx Aware Lg Cp

Gro

JPMorgan Tx Aware Sht

Intrm

JPMorgan Tx Aware US

Equity

JPMorgan TxFr Income

JPMorgan Ultra-Short

Income ETF

JPMorgan Ultra-Short

Municipal

JPMorgan Ultra-Short

Municipal Income ETF

JPMorgan Unconstrained

Debt

JPMorgan US Equity

JPMorgan US GARP Equity

JPMorgan US Government

MM (old)

JPMorgan US Government

Money Market

JPMorgan US Large Cap Core

Plus

JPMorgan US Real Estate

JPMorgan US Research

Enhanced Equity

JPMorgan US Small Company

JPMorgan US Treasury Plus

Money Market

JPMorgan US Value

JPMorgan Value Advantage

JPMorgan Value Opport

Jps Industries Inc

Juhl Wind Inc

Jumei International Holding

Ltd

Jumia Technologies AG

Juniata Valley Financial Corp

Juniper Networks Inc

Juniper Pharmaceuticals Inc

JUNO LIGHTING INC

Juno Therapeutics Inc

Jupai Holdings Ltd

Jupiter Acquisition

Corporation

Jushi Holdings Inc

Just Eat Takeaway.com N.V.

Just Energy Group Inc

K&F INDUSTRIES HOLDINGS

INC

K2 Alternative Strategies

K2 INC

K2M Group Holdings Inc

Kaanapali Land LLC

Kadant Inc.

Kadmon Holdings Inc

Kairous Acquisition Corp Ltd

Kaiser Aluminum Corp

KAISER GROUP HOLDINGS

INC

Kaival Brands Innovations

Group Inc

KAL ENERGY INC

Kala Pharmaceuticals Inc

Kaleyra, Inc.

Kalmar Growth w/Val Small

Cap

Kaltura Inc

KalVista Pharmaceuticals,

Inc.

Kaman Corp

KANBAY INTERNATIONAL INC

Kandi Technolgies Group Inc

KANEB PIPELINE PARTNRS -

KANEB SERVICES LLC

Kansas City Life Insurance Co

Kansas City Southern

Kanzhun Limited

KapStone Paper & Packaging

Corp

Karat Packaging Inc

Karooooo Ltd

Kartoon Studios Inc

Karuna Therapeutics Inc

Karyopharm Therapeutics Inc

Katapult Holdings, Inc

Kate Spade & Co

KATY INDUSTRIES INC

KAYAK Software Corp

Kaydon Corp

Kayne Anderson Energy

Development Co

Kayne Anderson Energy Dvlp

Kayne Anderson Energy Total

Return Fund Inc

Kayne Anderson

Midstream/Energy Fund Inc

Kayne Anderson

MLP/Midstream Investment

KB Financial Group Inc

KB Home

KBL Healthcare Acquisition

Corp III

KBL Merger Corp IV

KBR Inc

KBS Fashion Group Ltd

KBS Real Estate Investment

Trust II Inc

KBW Inc

KCG Holdings Inc

KCS ENERGY INC

KE Holdings Inc

Keane Inc.

Kearny Financial Corp

Keeley Small Cap Value

Public Company Accounting Oversight Board

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Page 117

Keen Vision Acquisition Corp

KEITH COMPANIES INC

Keithley Instruments Inc.

Kellanova

KELLWOOD CO

Kelly Services Inc.

Kelmoore Strategy Eagle

Kelso Technologies Inc

Kemper Corp

KENDLE INTERNATIONAL INC

Kenexa Corp

Kennametal Inc.

Kennedy-Wilson Holdings,

Inc.

Kennedy-Wilson Inc

Kenneth Cole Productions

Inc.

Kenon Holdings Ltd

KENSEY NASH CORP

Kensington Dynamic Growth

Kensington International

Real Estate

Kensington Managed Income

Kensington Strategic Realty

Kentucky Bancshares Inc

Kentucky First Federal

Bancorp

KENTUCKY INVESTORS INC

Kenvue Inc

Keros Therapeutics Inc

KERR-MCGEE CORP

Keryx Biopharmaceuticals Inc

KERZNER INTERNATIONAL

LTD

Keurig Green Mountain Inc

Kewaunee Scientific Corp

KEY HOSPITALITY

ACQUISITION

Key Technology Inc

Key Tronic Corp

KeyCorp

Keynote Systems Inc

KeyOn Communications

Holdings Inc

Keysight Technologies Inc

KEYSPAN CORP

KEYSTONE AUTOMOTIVE

INDS INC

Keystone Consolidated

Industries Inc.

Keystone Property Trust Corp

Keyuan Petrochemicals Inc

KEYW Holding Corp (The)

Kezar Life Sciences Inc

Kforce Inc

Khosla Ventures Acquisition

Co III

Kid Brands Inc

Kidoz Inc

Kiewit Royalty Trust

Killbuck Bancshares Inc

Kilroy Realty Corp

Kimball Electronics Inc

Kimball International Inc

Kimbell Royalty Partners LP

Kimbell Tiger Acquisition

Corp

Kimber Resources Inc

Kimco Realty Corp

Kinder Morgan Canada Ltd

Kinder Morgan Energy

Partners LP

Kinder Morgan Inc.

KINDER MORGAN

MANAGEMENT LLC

Kindercare Learning Centers

Kindred Biosciences Inc

Kindred Healthcare Inc

Kinetic Concepts Inc

Kinetics Internet Fund Inc

Kinetics Paradigm

Kinetics Small Cap

Opportunities

Kinetik Holdings Inc.

King Digital Entertainment

plc

King Pharmaceuticals Inc.

King Power Intl Group Ltd

Kingsoft Cloud Holdings

Limited

Kingstone Cos Inc

Kingsway Financial Services

Inc.

Kingswood Acquisition Corp

Kiniksa Pharmaceuticals Ltd

Kinross Gold Corp

Kinsale Capital Group Inc

KINTERA INC

KIRBY CORP

Kirkland Lake Gold Ltd

Kirkland's Inc

Kismet Acquisition One Corp

Kismet Acquisition Three

Corp

Kite Pharma Inc

Kite Realty Group Trust

KITTY HAWK INC

KKR & Co Inc

KKR Financial Holdings LLC

KKR Real Estate Finance Trust

Inc

KL Energy Corp

Klamath First Bancorp Inc

KLDiscovery Inc.

Klm-Royal Dutch Airlines

Klondex Mines Ltd

Klondike Star Minerals Corp

KLR Energy Acquisition Corp

KLX Energy Services Holdings

Inc

KLX Inc

KMG AMERICA CORP

KMG Chemicals Inc

KNAPE & VOGT MFG CO

KNBT BANCORP INC

Knife River Corp

Knight Capital Group Inc

Knight Energy Corp

Knight Transportation Inc

KNIGHT-RIDDER INC

Public Company Accounting Oversight Board

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Page 118

Knightscope Inc

KnightSwan Acquisition

Corporation

Knight-Swift Transportation

Holdings Inc.

Knoll Inc

Knology Inc

KNOT Offshore Partners LP

KNOVA SOFTWARE INC

Know Labs Inc

KnowBe4 Inc

Knowles Corp

Kobex Minerals Inc

Kodiak Oil & Gas Corp

Kodiak Sciences Inc

Kofax Ltd

Kohlberg Capital

Kohlberg Capital Co

Kohl's Corp

KOMAG INC

KONA GRILL INC

KONAMI CORP

KONINKLIJKE AHOLD NV

KONINKLIJKE KPN NV

Koninklijke Philips NV

Kontoor Brands Inc

KOOR INDUSTRIES LTD

Kopernik Global All Cap

Kopernik International

Kopin Corp

Kopp Emerging Growth

Koppers Holdings Inc

KORE Group Holdings Inc

Korea Electric Power Corp

Korea Fund Inc. (The)

Kornit Digital Ltd

Korro Bio Inc

KORU Medical Systems Inc

KOS PHARMACEUTICALS INC

KOSAN BIOSCIENCES INC

Kosmos Energy Ltd

Koss Corp

Kovitz Core Equity ETF

KP Fixed Income

KP International Equity

KP Large Cap Equity

KP Retirement Path 2015

KP Retirement Path 2020

KP Retirement Path 2025

KP Retirement Path 2030

KP Retirement Path 2035

KP Retirement Path 2040

KP Retirement Path 2045

KP Retirement Path 2050

KP Small Cap Equity

Kraft Foods Group Inc

Kraig Biocraft Laboratories

Inc

KRAMONT REALTY TRUST

KraneShares Bosera MSCI

China A ETF

KraneShares CSI China

Internet ETF

KraneShares Global Carbon

Strategy ETF

Kraton Corp

Kratos Defense & Security

Solutions Inc

KREISLER MANUFACTURING

CORP

Krispy Kreme Inc

Kroger Co. (The)

Kroll Inc

KRONOS INC

KRONOS WORLDWIDE INC

Krystal Biotech Inc

K-Sea Transportation

Partners LP

KSW Inc

K-Swiss Inc

Kt Corp

K-TRON INTERNATIONAL INC

Ku6 Media Co Ltd

KUBOTA CORP

Kulicke and Soffa Industries

Inc

KULR Technology Group Inc

Kura Oncology Inc

Kura Sushi USA Inc

K-V Pharmaceutical Co

Kymera Therapeutics Inc

Kyndryl Holdings Inc

Kyocera Corp

KYPHON INC

KYTHERA Biopharmaceuticals

Inc

KYTO BIOPHARMA INC

L.B. Foster Co

L-1 Identity Solutions Inc

L3 Technologies Inc

L3Harris Technologies Inc

La Cortez Energy Inc

LA QUINTA CORP

LaBarge Inc.

LABONE INC

Labopharm Inc

LaBranche & Co Inc.

LaCrosse Footwear Inc

Ladder Capital Corp

Ladenburg Thalmann

Financial Services Inc.

Ladish Co Inc

LAFARGE NORTH AMERICA

INC

LAFARGE SA

LAIDLAW INTERNATIONAL

INC

Lake Area Corn Processors

LLC

LAKE SHORE BANCORP INC

Lake Shore Gold Corp

Lake Sunapee Bank Group

Lakeland Bancorp Inc

Lakeland Financial Corp

Lakeland Industries Inc

Lam Research Corp

Lamar Advertising Co

Lamb Weston Holdings Inc

LAMSON & SESSIONS CO

LANCASTER COLONY CORP

LANCER CORP/TX

Landacorp Inc

Public Company Accounting Oversight Board

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Page 119

LandAmerica Financial Group

Inc.

Landauer Inc.

Landcadia Holdings IV Inc

Landmark Bancorp Inc

Landmark Infrastructure

Partners LP

Landos Biopharma Inc

Landry's Restaurants Inc.

Lands' End Inc

Landsea Homes Corp

Landstar System Inc

LANGER INC

Lantern Pharma Inc

Lantheus Holdings Inc

Lantronix Inc

Lanvin Group Holdings Ltd

LanzaTech Global Inc

LAPOLLA INDUSTRIES INC

LaPorte Bancorp Inc

LARGE SCALE BIOLOGY CORP

LARGO VISTA GROUP LTD

Larimar Therapeutics, Inc.

LAS VEGAS FROM

HOME.COM ENTM

Las Vegas Sands Corp

LASALLE HOTEL PROPERTIES

LASERCARD CORP

LASERSCOPE

Latch, Inc.

Lateef Fund

Latham Group Inc

Latin America Equity Fund

Inc. (The)

Latitude Communications Inc

Latitude Solutions Inc

Lattice Semiconductor

Corporation

Laudus Mondrian

International Fixed Income

Laudus Rosenburg

International Discovery

Laudus Rosenburg Intl Small

Cap

Laudus Rosenburg Lng/Sht

Laudus Rosenburg US

Discovery

Laudus Rosenburg US Small

Cap

Laudus Small Cap

MarketMasters

LAUREATE EDUCATION INC

LAUREL CAP GROUP INC

Lava Therapeutics NV

Lavoro Ltd

LAW ENFORCEMENT ASSOCS

CORP

LAWSON SOFTWARE INC

LAYNE CHRISTENSEN CO

Lazard Developing Markets

Equity

Lazard Emerging Markets

Equity

Lazard Emerging Markets

Equity Blend

Lazard Global Listed

Infrastructure

Lazard Inc

Lazard International Equity

Lazard International Strategic

Equity

Lazard Intl Small Cap

Lazard Retirement Emerg

Markets Equity

Lazard Retirement Intl Equity

Lazard Small Cap

Lazard U.S. Mid Cap Equity

Lazard US Equity

Concentrated

Lazare Kaplan International

Inc.

LA-Z-BOY INC

Lazydays Holdings Inc

LCA Vision Inc

LCC International Inc

LCI Industries

LCNB Corp

LDK Solar Co Ltd.

LDR Holding Corp

Le Gaga Holdings Ltd

Leader Capital Holdings Corp

Leader Money Market

Leader Short Term Bond

Leading Brands Inc

Leadis Technology Inc

Leaf Group Ltd

Leafly Holdings Inc

LEAP TECHNOLOGY INC

Leap Wireless International

Inc

Lear Corp

Learn CW Investment Corp

LEARNING CARE GROUP INC

Learning Tree International

Inc

LECG Corp

LECROY CORP

LeddarTech Holdings Inc

Lee Enterprises Inc

LEFT BEHIND GAMES INC

Lefteris Acquisition Corp

Legacy Bancorp Inc

Legacy Housing Corp

Legacy Reserves Inc

LegacyTexas Financial Group

Inc

LegalZoom.com Inc

Legato Systems Inc

LEGEND BIOTECH

CORPORATION

Legend International

Holdings Inc

Legend Oil and Gas Ltd

Legg Mason Amer Leading Co

Legg Mason Batterymarch

Emerging Mkts

Legg Mason Batterymarch

Intl Equity

Legg Mason Batterymarch

S&P 500 Index

Public Company Accounting Oversight Board

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Page 120

Legg Mason Capital

Management All Cap

Legg Mason Cash Reserve

Legg Mason ClearBridge

Capital

Legg Mason ClearBridge

Dividend Strategy

Legg Mason ClearBridge

Equity

Legg Mason ClearBridge

Small Cap Value

LEGG MASON INC

Legg Mason Invest Grade

Legg Mason LifeStyle

Allocation 50%

Legg Mason Ltd Duration

Bond

Legg Mason P Capital

Preservation

Legg Mason P Capital

Preservation II

Legg Mason P Core Plus Bond

Legg Mason P Dividend &

Income

Legg Mason P Global Equity

Legg Mason P Growth &

Income

Legg Mason P Intl All Cap

Opportunity

Legg Mason P Large Cap

Value

Legg Mason P Muni Bond

National

Legg Mason P US

Government Securities

Legg Mason TxEx MM

Legg Mason US Govt MM

Legg Mason US Sml Cap

Value

Legg Mason Western Asset

Core Bond

Legg Mason Western Asset

NJ Municipals

Legg Mason Western Asset

PA Municipals

Legg Mason Western Asset

Var Money Market

Leggett & Platt Inc

Lehman Bros Cash

Management Prime

Lehman Bros Institutional

Liquidity Government

Lehman Bros Institutional

Liquidity Government

Reserves

Lehman Bros Institutional

Liquidity Prime

Lehman Bros Institutional

Liquidity Prime Reserve

Lehman Bros National

Municipal Money

LEHMAN BROTHERS

HOLDINGS INC

Lehman Brothers

Institutional Liquidity

Leidos Holdings Inc

LEITCH TECHNOLOGY CORP

Leju Holdings Ltd

LeMaitre Vascular Inc

Lenco Mobile Inc

LendingClub Corp

LendingTree Inc

LENNAR CORP

Lennox International Inc.

LENOX GROUP INC

Lensar Inc

Lentuo International Inc

LENZ Therapeutics Inc

Leo Holdings Corp II

Leonardo DRS Inc

Lerer Hippeau Acquisition

Corp

Lesaka Technologies Inc

LESCO INC

Leuthold Asset Allocation

Leuthold Core Investment

Leuthold Global

LEV PHARMACEUTICALS INC

Level 3 Parent, LLC

Level One Bancorp Inc

Levere Holdings Corp

LEXAR MEDIA INC

Lexaria Bioscience Corp

Lexent Inc

Lexeo Therapeutics Inc

Lexicon Pharmaceuticals Inc

LexinFintech Holdings Ltd

Lexmark International Inc.

LG Display Co Ltd

LGL Group Inc (The)

LHC Group Inc

Li Auto Inc

LianBio

Libbey Inc.

LIBERATE TECHNOLOGIES

Liberated Syndication Inc

Liberator Medical Holdings

Inc

Liberty Acquisition Holdings

Corp

Liberty All Star Equity Fund

LIBERTY BANCORP INC

Liberty Broadband Corp

Liberty Coal Energy Corp

LIBERTY CORP

Liberty Energy Inc

Liberty Expedia Holdings Inc

Liberty Global Ltd

Liberty Gold Corp

Liberty Intrmd TxEx Bond

Liberty Latin America Ltd

Liberty Media Acquisition

Corp

Liberty Media Corp

Liberty Media Entertainment

Group

Liberty Media Interactive

Group

Liberty Property Trust

LIBERTY SAT & TECH -CL A

LIBERTY STAR GOLD CORP

Public Company Accounting Oversight Board

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Page 121

Liberty TripAdvisor Holdings

Inc

Liberty US Govt Money

Market

Liberty Var Asset Allocation

Liberty Var Money Market

Life Medical Sciences Inc

Life Partners Holdings Inc

Life Sciences Research Inc

Life Storage Inc

Life Technologies Corp

LIFE TIME FITNESS Inc

LifeCell Corp

Lifecore Biomedical Inc

LIFELINE SYSTEMS INC

LifeLock Inc

LifePath Retirement Portfolio

LifePoint Health Inc

Lifepoint Inc

LifeQuest World Corp

LifeStance Health Group Inc

LIFESTYLE INNOVATIONS INC

Lifetime Brands Inc

Lifevantage Corp

Lifeway Foods Inc

Lifezone Metals Ltd

Ligand Pharmaceuticals Inc

Light & Wonder Inc

Lightbridge Corp

LIGHTBRIDGE INC

Lighting Science Group Corp

LightInTheBox Holding Co Ltd

Lightning eMotors, Inc.

Lightscape Technologies Inc

Lightspan Inc

Lightspeed Commerce Inc

Lightwave Logic Inc

Lightyear Network Solutions

Inc

LIHIR GOLD LTD

Lilis Energy Inc

LILIUM N V

Limbach Holdings Inc

Limco-Piedmont Inc

LIME ENERGY CO

Liminal BioSciences Inc

Limited Term TxEx Bond

Fund of America

Limoneira Co

LIN Media LLC

Lincare Holdings Inc.

Lincoln Bancorp

Lincoln Educational Services

Corp

Lincoln Electric Holdings Inc

Lincoln National Corp

LINDBLAD EXPEDITIONS

HOLDINGS, INC.

Linde Plc

Lindsay Corp

Lineage Cell Therapeutics Inc

LINEAR TECHNOLOGY CORP

LINENS N THINGS INC

LINK ENERGY LLC

LINKBANCORP Inc

LinkedIn Corp

Linktone Ltd

LinnCo LLC

Lionbridge Technologies Inc

Lionheart III Corp

Lions Gate Entertainment

Corp

LIPID SCIENCES INC

LIPIDVIRO TECH INC

LIPMAN ELECTRONIC ENGR

LTD

Lipocine Inc

LipoScience Inc

LiqTech International Inc

Liquid Audio Inc

Liquid Cash Trust

Liquid Holdings Group Inc

Liquidia Corp

Liquidity Services Inc

Liquidmetal Technologies Inc

LIR Premier Money Mkt

Lithia Motors Inc.

Lithium Americas (Argentina)

Corp

LITHIUM TECHNOLOGY CORP

Littelfuse Inc

LITTLE SQUAW GOLD

MINING CO

LIV Capital Acquisition Corp II

Live Current Media

Live Nation Entertainment

Inc

Live Oak Bancshares Inc

Live Ventures Inc

LiveOne Inc

Liveramp Holdings Inc

LiveVox Holdings, Inc

LiveWire Group Inc

LiveWire Mobile Inc

Livongo Health Inc

Lizhan Environmental Corp

LJ International Inc

LKCM Equity

LKCM Small Cap Equity

LKQ Corporation

LL Flooring Holdings Inc

LL&E Royalty Trust

LMI Aerospace Inc

LML Payment Systems Inc

LMP Automotive Holdings Inc

LMP Capital and Income

Fund Inc

LMP Var Capital

LMP Var Equity Index

LMP Var I All Cap Fund

LMP Var III Aggressive

Growth

LMP Var III High Income

LMP Var III Large Cap Growth

LMP Var III Large Cap Value

LMP Var Investors

LMS MEDICAL SYSTEMS INC

LNB Bancorp Inc

Lnr Property Corp

loanDepot Inc

Local Bounti Corp

Public Company Accounting Oversight Board

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Page 122

Local Financial Corp

Local.com Corp

LOCATEPLUS HOLDINGS

CORP

Lockheed Martin Corp

LoCorr Long/Short

Commodity Strategies

LoCorr Macro Strategies

LoCorr Market Trend

LodgeNet Interactive Corp

Lodgian Inc.

Loehmanns Holdings Inc

LOEWS CORP

LogicBio Therapeutics Inc

LOGICVISION INC

LOGILITY INC

LogMeIn Inc

LoJack Corp

Loma Negra Compania

Industrial Argentina Sociedad

Anonima

Lombard Medical Tech Plc

Loncor Resources Inc

Lone Pine Resources Inc

Lone Star Gold Inc

LONE STAR STEAKHOUSE

SALOON

LONE STAR TECHNOLOGIES

Lonestar Resources US Inc

LONG ISLAND FINANCIAL

CORP

Longboard Managed Futures

Strategy

Longboard Pharmaceuticals

Inc

Longleaf Partners

Longleaf Partners Intl

Longleaf Partners Small Cap

Longs Drug Stores Corp

Longtop Financial

Technologies Ltd

Longview Acquisition Corp II

LONGVIEW FIBRE CO

Looksmart Ltd

Loomis Sayles Bond

Loomis Sayles Core Plus Bond

Loomis Sayles Fixed Income

Loomis Sayles Global

Allocation

Loomis Sayles Global Bond

Loomis Sayles Growth

Loomis Sayles Institutional

High Income

Loomis Sayles Invest Grade

Bond

Loomis Sayles InvTr

Investment Grade Fixed

Income

Loomis Sayles Limited

Government and Agency

Loomis Sayles Senior Floating

Rate and Fixed Income

Loomis Sayles Small Cap

Growth

Loomis Sayles Small Cap

Value

Loomis Sayles Strategic Alpha

Loomis Sayles Strategic

Income

Loomis Sayles Value

Loop Industries Inc

LoopNet Inc

Loral Space &

Communications Inc

Lord Abbett Affiliated

Lord Abbett Alpha Strategy

Lord Abbett Bond Debenture

Lord Abbett Calibrated Mid

Cap Value

Lord Abbett Classic Stock

Lord Abbett Convertible

Lord Abbett Core Fixed

Income

Lord Abbett Core Plus Bond

Lord Abbett Developing

Growth

Lord Abbett Dividend Growth

Lord Abbett Emerging

Markets Currency

Lord Abbett Floating Rate

Lord Abbett Focused Large

Cap Value

Lord Abbett Fundamental

Equity

Lord Abbett Growth Leaders

Lord Abbett Growth Opport

Lord Abbett High Income

Municipal Bond

Lord Abbett High Yield

Lord Abbett Income

Lord Abbett Inflation

Focused

Lord Abbett Ins Ser Bond

Lord Abbett Ins Ser Gro & Inc

Lord Abbett Ins Ser Mid Cp

Val

Lord Abbett Ins Ser Total

Return

Lord Abbett Intermediate

TaxFree

Lord Abbett International

Equity

Lord Abbett International

Value

Lord Abbett Intl

Opportunities

Lord Abbett Large Cap Gro

Lord Abbett Mid Cap Stock

Lord Abbett Multi-Asset

Balanced Opportunity

Lord Abbett Multi-Asset

Growth

Lord Abbett Multi-Asset

Income

Lord Abbett Short Duration

High Income Municipal Bond

Lord Abbett Short Duration

High Yield

Lord Abbett Short Duration

Income

Public Company Accounting Oversight Board

Issuers With No Outstanding Past-Due

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Lord Abbett Short Duration

Tax Free

Lord Abbett Small Cap Blend

Lord Abbett Sml Cap Value

Lord Abbett Total Return

Lord Abbett TxFr CA Income

Lord Abbett TxFr Natl Income

Lord Abbett TxFr NY Income

Lord Abbett Ultra Short Bond

Lord Abbett US Government